DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Morgan Stanley
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Philip A Mastellone | Morgan Stanley wirehouse | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 18, 2026 | Jul 9, 2026 |
| John Philip Bizjack | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2026 | Jun 16, 2026 |
| Brian J Bizjack | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2026 | Jun 16, 2026 |
| Candace M Gregory | Morgan Stanley wirehouse | Holistic Wealth Advisors independent RIA | Wirehouse to independent RIA | Jun 17, 2026 | Sep 3, 2026 (78 d) |
| Diane Fabian | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Aug 31, 2026 (76 d) |
| Kristin K Mccarthy | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Jun 12, 2026 |
| Sally A Venditti | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jun 16, 2026 | May 18, 2026 |
| Carlos Henriquez | Morgan Stanley wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Jul 6, 2026 |
| Brian Christopher Sullivan | Morgan Stanley wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Sep 3, 2026 (79 d) |
| Nicholas Ramsoondar | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Aug 4, 2026 (49 d) |
| Evan Lombardo | Morgan Stanley wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Jun 27, 2026 |
| Reylon R Robinson | Morgan Stanley wirehouse | Equitable Advisors, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Aug 6, 2026 (51 d) |
| Burton David Feld | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2026 | Jul 7, 2026 |
| Sara Jean Brettingen | Morgan Stanley wirehouse | Onedigital institutional | Other | Jun 15, 2026 | Jun 15, 2026 |
| Catherine Lyons | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2026 | Jul 13, 2026 |
| Reed Patrick Bailey | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Jun 15, 2026 | Jul 14, 2026 |
| Rex Elliot Mack | Morgan Stanley wirehouse | Daymark Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Jun 12, 2026 | Jun 1, 2026 |
| Peter Daniel Hogan | Morgan Stanley wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2026 | Jun 8, 2026 |
| Rachel Bascone | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jun 12, 2026 | Jun 26, 2026 |
| Tuan C Le | Morgan Stanley wirehouse | Sequoia Financial Group, L.L.C. independent RIA | Wirehouse to independent RIA | Jun 12, 2026 | Jul 10, 2026 |
| David Donald Powell | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 11, 2026 | Jun 10, 2026 |
| Rhiana Johnson | Morgan Stanley wirehouse | Principal Asset Management other | Other | Jun 11, 2026 | Jun 17, 2026 |
| William P Shade | Morgan Stanley wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2026 | Jun 8, 2026 |
| Huston Lorenzo | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2026 | Jun 9, 2026 |
| Catherine Marino-Edwards | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jun 9, 2026 | Jun 4, 2026 |
| Rufus Jason Laster | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jun 9, 2026 | May 27, 2026 |
| Jonathan Andrew Farmer | Morgan Stanley wirehouse | Belzberg & Co. mixed wealth | Wirehouse to independent RIA | Jun 9, 2026 | Jul 2, 2026 |
| Valerie Ashley Borges | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jun 9, 2026 | Jun 12, 2026 |
| Cole William Keller | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jun 9, 2026 | Jun 4, 2026 |
| Lewis Wade Rodgers | Morgan Stanley wirehouse | Empower Advisory Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2026 | Jul 7, 2026 |
| Steven Paul Keller | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jun 8, 2026 | Jun 4, 2026 |
| Matthew Dow Teems | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jun 8, 2026 | Jun 4, 2026 |
| Sunil I Menezes | Morgan Stanley wirehouse | Truist Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 5, 2026 | Aug 12, 2026 (68 d) |
| Patrick Michael Petsche | Morgan Stanley wirehouse | Daymark Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Jun 4, 2026 | Jun 1, 2026 |
| Vincenzo Costanzo | Morgan Stanley wirehouse | Daymark Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Jun 4, 2026 | Jun 1, 2026 |
| Cody Ray Flatt | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jun 4, 2026 | Jun 2, 2026 |
| Anthony Joseph Costanzo | Morgan Stanley wirehouse | Daymark Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Jun 4, 2026 | Jun 1, 2026 |
| David Lee Sanders | Morgan Stanley wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Jun 4, 2026 | Jul 17, 2026 (43 d) |
| Brittany Rose Oladunjoye | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | Jun 9, 2026 |
| Jair Abraham Hernandez Carrillo | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jun 3, 2026 | Jun 3, 2026 |
| Adam Bruce Link | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jun 3, 2026 | Jun 2, 2026 |
| Jacob Gandarilla | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 3, 2026 | Jul 20, 2026 (47 d) |
| Raj G Patel | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | Jun 19, 2026 |
| Rachel L Powell | Morgan Stanley wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | Jun 16, 2026 |
| James Edward Graves | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 2, 2026 | May 29, 2026 |
| Jeff Wineka | Morgan Stanley wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 2, 2026 | Jun 2, 2026 |
| Anna Magann | Morgan Stanley wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Jun 2, 2026 | Jun 15, 2026 |
| Michael Hill | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jun 1, 2026 | Jun 30, 2026 |
| Jaslinne M Lopez | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2026 | May 29, 2026 |
| Cordia J Taylor | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 29, 2026 | May 1, 2026 |
| Brian Joseph Anania | Morgan Stanley wirehouse | Madison Partners independent RIA | Wirehouse to independent RIA | May 29, 2026 | Jun 9, 2026 |
| Raphael L Randolph | Morgan Stanley wirehouse | Nationwide Securities, LLC no RAUM | Other | May 29, 2026 | Jun 23, 2026 |
| Kyle Ashmore | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | May 25, 2026 | Jun 8, 2026 |
| Justin Pender | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | May 25, 2026 | Jul 7, 2026 (43 d) |
| Megan Amanda Miller | Morgan Stanley wirehouse | Cambridge Investment Research Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | Jun 17, 2026 |
| Jackson Hodge | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | May 25, 2026 | Jun 3, 2026 |
| Ellen Marie Zawacki | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | May 22, 2026 | Jun 17, 2026 |
| Aaron Anthony Smith | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | May 22, 2026 | Jun 15, 2026 |
| Heidy Frank | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 21, 2026 | May 11, 2026 |
| Michael Anthony Bonomo | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | May 21, 2026 | May 18, 2026 |
15,833 moves match.