DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Securian Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph David Winslow | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2020 | Aug 19, 2020 |
| Jerald Frank Henderson | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2020 | Aug 19, 2020 |
| Patrick David Mcandrew | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2020 | Aug 19, 2020 |
| Christopher Michael Manzi | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2020 | Aug 19, 2020 |
| Aaron Brendan Moore | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2020 | Aug 6, 2021 (332 d) |
| Gregory Lee Lemley | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2020 | Jan 12, 2023 (856 d) |
| Kevin Lyle | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2020 | Aug 20, 2020 |
| Robert Lyle Ostenberg | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Aug 19, 2020 |
| Neil Kristian Fluken | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Aug 19, 2020 |
| Stephen Henry Grochol | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Aug 20, 2020 |
| Jason Christopher Heise | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Aug 19, 2020 |
| Valerie Cisneros | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Aug 19, 2020 |
| Richard Anthony Diregolo | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Aug 19, 2020 |
| Justin Charles Skelton | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Aug 19, 2020 |
| Edgardo Bruzzone | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Aug 19, 2020 |
| Robert Frankland Stafford | Securian Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2020 | Aug 5, 2020 |
| Jeff Marvin Bridges | Securian Financial Services, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2020 | Sep 8, 2020 |
| Viviana A Vilacha | Securian Financial Services, Inc. BD affiliated | Natixis Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2020 | Nov 9, 2020 (87 d) |
| Andrew Noel Breidenbaugh | Securian Financial Services, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2020 | Aug 3, 2020 |
| Tom O'Brien | Securian Financial Services, Inc. BD affiliated | Vantage Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2020 | Jul 17, 2020 |
| Kyon Pannill | Securian Financial Services, Inc. BD affiliated | Wealthspan Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2020 | Nov 25, 2020 (121 d) |
| Laura Michelle Steinbeck | Securian Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2020 | Jul 2, 2020 |
| Clay Worthington Kinnard | Securian Financial Services, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2020 | Jul 14, 2020 |
| Jared Trent Jones | Securian Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2020 | Jun 22, 2020 |
| Lawrence E Wall | Securian Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2020 | Jun 22, 2020 |
| Robert Alexander Donald Dodson | Securian Financial Services, Inc. BD affiliated | Fbl Wealth Management, LLC no RAUM | Other | Jun 9, 2020 | Jun 5, 2020 |
| Matthew Eric Johnson | Securian Financial Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2020 | Sep 2, 2020 (92 d) |
| Philip Edwin Beethoven-Wilson | Securian Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2020 | Jun 1, 2020 |
| Michael John Delaney | Securian Financial Services, Inc. BD affiliated | Northbrook Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2020 | May 15, 2020 |
| Kim Suzanne Luthy | Securian Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2020 | May 18, 2020 |
| Todd Lance Dreyer | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2020 | May 12, 2020 |
| Gary Francis London | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2020 | Jun 17, 2021 (414 d) |
| Timothy Dornan Moran | Securian Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2020 | Apr 27, 2020 |
| Ashlee Willis | Securian Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 6, 2020 | Jun 16, 2021 (436 d) |
| Jeffrey Craig Shaughnessy | Securian Financial Services, Inc. BD affiliated | Ameritas Advisory Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2020 | May 27, 2020 (57 d) |
| Russell Vinson Dawson | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2020 | May 4, 2020 (45 d) |
| Wade Howard Hartz | Securian Financial Services, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2020 | Mar 6, 2020 |
| Francine Kay Rubinstein | Securian Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 13, 2020 | Mar 13, 2020 |
| Thomas Ewig | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2020 | Apr 1, 2024 (1487 d) |
| Marco B Miros | Securian Financial Services, Inc. BD affiliated | Miros Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 26, 2020 | Nov 16, 2020 (264 d) |
| Robert Donald Lamperti | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2020 | Feb 27, 2020 |
| Patrick Donald Guilfoy | Securian Financial Services, Inc. BD affiliated | Duncan Financial Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 19, 2020 | Sep 3, 2020 (197 d) |
| Kenneth L Dean | Securian Financial Services, Inc. BD affiliated | Savior Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2020 | Feb 21, 2020 |
| Angela Susan Branham | Securian Financial Services, Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2020 | May 11, 2026 (2289 d) |
| Preston Riley Speece | Securian Financial Services, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2020 | Nov 1, 2021 (650 d) |
| Todd J Leary | Securian Financial Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 21, 2020 | Feb 3, 2020 |
| Ryan Kyle Ealy | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Mar 4, 2020 (56 d) |
| Scott Alan Andersh | Securian Financial Services, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jun 4, 2020 (156 d) |
| Garrett Daniel | Securian Financial Services, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Jan 2, 2020 |
| Schimri Yoyo | Securian Financial Services, Inc. BD affiliated | Bridgemark Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2019 | Dec 16, 2019 |
| Robert J Covello | Securian Financial Services, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Mar 5, 2020 (93 d) |
| Cynthia Rose Wilson | Securian Financial Services, Inc. BD affiliated | Gv Financial Advisors, Inc. unclassified | Other | Dec 2, 2019 | Oct 17, 2007 |
| Andrew Richard Sylvia | Securian Financial Services, Inc. BD affiliated | Ccm Investment Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 27, 2019 | Dec 24, 2019 |
| Craig Allen Belisle | Securian Financial Services, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | May 4, 2020 (160 d) |
| Jennifer Ford Deloach | Securian Financial Services, Inc. BD affiliated | Joyn Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2019 | Jul 26, 2018 |
| Deshunnon Thomas | Securian Financial Services, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | May 4, 2020 (160 d) |
| Tiffany Geyer Rosetti | Securian Financial Services, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | May 4, 2020 (160 d) |
| Cooper Ryan Smith | Securian Financial Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2019 | Dec 18, 2019 |
| Michael Steven Huskey | Securian Financial Services, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2019 | Jan 2, 2020 (50 d) |
| Jennifer Roensch | Securian Financial Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2019 | Nov 6, 2019 |
1,362 moves match.