DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Retirement Planners Of America

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Brandon WardRetirement Planners Of America independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJul 23, 2026Aug 18, 2026
Robert Paul BernardRetirement Planners Of America independent RIAFisher Investments independent RIARIA to RIAJun 9, 2026Jul 20, 2026 (41 d)
Christopher Robert SallRetirement Planners Of America independent RIAFisher Investments independent RIARIA to RIAJun 9, 2026Sep 16, 2026 (99 d)
Terry Lee BussardRetirement Planners Of America independent RIANexus One Financial Advisors LLC no RAUMRIA to a newly registered adviserJan 7, 2026Oct 8, 2025
Douglas Merrill BartolRetirement Planners Of America independent RIANexus One Financial Advisors LLC no RAUMRIA to a newly registered adviserJan 7, 2026Oct 10, 2025
Paul Andrew HoflandRetirement Planners Of America independent RIANexus One Financial Advisors LLC no RAUMRIA to a newly registered adviserJan 7, 2026Oct 7, 2025
David Austin MottRetirement Planners Of America independent RIANexus One Financial Advisors LLC no RAUMRIA to a newly registered adviserJan 7, 2026Oct 8, 2025
Jeffrey ElliottRetirement Planners Of America independent RIAEdelman Financial Engines independent RIARIA to RIANov 11, 2025Nov 14, 2025
Nicholas Antonio LopezRetirement Planners Of America independent RIACoppell Advisory Solutions LLC independent RIARIA to RIAAug 28, 2024Aug 14, 2025 (351 d)
Michelle RobertsRetirement Planners Of America independent RIASymphony Financial, Ltd. Co. independent RIARIA to RIAJun 10, 2024Jun 6, 2024
James Scott TaylorRetirement Planners Of America independent RIAAmc Wealth Management, LLC state registeredRIA to a state-registered adviserMay 3, 2024Jun 19, 2024 (47 d)
Robert Deane LenertzRetirement Planners Of America independent RIAFrost Investment Services BD affiliatedRIA to affiliated broker-dealer or bankApr 6, 2023May 30, 2023 (54 d)
Mark Brandon WardRetirement Planners Of America independent RIAPrestige Wealthwide, LLC independent RIARIA to RIAFeb 27, 2023Mar 13, 2023
Aljon LovelaceRetirement Planners Of America independent RIAEdge Creek Wealth Management LLC unclassifiedOtherDec 7, 2022Mar 28, 2023 (111 d)
Peter Dominic DemartinoRetirement Planners Of America independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2022Apr 25, 2022
Mark Joseph KrehelRetirement Planners Of America independent RIAMain Street Retirement Planning, LLC independent RIARIA to RIAFeb 3, 2022Jan 24, 2022
Elias Robert DragonRetirement Planners Of America independent RIAMain Street Retirement Planning, LLC independent RIARIA to RIAJan 18, 2022Jan 13, 2022
Jennifer Ann DragonRetirement Planners Of America independent RIAMain Street Retirement Planning, LLC independent RIARIA to RIAJan 18, 2022Jan 14, 2022
Philip Joseph FloydRetirement Planners Of America independent RIAWorth Asset Management independent RIARIA to RIAFeb 18, 2021Feb 5, 2021
Joseph Anthony DowdallRetirement Planners Of America independent RIAWorth Asset Management independent RIARIA to RIAFeb 18, 2021Feb 5, 2021
Michael Brian SchoffmanRetirement Planners Of America independent RIASchechter Investment Advisors, LLC independent RIARIA to RIAFeb 18, 2021Mar 17, 2021
Jordan Michael RoachRetirement Planners Of America independent RIABlack Knight Wealth Management, LLC independent RIARIA to RIAFeb 18, 2021Feb 5, 2021
Curtis Brandon ReeseRetirement Planners Of America independent RIAKrilogy independent RIARIA to RIANov 23, 2020Dec 8, 2020
Robert Adam YoungRetirement Planners Of America independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankNov 20, 2019Mar 23, 2020 (124 d)
Dean William HeimbachRetirement Planners Of America independent RIAPure Financial Advisors, LLC independent RIARIA to RIAAug 13, 2019Feb 11, 2020 (182 d)
Cortney Ryan GilesRetirement Planners Of America independent RIAArchstone Wealth Advisors, LLC state registeredRIA to a state-registered adviserAug 13, 2019Oct 2, 2019 (50 d)
Kushal Ashwin ShahRetirement Planners Of America independent RIADynamic independent RIARIA to RIAAug 13, 2019Jan 3, 2025 (1970 d)
Bruce Louis SutherlandRetirement Planners Of America otherAmerican Elite Advisory state registeredOtherNov 21, 2017Sep 5, 2019 (653 d)
Gregory Owen MccurryRetirement Planners Of America otherOn Investment Management Co otherOtherNov 15, 2016Sep 12, 2017 (301 d)
Ross Daniel EmmerRetirement Planners Of America otherDynamic otherOtherSep 13, 2016Oct 20, 2016 (37 d)
Melissa BergeronRetirement Planners Of America otherEdward Jones national BDOtherFeb 2, 2016Aug 22, 2024 (3124 d)
Aaron Michael HailRetirement Planners Of America otherBrookstone Wealth Advisors, LLC otherOtherAug 24, 2015Oct 6, 2015 (43 d)
Zachary N ThreadgillRetirement Planners Of America otherAwm Financial Services Inc. independent RIAOtherJun 5, 2014Sep 24, 2014 (111 d)
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33 moves match.