| Michael Booth Littledike | Allegis Investment Advisors, LLC independent RIA | Capita Financial Network, LLC no RAUM | Other | Apr 9, 2019 | Feb 16, 2018 |
| Daren Spencer Wright | Allegis Investment Advisors, LLC independent RIA | Cottonwood Asset Management LLC state registered | RIA to a state-registered adviser | Aug 13, 2018 | Aug 28, 2018 |
| Ryan Christian O'Shea | Allegis Investment Advisors, LLC independent RIA | Cottonwood Asset Management LLC state registered | RIA to a state-registered adviser | Aug 13, 2018 | Aug 28, 2018 |
| Brady Skidmore Webb | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Aug 13, 2018 | Sep 25, 2018 (43 d) |
| Staci Ann Compagno | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC independent RIA | RIA to RIA | Jul 20, 2018 | Apr 11, 2019 (265 d) |
| Alan Russel Hodgson | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jul 19, 2018 | Apr 9, 2018 |
| Thomas Parkin | Allegis Investment Advisors, LLC independent RIA | Fbl Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Jul 19, 2018 | Mar 20, 2019 (244 d) |
| Nathan Wade Rydalch | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Jul 19, 2018 | Jun 21, 2018 |
| Dan Eugene Jessop | Allegis Investment Advisors, LLC independent RIA | Adams Wealth Advisors independent RIA | RIA to RIA | Jul 19, 2018 | Jul 24, 2018 |
| Devin Dean Henderson | Allegis Investment Advisors, LLC independent RIA | Fortunate state registered | RIA to a state-registered adviser | Jul 13, 2018 | Jul 13, 2018 |
| Christopher Michael Miller | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC independent RIA | RIA to RIA | Jul 12, 2018 | May 15, 2019 (307 d) |
| Eric Dean Stuart | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Jul 12, 2018 | Jul 16, 2018 |
| Derek Demar Bohne | Allegis Investment Advisors, LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2018 | Aug 13, 2018 (46 d) |
| David Daniel Harris | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Jun 28, 2018 | May 31, 2018 |
| Cody James Lewis | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 28, 2018 | May 29, 2018 |
| Jeffrey Roger Segelke | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 28, 2018 | Jun 13, 2018 |
| Shane Allen Jensen | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Jun 28, 2018 | Jun 1, 2018 |
| Adam Scott Graves | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Jun 28, 2018 | Jun 5, 2018 |
| Douglas Mac Langford | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 28, 2018 | Jun 1, 2018 |
| Michael Dale Hood | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 28, 2018 | Jun 4, 2018 |
| Rodney Austin Walker | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Jun 22, 2018 | May 23, 2018 |
| Jeffrey Brent Johnson | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 20, 2018 | May 29, 2018 |
| Charles Elmer Sorensen | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 20, 2018 | Jun 15, 2018 |
| Matthew Taylor Hoskins | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 20, 2018 | May 24, 2018 |
| Jaron Allen Munk | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 20, 2018 | May 24, 2018 |
| Jeffrey Carl Ingersoll | Allegis Investment Advisors, LLC independent RIA | Magellan Capital LLC unclassified | Other | Jun 20, 2018 | Jul 13, 2018 |
| Jerry Marlin Toombs | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 18, 2018 | Jun 15, 2018 |
| Paul Gordon Ewell | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 15, 2018 | May 22, 2018 |
| Zaccary Spencer Call | Allegis Investment Advisors, LLC independent RIA | Capita Financial Network, LLC no RAUM | RIA to a newly registered adviser | Jun 15, 2018 | Feb 16, 2018 |
| Tyler Kirt Williamson | Allegis Investment Advisors, LLC independent RIA | Capita Financial Network, LLC no RAUM | RIA to a newly registered adviser | Jun 15, 2018 | Feb 16, 2018 |
| Michael John Gibbs | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 14, 2018 | May 16, 2018 |
| Timothy Michael Murphy | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 14, 2018 | May 24, 2018 |
| Wayne Cook Clark | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 14, 2018 | May 16, 2018 |
| Christopher Gammell Hedquist | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC other | Other | May 17, 2018 | Nov 1, 2017 |
| Kent William Binning | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | May 10, 2018 | May 2, 2018 |
| Charles Ryan Dunn | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | May 9, 2018 | May 31, 2018 |
| Michael Stephen Sandos | Allegis Investment Advisors, LLC independent RIA | Sandos Financial state registered | RIA to a state-registered adviser | May 8, 2018 | May 9, 2018 |
| Bradley Tyson Ferney | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | May 8, 2018 | Apr 24, 2018 |
| Michele Marie Laws | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | May 8, 2018 | Apr 24, 2018 |
| Joseph Earl Pond | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | May 8, 2018 | May 9, 2018 |
| Richard Gordon Rogers | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | May 8, 2018 | Apr 24, 2018 |
| Nathan Leroy Rosell | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | May 4, 2018 | Apr 9, 2018 |
| Jeremy Rich Johnston | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | May 3, 2018 | Apr 4, 2018 |
| Trenton Christopher Laporte | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | May 2, 2018 | Sep 25, 2018 (146 d) |
| Kimberly Kay Doleman | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Apr 27, 2018 | Mar 29, 2018 |
| Jeffrey Robert Hurst | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Apr 25, 2018 | Mar 26, 2018 |
| Levi B Larson | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Apr 25, 2018 | Mar 28, 2018 |
| Jason Robert Jones | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Apr 6, 2018 | Mar 8, 2018 |
| Jeffrey Ray Wangsgard | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Apr 6, 2018 | Mar 8, 2018 |
| Dallen Wade Williams | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Apr 4, 2018 | Mar 8, 2018 |
| Jennifer Lynne Landon | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC other | Other | Mar 29, 2018 | Jan 17, 2018 |
| Jordan Cal Anderson | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC other | Other | Mar 29, 2018 | Jan 17, 2018 |
| Robert John Beck | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Mar 28, 2018 | Mar 5, 2018 |
| Paul Alfred Coles | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Mar 28, 2018 | Mar 5, 2018 |
| Mason Michael Page | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Mar 28, 2018 | Mar 5, 2018 |
| Bradley Jay Christensen | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Mar 26, 2018 | Mar 1, 2018 |
| Matthew Kip Mendenhall | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Mar 26, 2018 | Mar 1, 2018 |
| Trent Lewis Johnson | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Mar 26, 2018 | Mar 2, 2018 |
| Garen Tanner Winn | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Mar 21, 2018 | Mar 2, 2018 |
| Seth Larson Merrill | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Mar 21, 2018 | Mar 2, 2018 |