DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sgl Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bryan Tyrell StigerSgl Financial, LLC independent RIAWellment Financial independent RIARIA to RIASep 23, 2025Nov 10, 2025 (48 d)
Joseph M McgrawSgl Financial, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseMay 27, 2025Mar 6, 2025
Leonard Peter HayduchokSgl Financial, LLC independent RIADedicated Financial Services LLC unclassifiedOtherAug 5, 2024Aug 23, 2017
Ryan Michael FiliaggiSgl Financial, LLC independent RIATurner Financial Group, Inc. independent RIARIA to RIAAug 5, 2024Jul 31, 2024
Shane Mark ScottSgl Financial, LLC independent RIATurner Financial Group, Inc. independent RIARIA to RIAAug 5, 2024Jul 25, 2024
Anh HamiltonSgl Financial, LLC independent RIANs Capital, LLC mixed wealthRIA to RIAFeb 24, 2023Mar 13, 2023
Thomas ChrobakSgl Financial, LLC independent RIAGradient Advisors, LLC independent RIARIA to RIAApr 4, 2022Feb 11, 2022
Thomas Henry KelleySgl Financial, LLC independent RIAKinetic Investment Management, Inc. independent RIARIA to RIAMay 12, 2021May 19, 2021
Kevin Patrick SmithSgl Financial, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJul 17, 2020Jul 20, 2020
Michael Alexander WatkinsSgl Financial, LLC independent RIAHorter Investment Management, LLC independent RIARIA to RIAAug 14, 2019Aug 26, 2019
Kevin B DivechaSgl Financial, LLC independent RIAWealth Watch Advisors, Inc independent RIARIA to RIANov 7, 2018Oct 31, 2018
David Scott TuckerSgl Financial, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAJul 20, 2018Jul 20, 2018
James Andrew BarnashSgl Financial, LLC independent RIASsn Advisory, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 5, 2018Jul 6, 2018
William Paul BoscowSgl Financial, LLC independent RIACl Wealth Management LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2018Jul 10, 2018
Kimberly Sue StrosniderSgl Financial, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAJul 2, 2018Jun 15, 2018
Paul David AmbrosiniSgl Financial, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMay 8, 2018Jul 31, 2018 (84 d)
Richard Robert DwyerSgl Financial, LLC independent RIACapital Management Services, Inc. independent RIARIA to RIAMar 26, 2018Apr 2, 2018
Nicholas Robert SloaneSgl Financial, LLC otherWealth Watch Advisors, Inc otherOtherFeb 7, 2018Feb 8, 2018
Scott Christopher CampbellSgl Financial, LLC otherWealth Watch Advisors, Inc otherOtherJan 17, 2018Jan 25, 2018
Tami J. SimpsonSgl Financial, LLC otherIntegrity Alliance, LLC otherOtherNov 29, 2017May 12, 2017
Peter James ConwaySgl Financial, LLC otherBrookstone Capital Management LLC otherOtherJun 23, 2017Jun 19, 2017
William Robert WinnSgl Financial, LLC otherBrookstone Wealth Advisors, LLC otherOtherSep 7, 2016Sep 22, 2016
Maria Geralyn FliessSgl Financial, LLC otherBrookstone Wealth Advisors, LLC otherOtherJul 21, 2016Jul 26, 2016
Robert CrucesSgl Financial, LLC otherRoyal Fund Management, LLC otherOtherMay 19, 2016Aug 31, 2017 (469 d)
Robert Steven MessinaSgl Financial, LLC otherFinancial Resources Group unclassifiedOtherOct 10, 2014Oct 10, 2014
Mark Lawrence WalshSgl Financial, LLC otherTuttle Wealth Management, LLC otherOtherApr 11, 2014Apr 14, 2014
Jeffrey Keith StukeySgl Financial, LLC otherBrookstone Wealth Advisors, LLC otherOtherApr 2, 2014Jun 20, 2014 (79 d)
Martin D. WeissSgl Financial, LLC otherFlying Eagle Wealth Management, LLC unclassifiedOtherJan 23, 2014Jan 25, 2016 (732 d)
Page 1 of 1
28 moves match.