DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Astor Investment Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bryan Charles TennantAstor Investment Management LLC mixed wealthHarris | Oakmark asset managerOtherJun 5, 2024Oct 14, 2025 (496 d)
Brandon BalaziAstor Investment Management LLC mixed wealthSaturna Capital Corporation asset managerOtherFeb 15, 2023Apr 10, 2026 (1150 d)
Thomas Mccarthy ObrienAstor Investment Management LLC mixed wealthMorningstar Investment Services LLC independent RIARIA to RIAJun 13, 2022Jan 9, 2024 (575 d)
Thomas Vincent ReidAstor Investment Management LLC mixed wealthCambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 29, 2021Oct 5, 2021 (190 d)
Keith Arnold SchlingheydeAstor Investment Management LLC mixed wealthBenjamin F. Edwards & Company, Incorporated BD affiliatedRIA to affiliated broker-dealer or bankFeb 17, 2021Mar 10, 2021
Trenton James GrensAstor Investment Management LLC mixed wealthAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 16, 2021Jun 21, 2022 (490 d)
Ethan Nguyen OgdenAstor Investment Management LLC mixed wealthMaia Wealth independent RIARIA to RIAMay 15, 2020May 9, 2022 (724 d)
Matthew H. JohnsonAstor Investment Management LLC mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMay 7, 2019Feb 18, 2020 (287 d)
Nicole Ann EngelAstor Investment Management LLC mixed wealthHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2019Oct 25, 2019 (176 d)
Jace Rock JamesAstor Investment Management LLC otherFirst Trust Advisors LP otherOtherMay 3, 2017May 5, 2017
Jason Scott SwedoAstor Investment Management LLC otherVoya Financial Advisors, Inc. otherOtherMar 6, 2017Mar 7, 2017
Matthew Frank MohlmanAstor Investment Management LLC otherOxford Financial Group, Ltd otherOtherJun 30, 2015Aug 15, 2016 (412 d)
Dennis Loyd EngelAstor Investment Management LLC otherManaged Asset Portfolios, LLC otherOtherNov 25, 2014May 18, 2016 (540 d)
Timothy James MclaughlinAstor Investment Management LLC otherInvesco Advisers, Inc. asset managerOtherNov 11, 2014Dec 21, 2018 (1501 d)
Jonathon Thomas DigiovanniAstor Investment Management LLC otherFirst Trust Advisors LP otherOtherNov 5, 2014Dec 8, 2014 (33 d)
Jason Scott SwedoAstor Investment Management LLC otherCedar Capital, LLC no RAUMOtherOct 20, 2014Feb 25, 2015 (128 d)
Brandon BalaziAstor Investment Management LLC otherCedar Capital, LLC no RAUMOtherOct 20, 2014Feb 25, 2015 (128 d)
Garrett William KelleyAstor Investment Management LLC otherVictory Capital Management Inc. otherOtherAug 27, 2014Sep 24, 2014
Terrence Patrick GearyAstor Investment Management LLC otherManaged Asset Portfolios, LLC otherOtherAug 27, 2014Jan 28, 2016 (519 d)
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19 moves match.