DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Compound Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lance Ivan LehmanCompound Planning, Inc. independent RIAFarther independent RIARIA to RIAMar 3, 2026Mar 2, 2026
Joseph Anthony PernaCompound Planning, Inc. independent RIARitholtz Wealth Management independent RIARIA to RIAMar 3, 2026Feb 6, 2026
Tyler Andrew MorrisCompound Planning, Inc. independent RIAFarther independent RIARIA to RIAJan 13, 2026Jan 2, 2026
Michael Robert HunterCompound Planning, Inc. independent RIARetire Right Planning, LLC state registeredRIA to a state-registered adviserNov 19, 2025Jan 27, 2026 (69 d)
Michelle Marie LeichtnerCompound Planning, Inc. independent RIABuffalo Run Wealth Advisors LLC state registeredRIA to a state-registered adviserOct 23, 2025Feb 17, 2026 (117 d)
Alec Andy MontoyaCompound Planning, Inc. independent RIASavant Wealth Management independent RIARIA to RIAOct 23, 2025Nov 25, 2025 (33 d)
Eric William FlynnCompound Planning, Inc. independent RIAAprio Wealth Management, LLC independent RIARIA to RIAOct 6, 2025Nov 10, 2025 (35 d)
Jakub KubrakCompound Planning, Inc. independent RIASilver Grove Advisory Services independent RIARIA to RIAAug 25, 2025Aug 7, 2025
Long N TranCompound Planning, Inc. independent RIACreative Planning independent RIARIA to RIAAug 25, 2025Aug 11, 2025
Edgar Allen ThomasCompound Planning, Inc. independent RIATucker Asset Management LLC independent RIARIA to RIAMay 6, 2025May 2, 2025
Peyton Russell HawkesCompound Planning, Inc. independent RIACetera Planning Partners independent RIARIA to RIAJan 8, 2025Dec 19, 2024
Burton Blayne BrownCompound Planning, Inc. independent RIATcfg Investment Advisors, LLC independent RIARIA to RIAJan 8, 2025Jan 3, 2025
Whitney Anne PappasCompound Planning, Inc. independent RIADomain Money Advisors, LLC no RAUMOtherJan 8, 2025Sep 9, 2025 (244 d)
Bernadine Marie SanchezCompound Planning, Inc. independent RIAMadrid Wealth Management independent RIARIA to RIAJan 7, 2025Jan 10, 2025
Raul RodriguezCompound Planning, Inc. independent RIASignal Advisors Wealth, LLC independent RIARIA to RIAJan 7, 2025Feb 24, 2025 (48 d)
Rosemary Soto WrightCompound Planning, Inc. independent RIAWhitwell Advisors independent RIARIA to RIAJan 3, 2025Jan 6, 2025
Paul Jay ReifersonCompound Planning, Inc. independent RIAWhitwell Advisors independent RIARIA to RIAJan 3, 2025Jan 1, 2026 (363 d)
Stefan WhitwellCompound Planning, Inc. independent RIAWhitwell Advisors independent RIARIA to RIAJan 3, 2025Jan 6, 2025
Kyon PannillCompound Planning, Inc. independent RIASignal Advisors Wealth, LLC independent RIARIA to RIANov 5, 2024Apr 27, 2026 (538 d)
Thomas Russell CroxtonCompound Planning, Inc. independent RIAMariner Advisor Network BD affiliatedRIA to affiliated broker-dealer or bankOct 21, 2024Nov 18, 2024
Mark A CecchiniCompound Planning, Inc. independent RIAQuadrant Private Wealth Management, LLC independent RIARIA to RIAMay 2, 2024May 16, 2024
Richard Kenneth RoscelliCompound Planning, Inc. independent RIACardea Capital Advisors, LLC independent RIARIA to RIAMay 1, 2024Feb 12, 2024
Devin Macgregor TurnerCompound Planning, Inc. independent RIADimensional Fund Advisors LP asset managerOtherJun 12, 2023Jun 22, 2023
Matthew J PeckCompound Planning, Inc. independent RIAAnderson Financial Strategies, LLC mixed wealthRIA to RIAFeb 16, 2023May 1, 2023 (74 d)
Jonathan WrightCompound Planning, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 23, 2016Apr 1, 2025 (3021 d)
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25 moves match.