DFX Intelligence
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rhett Allen Helt | Thrivent Investment Management Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 25, 2021 | Dec 6, 2021 (103 d) |
| Joseph Davidson | Thrivent Investment Management Inc. BD affiliated | Goldstone Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2021 | Dec 1, 2021 (98 d) |
| Levar James Williams | Thrivent Investment Management Inc. BD affiliated | Syntrinsic Investment Counsel, LLC. other | Other | Aug 25, 2021 | Sep 1, 2021 |
| Logan Perry Swartzentruber | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2021 | Oct 25, 2021 (66 d) |
| Gregg Alan Knudten | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Sep 20, 2022 (403 d) |
| Tyler Joseph Prescott | Thrivent Investment Management Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Jan 10, 2022 (150 d) |
| Alysha Diane Parotti | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Sep 8, 2021 |
| Daniel Michael Guido | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Nov 5, 2021 (84 d) |
| Joni Kaye Kellen | Thrivent Investment Management Inc. BD affiliated | Northwest Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Aug 18, 2021 |
| Lawrence Graham Stidham | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Apr 14, 2022 (251 d) |
| Travis Garrett Fitts | Thrivent Investment Management Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Jul 6, 2022 (334 d) |
| Bayley Jensen Thomas | Thrivent Investment Management Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 6, 2021 | Sep 13, 2021 (38 d) |
| Steven John Liebzeit | Thrivent Investment Management Inc. BD affiliated | Advanced Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2021 | Mar 30, 2022 (243 d) |
| Jesse D Pryor | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Nov 23, 2021 (116 d) |
| Kurt Ro | Thrivent Investment Management Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Sep 9, 2021 (48 d) |
| Sergio A Corona | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2021 | Oct 31, 2021 (100 d) |
| William Hobson Wubbena | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2021 | Jul 15, 2021 |
| Maxwell Valentine Dalavai | Thrivent Investment Management Inc. BD affiliated | Crossgate Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Aug 4, 2021 |
| Tyler Pollard | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Oct 14, 2021 (90 d) |
| Edward Matthew Lockett | Thrivent Investment Management Inc. BD affiliated | Fwg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2021 | Jul 21, 2021 |
| Anna Rae Larson | Thrivent Investment Management Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2021 | Jul 22, 2021 |
| Lawrence Everett Thompson | Thrivent Investment Management Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2021 | Jul 13, 2021 |
| Louis Theodore Miller | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2021 | Sep 15, 2021 (70 d) |
| Jerod James Madden | Thrivent Investment Management Inc. BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Jul 7, 2021 | Jan 4, 2022 (181 d) |
| Anthony Wentzell | Thrivent Investment Management Inc. BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Jun 25, 2021 | Aug 9, 2021 (45 d) |
| Marc J Wein | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Sep 15, 2021 (82 d) |
| Erin B Long | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Aug 12, 2021 (55 d) |
| Dennis Gafur | Thrivent Investment Management Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Apr 18, 2022 (304 d) |
| Scott William Yeomans | Thrivent Investment Management Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Aug 25, 2021 (75 d) |
| Camille Elizabeth Toschi | Thrivent Investment Management Inc. BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Dec 9, 2021 (181 d) |
| Justin Thomas Horsch | Thrivent Investment Management Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Jun 16, 2021 |
| Levi William Johnson | Thrivent Investment Management Inc. BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2021 | Jan 14, 2022 (218 d) |
| Christian Michael Royden Dane | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2021 | Dec 4, 2020 |
| Teresa Lockbaum | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 11, 2021 |
| Amy Jo Dixon | Thrivent Investment Management Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2021 | Jun 25, 2021 |
| Tracy L. Rosenau | Thrivent Investment Management Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2021 | Jul 12, 2021 (45 d) |
| Tijuana Lynn Brown | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 24, 2021 | Jun 28, 2024 (1131 d) |
| Grantham Buntin | Thrivent Investment Management Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | May 24, 2021 | Jun 9, 2021 |
| Zachary Wesche | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2021 | May 1, 2023 (707 d) |
| Ryan Holzwarth | Thrivent Investment Management Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | May 14, 2021 | Oct 13, 2021 (152 d) |
| Fernando E. Grijalva | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2021 | Jun 16, 2021 (33 d) |
| Melanie Mousheh | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2021 | Jun 21, 2021 (38 d) |
| Robyn Mary Joyner | Thrivent Investment Management Inc. BD affiliated | Thrivent Asset Management, LLC asset manager | Other | May 13, 2021 | May 14, 2021 |
| Ashley Marie Fagely | Thrivent Investment Management Inc. BD affiliated | Thrivent Asset Management, LLC asset manager | Other | May 13, 2021 | May 14, 2021 |
| Jennifer Jill Glovacki | Thrivent Investment Management Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Apr 18, 2022 (346 d) |
| Frank Holder | Thrivent Investment Management Inc. BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Jul 2, 2021 (56 d) |
| Dustin J Dornbusch | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2021 | Jul 16, 2021 (70 d) |
| Thomas Green | Thrivent Investment Management Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | May 24, 2021 |
| Jared Bradley Hagen | Thrivent Investment Management Inc. BD affiliated | Thrivent Asset Management, LLC asset manager | Other | May 6, 2021 | May 5, 2021 |
| Kristine Joy Mogollon | Thrivent Investment Management Inc. BD affiliated | Thrivent Asset Management, LLC asset manager | Other | May 4, 2021 | May 3, 2021 |
| Tami Lee Carley | Thrivent Investment Management Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2021 | Jul 31, 2026 (1932 d) |
| Grigoriy V Kuznetsov | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2021 | Aug 6, 2021 (112 d) |
| Daniel Ryan Hayes | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2021 | Mar 30, 2021 |
| Michele Lipschultz | Thrivent Investment Management Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2021 | Jan 18, 2023 (658 d) |
| Andrew Benjamin Jones | Thrivent Investment Management Inc. BD affiliated | Desert Rose Capital Management, Inc. asset manager | Other | Mar 31, 2021 | Jul 22, 2021 (113 d) |
| Jacob Jeffrey Rabas | Thrivent Investment Management Inc. BD affiliated | Associated Investment Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2021 | Mar 18, 2021 |
| Thomas Michael Ellwanger | Thrivent Investment Management Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Jan 10, 2023 (662 d) |
| Bryce James Snow | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Apr 26, 2021 (38 d) |
| Thomas James Colson | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Nov 19, 2021 (245 d) |
| Paul Edward Leapaldt | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2021 | Mar 17, 2021 |
1,856 moves match.