Departures from Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Paul Chungkwan Kim	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Feb 3, 2015	Feb 25, 2015
Peter David Dubin	Hsbc Securities (USA) Inc. other	Santander Securities other	Other	Jan 21, 2015	Feb 5, 2015
Elizabeth Ann Allen	Hsbc Securities (USA) Inc. other	Wells Fargo Advisors wirehouse	Other	Jan 20, 2015	Mar 25, 2015 (64 d)
Luis Alberto Mendoza	Hsbc Securities (USA) Inc. other	Truist Advisory Services, Inc. no RAUM	Other	Jan 12, 2015	Aug 18, 2016 (584 d)
Joseph Thomas Canevari	Hsbc Securities (USA) Inc. other	Td Private Client Wealth LLC other	Other	Jan 7, 2015	Feb 26, 2015 (50 d)
Brian James Blackerby	Hsbc Securities (USA) Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jan 6, 2015	Oct 30, 2020 (2124 d)
Gom Tran	Hsbc Securities (USA) Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jan 5, 2015	Feb 5, 2015 (31 d)
Joseph Paul Titus	Hsbc Securities (USA) Inc. other	M&T Securities, Inc. unclassified	Other	Jan 5, 2015	Jan 8, 2015
Dmitriy Konnov	Hsbc Securities (USA) Inc. other	Msi Financial Services, Inc. other	Other	Dec 11, 2014	Feb 13, 2015 (64 d)
David Knafo	Hsbc Securities (USA) Inc. other	Morgan Stanley wirehouse	Other	Dec 8, 2014	Dec 10, 2014
Mari Zayas-Bazan	Hsbc Securities (USA) Inc. other	UBS Financial Services Inc. wirehouse	Other	Dec 8, 2014	Jan 9, 2015 (32 d)
Alexei Rodriguez Zinevich	Hsbc Securities (USA) Inc. other	Morgan Stanley wirehouse	Other	Dec 8, 2014	Dec 19, 2014
Philip Evan Saravis	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Nov 20, 2014	Nov 5, 2014
Ying Lu	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 27, 2014	Nov 17, 2014
Gloria Luz Aneiros	Hsbc Securities (USA) Inc. other	Dominick & Dominick LLC other	Other	Oct 24, 2014	Nov 17, 2014
Charles P Churchill	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Oct 21, 2014	Oct 20, 2014
Lori Delynn Russell	Hsbc Securities (USA) Inc. other	D.A. Davidson & Co. other	Other	Oct 10, 2014	Oct 6, 2014
Mario Matthew Girone	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Oct 7, 2014	Feb 7, 2017 (854 d)
Raymond Krumdieck	Hsbc Securities (USA) Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Oct 7, 2014	Oct 2, 2014
Kristian Carr Forster	Hsbc Securities (USA) Inc. other	Wells Fargo Advisors wirehouse	Other	Oct 6, 2014	Oct 20, 2014
Steven Robert Brown	Hsbc Securities (USA) Inc. other	Capital One Advisors, LLC no RAUM	Other	Sep 23, 2014	Jan 6, 2016 (470 d)
John Lamaris	Hsbc Securities (USA) Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Sep 15, 2014	Sep 22, 2014
Tina Hwang	Hsbc Securities (USA) Inc. other	Cetera Investment Advisers LLC other	Other	Sep 15, 2014	Jul 7, 2016 (661 d)
Joshua Eric Reesman	Hsbc Securities (USA) Inc. other	Prosperity Capital Advisors independent RIA	Other	Sep 3, 2014	Dec 22, 2021 (2667 d)
Elias Fakhouri	Hsbc Securities (USA) Inc. other	Morgan Stanley wirehouse	Other	Aug 20, 2014	Aug 12, 2014
Brian Christopher Ericson	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. BD affiliated	Other	Aug 11, 2014	Jan 27, 2023 (3091 d)
Scott Christian Rosser	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 8, 2014	Nov 13, 2015 (462 d)
Frank Wen Dah Huang	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 4, 2014	Apr 15, 2015 (254 d)
Chang Lee	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Jul 15, 2014	Jul 14, 2014
Van Tran	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 15, 2014	Jul 28, 2014
Brannigan James Judge	Hsbc Securities (USA) Inc. other	Santander Securities other	Other	Jul 10, 2014	Jan 7, 2015 (181 d)
Daniel Bermiss	Hsbc Securities (USA) Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jul 9, 2014	Jul 17, 2014
Jean C Jimenez	Hsbc Securities (USA) Inc. other	Morgan Stanley wirehouse	Other	Jul 1, 2014	Jul 17, 2014
Russ Bizhko	Hsbc Securities (USA) Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jul 1, 2014	Jul 17, 2014
Kevin Peters	Hsbc Securities (USA) Inc. other	MML Investors Services, LLC other	Other	Jun 10, 2014	Mar 3, 2015 (266 d)
Matthew John Farrell	Hsbc Securities (USA) Inc. other	Advice And Planning Services other	Other	Jun 4, 2014	Jun 25, 2014
Michael B Wolff	Hsbc Securities (USA) Inc. other	Oppenheimer & Co. Inc. other	Other	Jun 2, 2014	Jun 2, 2014
Ethan Lee Willis	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	May 29, 2014	Aug 28, 2014 (91 d)
Negin Banaei	Hsbc Securities (USA) Inc. other	Bancwest Investment Services, Inc. (Bwis) other	Other	May 29, 2014	Aug 27, 2014 (90 d)
Carlota Isabel Machado	Hsbc Securities (USA) Inc. other	UBS Financial Services Inc. wirehouse	Other	May 27, 2014	Jul 28, 2014 (62 d)
Maria Isabel Patino-Rodriguez	Hsbc Securities (USA) Inc. other	UBS Financial Services Inc. wirehouse	Other	May 27, 2014	Jul 2, 2014 (36 d)
Jason Leberfeld	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	May 23, 2014	Jun 17, 2014
Diana Aileen Romero	Hsbc Securities (USA) Inc. other	Wells Fargo Advisors wirehouse	Other	May 13, 2014	Jun 17, 2014 (35 d)
Fei Hon Yiu	Hsbc Securities (USA) Inc. other	J.P. Morgan Securities LLC wirehouse	Other	May 6, 2014	Apr 29, 2014
Joao Carlos Bastos	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Apr 23, 2014	Aug 5, 2014 (104 d)
Gregg D Jensen	Hsbc Securities (USA) Inc. other	M&T Securities, Inc. unclassified	Other	Apr 23, 2014	Apr 22, 2014
Seth Lawrence Hart	Hsbc Securities (USA) Inc. other	Morgan Stanley wirehouse	Other	Apr 9, 2014	Apr 4, 2014
Clement Jaeho Shin	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Apr 7, 2014	Nov 3, 2014 (210 d)
Olive Siau New Goh	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Apr 7, 2014	May 21, 2014 (44 d)
Joseph Napoleone	Hsbc Securities (USA) Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Apr 1, 2014	Apr 3, 2014
Peter Jeremy Creedon	Hsbc Securities (USA) Inc. other	Crystal Brook Advisors state registered	Other	Mar 26, 2014	Feb 20, 2018 (1427 d)
Alex Stuart Hamill	Hsbc Securities (USA) Inc. other	Advice And Planning Services BD affiliated	Other	Mar 26, 2014	May 25, 2021 (2617 d)
Satyajeet Shinde	Hsbc Securities (USA) Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Mar 7, 2014	Mar 11, 2014
Stephen Mersinger	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jan 29, 2014	Feb 18, 2014
Thomas Jethro Darden	Hsbc Securities (USA) Inc. other	Wells Fargo Advisors wirehouse	Other	Jan 6, 2014	Dec 3, 2013
Marc Anthony Infante	Hsbc Securities (USA) Inc. other	Wells Fargo Advisors wirehouse	Other	Jan 6, 2014	Dec 3, 2013
Stephanie Lynn Schultz	Hsbc Securities (USA) Inc. other	Wells Fargo Advisors wirehouse	Other	Jan 6, 2014	Jan 9, 2014
Irina Kokini	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Dec 13, 2013	Jan 24, 2014 (42 d)
Thomas Marco Avitabile	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Nov 25, 2013	Dec 23, 2013
Amanda Hollingsworth Blair	Hsbc Securities (USA) Inc. other	Morgan Stanley wirehouse	Other	Nov 13, 2013	Nov 4, 2013

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921 moves match.