DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Witherspoon WallaceWells Fargo Advisors wirehouseStifel, Nicolaus & Company, Incorporated national BDWirehouse to affiliated broker-dealer or bankNov 4, 2025Oct 28, 2025
Grant Courtney ShafferWells Fargo Advisors wirehouseEsi Financial Advisors independent RIAWirehouse to independent RIANov 3, 2025Dec 11, 2025 (38 d)
Christopher OrtizWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseNov 3, 2025Jan 7, 2026 (65 d)
Mark SerbyWells Fargo Advisors wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankOct 29, 2025Oct 27, 2025
Jeffrey Michael SmithWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 29, 2025Oct 24, 2025
George Derek BerridgeWells Fargo Advisors wirehouseRfg Advisory, LLC independent RIAWirehouse to independent RIAOct 29, 2025Nov 11, 2025
Edward MoffittWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseOct 29, 2025Oct 24, 2025
Marney Jones HeathWells Fargo Advisors wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 29, 2025Nov 3, 2025
Scott KeehnWells Fargo Advisors wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 29, 2025Oct 30, 2025
James A FrangenbergWells Fargo Advisors wirehouseFounders Financial Securities, LLC independent RIAWirehouse to independent RIAOct 29, 2025Oct 27, 2025
Seth Burleigh HeislerWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 29, 2025Oct 24, 2025
Jose A BravoWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 29, 2025Oct 27, 2025
Paulo Eduardo BettegaWells Fargo Advisors wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 29, 2025Nov 17, 2025
Khoa Dang LeWells Fargo Advisors wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankOct 29, 2025Nov 11, 2025
Joshua SouthwickWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 29, 2025Oct 24, 2025
Tierra ReeseWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankOct 29, 2025Nov 7, 2025
Chad Leon StaffordWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 29, 2025Nov 24, 2025
Diana FalkenhainerWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseOct 28, 2025Dec 24, 2025 (57 d)
Eric J ChanWells Fargo Advisors wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankOct 28, 2025Oct 24, 2025
Jasmine A PascuaWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankOct 28, 2025Oct 14, 2025
Daniel CantuWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseOct 28, 2025Oct 17, 2025
Carmino BoveWells Fargo Advisors wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 27, 2025Oct 16, 2025
Dustin DixonWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseOct 27, 2025Nov 4, 2025
David Anthony ReaWells Fargo Advisors wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 27, 2025Mar 25, 2026 (149 d)
Elie Bou SamraWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseOct 27, 2025Dec 1, 2025 (35 d)
Deborah Ann GottlickWells Fargo Advisors wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankOct 27, 2025Oct 27, 2025
Malory CaltagironeWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 23, 2025Oct 17, 2025
Jarid Carl KingWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 22, 2025Oct 17, 2025
Marcus GloverWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseOct 22, 2025Jan 28, 2026 (98 d)
Lauren Dellinger LamulleWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankOct 22, 2025Oct 24, 2025
Colin Richard EddingtonWells Fargo Advisors wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 22, 2025Oct 21, 2025
Joshua Michael RipleyWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 22, 2025Oct 16, 2025
Jeffrey Corcoran GlennWells Fargo Advisors wirehouseFarther independent RIAWirehouse to independent RIAOct 22, 2025Oct 24, 2025
Trung Ho NguyenWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankOct 22, 2025Oct 15, 2025
Ethan Conley WoodsWells Fargo Advisors wirehouseSoltis Investment Advisors, LLC independent RIAWirehouse to independent RIAOct 22, 2025Oct 2, 2025
Clyde Martin PilkingtonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 22, 2025Oct 17, 2025
Sara Marie RubyWells Fargo Advisors wirehouseU.S. Bancorp Investments, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 22, 2025Oct 17, 2025
Matthew Christopher RhodesWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseOct 22, 2025Oct 28, 2025
Lisa Dorothy Probanski-BonitoWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 22, 2025Oct 27, 2025
Hung Nathaniel NguyenWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankOct 21, 2025Sep 3, 2026 (317 d)
William HamermanWells Fargo Advisors wirehouseWealth Enhancement Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 20, 2025Oct 1, 2025
Jason Thomas GraybillWells Fargo Advisors wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankOct 15, 2025Oct 29, 2025
Reynel GonzalezWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 15, 2025Oct 6, 2025
Kimberly LarsenWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseOct 15, 2025Oct 17, 2025
Christopher PetralliWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseOct 15, 2025Oct 10, 2025
Wesley Foster PeltzerWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 15, 2025Oct 16, 2025
Carlos Alfredo ReyesWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseOct 15, 2025Nov 10, 2025
William Randolph ZurnWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseOct 14, 2025Oct 9, 2025
Karen M LewisWells Fargo Advisors wirehouseThe Lewis Financial Group independent RIAWirehouse to independent RIAOct 14, 2025Oct 10, 2025
Heath Nicholas HanichWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseOct 14, 2025Oct 9, 2025
Bradley W. NeringWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseOct 14, 2025Oct 9, 2025
Sandra Ah-Jeong Kim-HerWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseOct 14, 2025Oct 9, 2025
Michael Joseph MildonWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 10, 2025Sep 22, 2025
Engell AlfonsoWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseOct 10, 2025Oct 28, 2025
Amanda Marie MountsWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 10, 2025Oct 13, 2025
Michael Christopher SharrettWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 9, 2025Oct 8, 2025
Douglas M. HannaWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseOct 9, 2025Oct 3, 2025
Javier MorenoWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseOct 9, 2025Nov 4, 2025
Tamir HornesbyWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankOct 8, 2025Oct 15, 2025
John W DunnWells Fargo Advisors wirehouseStifel, Nicolaus & Company, Incorporated national BDWirehouse to affiliated broker-dealer or bankOct 8, 2025Sep 30, 2025
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18,578 moves match.