DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Kirby McclureWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankMay 21, 2026May 15, 2026
Semhar WoldeslassieWells Fargo Advisors wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseMay 21, 2026May 27, 2026
Jessika DuarteWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseMay 21, 2026Jun 12, 2026
Ingrid Marie HollenWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 19, 2026May 12, 2026
Kevin Barry BurnettWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankMay 19, 2026May 15, 2026
James Edward UtzWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 19, 2026May 12, 2026
Brian Irving StoneWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 19, 2026May 15, 2026
Jeremy Kay HunsakerWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 19, 2026May 12, 2026
Deana RuelasWells Fargo Advisors wirehouseBenjamin F. Edwards & Company, Incorporated BD affiliatedWirehouse to affiliated broker-dealer or bankMay 19, 2026May 15, 2026
Lisa Fleischer SomloWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseMay 18, 2026Jun 2, 2026
Gregory Alan WiseWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 18, 2026Jun 4, 2026
Jeremy Chris GardunoWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 18, 2026May 11, 2026
Douglas E HaskinWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 18, 2026May 13, 2026
Gary Brett SeckendorfWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 18, 2026May 11, 2026
Alan SorokinWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 18, 2026Sep 8, 2026 (113 d)
Paulo LedesmaWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 15, 2026May 29, 2026
Bing LiuWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 15, 2026Jun 3, 2026
Lawrence G McneillWells Fargo Advisors wirehouseU.S. Capital Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 14, 2026May 7, 2026
Mary Claire BrontonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 14, 2026May 8, 2026
Andrew Peirce BuchtaWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 14, 2026May 8, 2026
Charles Michael CollinsWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 14, 2026May 8, 2026
Brian James KotowskiWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 14, 2026May 8, 2026
David Lee WhiteWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMay 14, 2026May 20, 2026
Steven Lane WebbWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 14, 2026Jun 9, 2026
Rodolfo AcostaWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseMay 14, 2026Sep 8, 2026 (117 d)
Kathryn Ann BuchtaWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 14, 2026May 8, 2026
Bradley S PottorfWells Fargo Advisors wirehouseOppenheimer & Co. Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 12, 2026May 21, 2026
Gary Alan RubinWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseMay 11, 2026May 4, 2026
Jonathan BrummerWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseMay 11, 2026May 4, 2026
Ray Walter McdonaldWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMay 11, 2026May 26, 2026
Julia L DinotaWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 11, 2026Jun 23, 2026 (43 d)
Marco Philip YeppezWells Fargo Advisors wirehouseAlliancebernstein L.P. otherOtherMay 11, 2026May 26, 2026
Ayat AbuakarWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 11, 2026May 27, 2026
Ricky NguyenWells Fargo Advisors wirehouseU.S. Bancorp Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 11, 2026May 12, 2026
Timothy Richard GoldWells Fargo Advisors wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseMay 7, 2026May 1, 2026
Timothy Ray ReedWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankMay 7, 2026Apr 30, 2026
Dennis ChampaWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 7, 2026May 1, 2026
Clint RickettWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 7, 2026May 1, 2026
Seanna Michelle FieldsWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankMay 7, 2026Apr 30, 2026
Katherine Leigh JochumWells Fargo Advisors wirehouseMoneta Group Investment Advisors, LLC independent RIAWirehouse to independent RIAMay 7, 2026May 7, 2026
Morisea DavisWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMay 7, 2026Jun 16, 2026 (40 d)
Warren PrenticeWells Fargo Advisors wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankMay 7, 2026May 11, 2026
Megan Anne Camille BarnesWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 7, 2026May 1, 2026
Oday Janan DawoudWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 7, 2026May 6, 2026
Carolina Hernandez PachecoWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMay 7, 2026May 21, 2026
Kenneth Edward LachanceWells Fargo Advisors wirehouseAssociated Investment Services, Inc. independent RIAWirehouse to independent RIAMay 7, 2026Jun 15, 2026 (39 d)
Tina Marie CilursoWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankMay 5, 2026Apr 28, 2026
Janet S PerryWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 5, 2026Jun 11, 2026 (37 d)
Jessica Ann GroganWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 5, 2026May 4, 2026
Brian Scott WhatleyWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 5, 2026Apr 24, 2026
Stuart A. WhiteWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMay 5, 2026Apr 22, 2026
Oliver SurprenantWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 5, 2026Apr 29, 2026
Cheryl Maria KeilmanWells Fargo Advisors wirehouseRBC Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 5, 2026May 18, 2026
Robin ReedWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankMay 5, 2026Apr 30, 2026
John Aloysius MontagueWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 4, 2026May 18, 2026
Taylor WanWells Fargo Advisors wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseMay 4, 2026May 6, 2026
Niraj AlayWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMay 4, 2026Apr 29, 2026
T. Michael HayseWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankMay 1, 2026Jun 4, 2026 (34 d)
Brenda Rose AslynWells Fargo Advisors wirehouseOsaic Institutions, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 29, 2026Apr 28, 2026
Philip J D'EliaWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseApr 29, 2026May 4, 2026
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18,550 moves match.