DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Calton & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Charles Weber | Calton & Associates, Inc. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Mar 9, 2026 | Mar 31, 2026 |
| Richard Alan Rouse | Calton & Associates, Inc. independent RIA | Dachtler Wealth Advisors, LLC independent RIA | RIA to RIA | Dec 17, 2025 | Jan 8, 2026 |
| Heather Dachtler Huppe | Calton & Associates, Inc. independent RIA | Dachtler Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Jul 21, 2025 | Jul 22, 2025 |
| Janeen Dulcinea Ingram | Calton & Associates, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 2, 2025 | May 6, 2025 |
| Fernando Fussa Ocasio | Calton & Associates, Inc. independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 28, 2025 | May 13, 2025 |
| Philip Timothy Wieloch | Calton & Associates, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2024 | Jul 30, 2024 |
| Joseph Edward Vecchio | Calton & Associates, Inc. independent RIA | Shore Financial Planning state registered | RIA to a state-registered adviser | Jul 24, 2024 | Jan 1, 2026 (526 d) |
| John Edward Scott | Calton & Associates, Inc. independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jun 7, 2024 | Jan 1, 2025 (208 d) |
| Shawn Conan Spellacy | Calton & Associates, Inc. independent RIA | Sb Advisory, LLC independent RIA | RIA to RIA | Apr 18, 2024 | Jul 2, 2024 (75 d) |
| Robert Russo | Calton & Associates, Inc. independent RIA | Rmr Wealth Builders, Inc. mixed wealth | RIA to RIA | Feb 14, 2024 | Nov 18, 2020 |
| Mcfaddin Moise | Calton & Associates, Inc. independent RIA | Gateway Wealth Partners, LLC independent RIA | RIA to RIA | Dec 26, 2023 | Jan 1, 2026 (737 d) |
| Christopher Alex Cokinis | Calton & Associates, Inc. independent RIA | Lincoln Investment independent RIA | RIA to RIA | Nov 10, 2023 | Nov 12, 2025 (733 d) |
| Gary Stephen Mannuzza | Calton & Associates, Inc. independent RIA | Rmr Wealth Builders, Inc. independent RIA | RIA to RIA | Sep 21, 2023 | Feb 18, 2022 |
| Gulseren Mutlu | Calton & Associates, Inc. BD affiliated | Monies Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 14, 2023 | Oct 4, 2023 (51 d) |
| Sydney Leigh Abraham | Calton & Associates, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 1, 2023 |
| Kyle Alan Howell | Calton & Associates, Inc. BD affiliated | Base Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2023 | Jul 11, 2023 |
| Tim Evan Schaffer | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 31, 2023 | Nov 30, 2020 |
| James Patrick Barrett | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. no RAUM | Other | May 3, 2023 | Dec 3, 2014 |
| Chad Jarrett Rixse | Calton & Associates, Inc. BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2023 | Sep 7, 2021 |
| Douglas Richard Roth | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. no RAUM | Other | Jan 2, 2023 | Nov 25, 2014 |
| Edward Albert Majtenyi | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. no RAUM | Other | Jan 2, 2023 | Dec 3, 2014 |
| Joshua Mondschein | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2023 | Oct 22, 2020 |
| Joseph James Russo | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. no RAUM | Other | Jan 2, 2023 | Nov 25, 2014 |
| Tyler Fielding Whitehouse | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. other | Other | Jan 2, 2023 | Sep 27, 2018 |
| Jennifer Adele Aimone-Seiler | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2023 | Jul 19, 2019 |
| Ryan Patrick Degrau | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. no RAUM | Other | Jan 2, 2023 | Oct 31, 2014 |
| Marc Alexander Guido | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. other | Other | Jan 2, 2023 | Feb 15, 2019 |
| Jodi M Ehrlich | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2023 | Nov 24, 2020 |
| Michael Luis | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2023 | Aug 16, 2019 |
| Steven Felix Sergio | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2023 | Aug 15, 2019 |
| Alyssa T Cortelyou | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2023 | Jul 29, 2019 |
| Ryan Goudie | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2023 | Oct 1, 2020 |
| Dominic Aceto | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2023 | Aug 13, 2020 |
| Stephan Aaron Collaro | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Apr 16, 2019 |
| Aster J Getahun | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Aug 26, 2020 |
| Byron Keith Crosby | Calton & Associates, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2022 | Jan 23, 2023 (32 d) |
| Christopher Scott Hacker | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2022 | Sep 25, 2023 (357 d) |
| Jeffrey Charles Babcock | Calton & Associates, Inc. BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | Apr 29, 2022 |
| Charles Catapano | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2022 | Feb 16, 2021 |
| Stuart Michael Simchowitz | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Jun 1, 2020 |
| Eric J. Negron | Calton & Associates, Inc. BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2022 | Sep 7, 2021 |
| Amy Lynn Colton | Calton & Associates, Inc. BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2022 | Sep 8, 2021 |
| Herbert Lee Nealy | Calton & Associates, Inc. BD affiliated | Rmr Wealth Builders, Inc. other | Other | Feb 23, 2022 | Nov 29, 2018 |
| Caleb Eugene Meade | Calton & Associates, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 24, 2021 | Jan 17, 2025 (1150 d) |
| Kevin Michael Polheber | Calton & Associates, Inc. independent RIA | Investment & Tax Strategies, Inc. independent RIA | RIA to RIA | Nov 2, 2021 | Feb 18, 2014 |
| Jerry Devon Johnson | Calton & Associates, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2021 | Oct 21, 2021 |
| Nathanael Ray Gregor | Calton & Associates, Inc. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Oct 18, 2021 | Oct 25, 2021 |
| Stacy Y Barrom | Calton & Associates, Inc. independent RIA | Realta Investment Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2021 | Nov 1, 2021 (31 d) |
| Matthew Paul Allgeyer | Calton & Associates, Inc. independent RIA | Fyra Capital Management no RAUM | RIA to a newly registered adviser | Sep 1, 2021 | Sep 1, 2021 |
| Kyle Randall Jones | Calton & Associates, Inc. independent RIA | Fyra Capital Management no RAUM | RIA to a newly registered adviser | Sep 1, 2021 | Sep 3, 2021 |
| Andrew Charles Buehler | Calton & Associates, Inc. independent RIA | Fyra Capital Management no RAUM | RIA to a newly registered adviser | Sep 1, 2021 | Sep 1, 2021 |
| Mitchell Redmond Helmich | Calton & Associates, Inc. independent RIA | Fisher Investments independent RIA | RIA to RIA | Aug 30, 2021 | Sep 23, 2021 |
| Peggy Knobbe | Calton & Associates, Inc. independent RIA | Fyra Capital Management no RAUM | RIA to a newly registered adviser | Aug 25, 2021 | Aug 26, 2021 |
| Renee Halsch | Calton & Associates, Inc. independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Aug 23, 2021 | Feb 10, 2022 (171 d) |
| Matthew Brian Levens | Calton & Associates, Inc. independent RIA | Rmr Wealth Builders, Inc. independent RIA | RIA to RIA | Jun 4, 2021 | Jun 7, 2021 |
| Jaclyn Bautista | Calton & Associates, Inc. independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2021 | Nov 1, 2021 (161 d) |
| Joseph Cammayo | Calton & Associates, Inc. independent RIA | Grantvest Financial Group LLC independent RIA | RIA to RIA | Apr 12, 2021 | Apr 12, 2021 |
| Gah W Wong | Calton & Associates, Inc. independent RIA | Grantvest Financial Group LLC independent RIA | RIA to RIA | Apr 12, 2021 | Apr 12, 2021 |
| Chad Thuner | Calton & Associates, Inc. independent RIA | Lincoln Investment independent RIA | RIA to RIA | Mar 26, 2021 | Jan 11, 2023 (656 d) |
| Emily Bost Nilsson | Calton & Associates, Inc. independent RIA | Facet independent RIA | RIA to RIA | Mar 5, 2021 | Mar 23, 2021 |
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144 moves match.