DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cue Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Ryan MelbyCue Financial Group, Inc. no RAUMPfg Advisors independent RIAOtherDec 31, 2022Mar 2, 2018
Scott Michael HanishCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIAMay 17, 2019Apr 18, 2018
Heather Laurel ScharaCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIAJan 2, 2019Apr 18, 2018
Tracy Dale CudaCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 20, 2018
Brenda Kay AshworthCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 16, 2018
Jonathan Frederick GartonCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Bruce Clark HopperCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Charles Knapp RandallCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Jeffrey Leroy MurphyCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
William Steven BatieCue Financial Group, Inc. independent RIAFoothill Securities, Inc. otherOtherDec 31, 2018Apr 19, 2013
Keith Terrence KleinCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Stephen Mark GordonCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Richard Dean PecotteCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Darin Jay BourgeoisCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 20, 2018
Jodie Lynn GallovichCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 20, 2018
Harold Charles MorrowCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Matthew Phillip CanoCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 17, 2018
Jacqueline Lee FlindallCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 16, 2018
Marli Anne SmytheCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Mar 2, 2018
Joseph Frank KroleskiCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 20, 2018
Todd Justin LernerCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Jed M WebbCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 18, 2018
Tiffany Erin LumCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 20, 2018
Tracie M ReithmannCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Mar 2, 2018
Steven Robert CookCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 16, 2018
Kevin Jay AguasCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 10, 2018Apr 20, 2018
Cynthia Rene NagelCue Financial Group, Inc. independent RIAWaddell & Reed BD affiliatedRIA to affiliated broker-dealer or bankMar 27, 2018Aug 2, 2018 (128 d)
Linda Jo JohnsonCue Financial Group, Inc. independent RIAOneamerica Securities, Inc. otherOtherMar 15, 2018Mar 13, 2018
Scott Bradley PedersonCue Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherDec 31, 2017Jan 15, 2018
Jo Laurie SchmeltzerCue Financial Group, Inc. otherE*Trade Capital Management, LLC independent RIAOtherDec 31, 2017Jul 22, 2019 (568 d)
Matthew Lawrence AgiusCue Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherDec 31, 2017Jan 16, 2018
Craig Steven BrooksCue Financial Group, Inc. otherMariner Advisor Network otherOtherAug 4, 2017Jul 11, 2017
Nicholas Phillip JohnsonCue Financial Group, Inc. otherOneamerica Securities, Inc. otherOtherJan 3, 2017Jan 20, 2017
Casey CasonCue Financial Group, Inc. otherGradient Wealth Management otherOtherNov 17, 2016Nov 9, 2016
Cory UnderwoodCue Financial Group, Inc. otherRubinbrown Advisors LLC otherOtherApr 12, 2016Apr 12, 2016
Michael P. O'MalleyCue Financial Group, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherAug 10, 2015Aug 17, 2015
Jennifer Kristen BerberichCue Financial Group, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherAug 10, 2015Aug 25, 2015
John Henry KroegerCue Financial Group, Inc. otherPersonal Benefits Planning LLC state registeredOtherSep 2, 2014Sep 4, 2014
Dennis Michael JohnsonCue Financial Group, Inc. otherWfg Advisors, LP otherOtherSep 29, 2011Feb 27, 2012 (151 d)
Brian R. BatesCue Financial Group, Inc. otherChase Investment Services Corp. otherOtherJun 22, 2011Sep 13, 2011 (83 d)
Shuyi KongCue Financial Group, Inc. otherKovack Advisors, Inc. otherOtherMar 16, 2011Apr 12, 2011
Douglas Shattuck MillerCue Financial Group, Inc. otherSii Investments, Inc. otherOtherJan 6, 2010Oct 27, 2011 (659 d)
Theodore Edward DwyerCue Financial Group, Inc. otherDwyer Financial, LLC state registeredOtherNov 11, 2009Jul 3, 2017 (2791 d)
Allan Keith BooherCue Financial Group, Inc. otherHarbor Financial Services, LLC otherOtherSep 30, 2009Feb 17, 2010 (140 d)
Cory UnderwoodCue Financial Group, Inc. otherBancwest Investment Services, Inc. (Bwis) otherOtherSep 30, 2009Oct 22, 2009
Stace J JensenCue Financial Group, Inc. otherOsaic Fa, Inc. otherOtherAug 11, 2009Jul 9, 2009
Brad Eugene BakerCue Financial Group, Inc. otherLPL Financial LLC otherOtherJan 21, 2009Jan 28, 2009
James Howard AllenCue Financial Group, Inc. otherPfg Advisors otherOtherJan 21, 2009Mar 26, 2015 (2255 d)
Darren Edmond KennonCue Financial Group, Inc. otherLPL Financial LLC otherOtherJan 21, 2009Feb 11, 2009
David Aaron JonesCue Financial Group, Inc. otherLPL Financial LLC otherOtherJan 21, 2009Jan 28, 2009
Anthony Robert DasticeCue Financial Group, Inc. otherLPL Financial LLC otherOtherJan 21, 2009Jan 28, 2009
Michael Thomas PriorCue Financial Group, Inc. otherLPL Financial LLC otherOtherJan 21, 2009Jan 28, 2009
Michael Joseph RuggieriCue Financial Group, Inc. otherLPL Financial LLC otherOtherJan 21, 2009Jan 20, 2009
Gregory Michael LinneburCue Financial Group, Inc. otherLPL Financial LLC otherOtherJan 21, 2009Jan 28, 2009
Thomas Ian RindahlCue Financial Group, Inc. otherLPL Financial LLC otherOtherJan 21, 2009Jan 28, 2009
Richard Nelson LandisCue Financial Group, Inc. otherLPL Financial LLC otherOtherJan 21, 2009Jan 30, 2009
Douglas Jay SattlerCue Financial Group, Inc. otherLPL Financial LLC otherOtherJan 21, 2009Jan 30, 2009
John Christopher JacobsonCue Financial Group, Inc. otherSchwab Wealth Advisory, Inc. otherOtherAug 26, 2008Nov 10, 2015 (2632 d)
Guillermo Hector MongeCue Financial Group, Inc. otherChase Investment Services Corp. otherOtherJul 7, 2008Jul 11, 2008
Ryan George TorontoCue Financial Group, Inc. otherLPL Financial LLC otherOtherMar 24, 2008Mar 24, 2008
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72 moves match.