DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cri Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ross Kronholm | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Aug 10, 2023 (640 d) |
| Katherine M Terlinden | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Aug 10, 2023 (640 d) |
| Eric Thomas Hoebbel | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Aug 10, 2023 (640 d) |
| Stephen Alan Finn | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Aug 10, 2023 (640 d) |
| Anthony Martins | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2021 | Aug 10, 2023 (644 d) |
| Edward George Deutschlander | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Aug 10, 2023 (651 d) |
| Glenn Robert Ryan | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Aug 10, 2023 (651 d) |
| Maxwell Jay Dowdy | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Aug 10, 2023 (651 d) |
| Michael Gabriel Foley | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Aug 10, 2023 (654 d) |
| Kayla Ann Nikula | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Aug 10, 2023 (654 d) |
| Jenna Catherine Siverson | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Aug 10, 2023 (657 d) |
| Lloyd Lucas Strode | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Aug 10, 2023 (657 d) |
| Rosario Matthew Cameratta | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Aug 10, 2023 (657 d) |
| Garrett Malcolm Culwell | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Aug 10, 2023 (657 d) |
| Clarisa Murrieta Hernandez | Cri Securities, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Apr 18, 2023 (544 d) |
| Justin Dean Berry | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Aug 10, 2023 (658 d) |
| Annemarie Rose Book | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Aug 10, 2023 (659 d) |
| Jeffrey Thomas Turton | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Aug 10, 2023 (659 d) |
| Patrick Mogen Olson | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Aug 10, 2023 (659 d) |
| Jeff Randolph Landt | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Aug 10, 2023 (660 d) |
| Joshua Clinton Evenson | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Aug 10, 2023 (660 d) |
| David Alan Saltzman | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Aug 10, 2023 (660 d) |
| Phillip Shaun Mcduffee | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Aug 10, 2023 (661 d) |
| Craig Gerald Walters | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Aug 10, 2023 (661 d) |
| Brandon James Krone | Cri Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2021 | Feb 10, 2022 (125 d) |
| Amanda Kraus | Cri Securities, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Sep 20, 2021 |
| Dominic Arthur Saragaglia | Cri Securities, LLC BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Nov 17, 2020 |
| Nicholas Scott Moore | Cri Securities, LLC BD affiliated | Trinity Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2021 | Feb 1, 2021 |
| Taylor John Floren | Cri Securities, LLC BD affiliated | Winter & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2021 | Jan 4, 2021 |
| Nicole Winter Tietel | Cri Securities, LLC BD affiliated | Securian Financial Services, Inc. other | Other | Jan 6, 2021 | Jan 16, 2014 |
| Benjamin Robert Setterlund | Cri Securities, LLC BD affiliated | Cahill Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2020 | Oct 21, 2020 |
| Kyle Joseph Wills | Cri Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 8, 2020 | Nov 2, 2020 |
| Luke Perry | Cri Securities, LLC BD affiliated | Fbl Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2020 | Jul 11, 2023 (1181 d) |
| Ethan Vincent Gilbert | Cri Securities, LLC BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2020 | May 23, 2019 |
| Matthew T Newman | Cri Securities, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2020 | Sep 21, 2020 (200 d) |
| Jesse Thomas Karich | Cri Securities, LLC BD affiliated | Securian Financial Services, Inc. other | Other | Oct 1, 2019 | Jan 15, 2014 |
| Christopher Branch Paulson | Cri Securities, LLC BD affiliated | Orgel Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2019 | Sep 4, 2019 (34 d) |
| Michael James Jost | Cri Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2019 | Aug 10, 2023 (1521 d) |
| Aaron Daniel Jones | Cri Securities, LLC BD affiliated | Securian Financial Services, Inc. other | Other | Jun 6, 2019 | Jan 15, 2014 |
| Thomas Alan Zirbes | Cri Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Mar 8, 2019 |
| Tyler Krushensky | Cri Securities, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 3, 2019 | Jan 17, 2019 |
| Justin Michael Dering | Cri Securities, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2018 | Oct 31, 2018 |
| Kathleen Amanda Peters | Cri Securities, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2018 | Oct 22, 2018 |
| Josef Peter Mehle | Cri Securities, LLC BD affiliated | Securian Financial Services, Inc. other | Other | Sep 11, 2018 | Jun 6, 2014 |
| Robert Taylor Cox | Cri Securities, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2018 | Feb 26, 2021 (906 d) |
| Danica Le Goshert | Cri Securities, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Aug 15, 2018 |
| Daniel Joseph Lanasa | Cri Securities, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Aug 15, 2018 |
| Amanda Jane Johnson | Cri Securities, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Aug 15, 2018 |
| Charles Alexander Stewart | Cri Securities, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Aug 15, 2018 |
| Jason Thomas King | Cri Securities, LLC BD affiliated | Securian Financial Services, Inc. other | Other | Jul 10, 2018 | Sep 27, 2016 |
| Ingrid Elizabeth Strauss | Cri Securities, LLC BD affiliated | Securian Financial Services, Inc. other | Other | Jul 6, 2018 | Jan 16, 2014 |
| Ruth Miller | Cri Securities, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2018 | Jun 4, 2018 |
| Paula Kay Berends | Cri Securities, LLC BD affiliated | Securian Financial Services, Inc. other | Other | Mar 26, 2018 | Apr 21, 2016 |
| Dawn Akkerman | Cri Securities, LLC other | H. Beck, Inc. other | Other | Dec 1, 2017 | Feb 19, 2014 |
| Jacob Forman | Cri Securities, LLC other | Securian Financial Services, Inc. other | Other | Nov 3, 2017 | Apr 13, 2017 |
| Kevin Noel Dolan | Cri Securities, LLC other | Garden State Investment Advisory Services, LLC other | Other | Nov 2, 2017 | Nov 6, 2017 |
| David Scott Sourber | Cri Securities, LLC other | MML Investors Services, LLC other | Other | Oct 4, 2017 | Nov 29, 2017 (56 d) |
| Christopher Allyn Nordlund | Cri Securities, LLC other | Kestra Advisory Services, LLC other | Other | Sep 22, 2017 | Feb 15, 2018 (146 d) |
| Brandon Michael Lawrence | Cri Securities, LLC other | Cetera Advisor Networks LLC other | Other | Aug 22, 2017 | Sep 14, 2017 |
| Neal J Carlson | Cri Securities, LLC other | Thrivent Investment Management Inc. other | Other | Jun 27, 2017 | Aug 8, 2017 (42 d) |
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95 moves match.