Departures from Osaic Wealth, Inc.

2,282 moves

Advisor	From	To	Type	Left	Registered
Clinton Michael Taylor	Osaic Wealth, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 3, 2020	Sep 1, 2020
Andrew Peter O'Connor	Osaic Wealth, Inc. BD affiliated	Upside Lab Advisors Inc. no RAUM	Other	Sep 2, 2020	Jun 9, 2021 (280 d)
Raymond Hao Wong	Osaic Wealth, Inc. BD affiliated	Transamerica Financial Advisors, LLC BD affiliated	Affiliated broker-dealer or bank to another	Sep 2, 2020	Nov 9, 2020 (68 d)
John Paul Dunleavy	Osaic Wealth, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Affiliated broker-dealer or bank to wirehouse	Sep 2, 2020	Oct 27, 2020 (55 d)
Richard John Porter	Osaic Wealth, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 2, 2020	Aug 31, 2020
Anne Frances Salick	Osaic Wealth, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 2, 2020	Aug 31, 2020
Jorge Manuel Da Silva	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Sep 2, 2020	Sep 4, 2020
Michelle Rene Francis	Osaic Wealth, Inc. BD affiliated	Pbs Wealth Management Consultants unclassified	Other	Aug 26, 2020	Aug 26, 2019
Donald J Bohonko	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Aug 21, 2020	Feb 19, 2021 (182 d)
Corey Richard Walter	Osaic Wealth, Inc. BD affiliated	United Planners' Financial Services Of America A Limited Partner independent RIA	Affiliated broker-dealer or bank to independent RIA	Aug 13, 2020	Aug 11, 2020
Andrew Christian Hollingsworth	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Aug 12, 2020	Dec 3, 2020 (113 d)
Rick Betancourt	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Aug 12, 2020	Aug 10, 2020
Trevor Scott Young	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Aug 11, 2020	Aug 7, 2020
Matthew David Altmeyer	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Aug 5, 2020	Aug 3, 2020
Matthew James Barbera	Osaic Wealth, Inc. BD affiliated	Onedigital institutional	Other	Aug 4, 2020	Aug 3, 2020
Brian Craig Chrisman	Osaic Wealth, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Affiliated broker-dealer or bank to wirehouse	Jul 20, 2020	Jul 30, 2020
Jeanette Fung Chung	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jul 10, 2020	Jun 18, 2020
Jessica Abrego	Osaic Wealth, Inc. BD affiliated	Swbc Investment Company mixed wealth	Affiliated broker-dealer or bank to independent RIA	Jul 2, 2020	Oct 16, 2020 (106 d)
Arthur Grossbard	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jun 19, 2020	Jun 17, 2020
Gary David Ginsberg	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jun 19, 2020	Jun 17, 2020
Vincent John Dotti	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jun 19, 2020	Jun 17, 2020
Bryan Howard Kossove	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jun 19, 2020	Jun 17, 2020
Matthew Peter Mckenna	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jun 19, 2020	Jun 17, 2020
Anthony Michael D'Auria	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jun 19, 2020	Jun 17, 2020
James Edward Famula	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jun 19, 2020	Jun 17, 2020
Carlos Amilcar Farelo	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jun 19, 2020	Jun 17, 2020
Joseph Costello	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jun 19, 2020	Jun 18, 2020
Russell David Murfitt	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Jun 17, 2020	Jun 12, 2020
Justin Allen Boggs	Osaic Wealth, Inc. BD affiliated	Optima Capital LLC unclassified	Other	Jun 17, 2020	Nov 13, 2019
Thomas Gerard Briggs	Osaic Wealth, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Affiliated broker-dealer or bank to another	Jun 15, 2020	Jun 9, 2020
Nathan Leroy See	Osaic Wealth, Inc. BD affiliated	Steward Partners Investment Advisory, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 15, 2020	Jun 25, 2020
Martha Elizabeth Guyer	Osaic Wealth, Inc. BD affiliated	Steward Partners Investment Advisory, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 15, 2020	Jun 25, 2020
Andrew Thomas Briggs	Osaic Wealth, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Affiliated broker-dealer or bank to another	Jun 15, 2020	Jun 9, 2020
Tanner Eugene Utley	Osaic Wealth, Inc. BD affiliated	Nielsen Financial Management, Inc. unclassified	Other	Jun 15, 2020	Jun 8, 2020
Wistar White Holt	Osaic Wealth, Inc. BD affiliated	Steward Partners Investment Advisory, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 15, 2020	Jun 25, 2020
Sean Dolan	Osaic Wealth, Inc. BD affiliated	Steward Partners Investment Advisory, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 15, 2020	Jun 10, 2020
Peter Ernest Dolan	Osaic Wealth, Inc. BD affiliated	Steward Partners Investment Advisory, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 15, 2020	Jun 10, 2020
Judy Lowe Rubin	Osaic Wealth, Inc. BD affiliated	Steward Partners Investment Advisory, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 15, 2020	Jun 9, 2020
David Christian Warren	Osaic Wealth, Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Affiliated broker-dealer or bank to another	Jun 10, 2020	Jun 18, 2020
Martin F Shreibak	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Jun 4, 2020	Jun 10, 2020
Michael Carl Gauss	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Jun 2, 2020	May 27, 2020
Matthew Jimenez	Osaic Wealth, Inc. BD affiliated	Morgan Stanley wirehouse	Affiliated broker-dealer or bank to wirehouse	Jun 2, 2020	Jul 15, 2020 (43 d)
David Alexander Layten	Osaic Wealth, Inc. BD affiliated	Signature Investment Advisors, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	May 18, 2020	Jun 22, 2023 (1130 d)
Eileen F Holzman	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	May 5, 2020	May 1, 2020
Clayton James Cheney	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 17, 2020	Apr 14, 2020
Ricky Calvin Kiel	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 16, 2020	Apr 14, 2020
Jeffrey Allen West	Osaic Wealth, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 9, 2020	Apr 1, 2020
Steven Paul Fetterhoff	Osaic Wealth, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 3, 2020	Apr 3, 2020
Mark Moore Purcell	Osaic Wealth, Inc. BD affiliated	Principal Securities, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Mar 30, 2020	Aug 11, 2020 (134 d)
David Patrick Stewart	Osaic Wealth, Inc. BD affiliated	Vanderbilt Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Mar 4, 2020	Mar 5, 2020
Mark David Armstrong	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 25, 2020	Feb 21, 2020
Nicholas Willard Rostykus	Osaic Wealth, Inc. BD affiliated	Surepath Wealth Management unclassified	Other	Feb 25, 2020	Feb 25, 2020
Christopher Russo	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 18, 2020	Feb 13, 2020
Stephen Jay Myers	Osaic Wealth, Inc. BD affiliated	Msh Capital Advisors LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 29, 2020	Feb 11, 2020
David Matthew Bilka	Osaic Wealth, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Affiliated broker-dealer or bank to another	Jan 9, 2020	Jan 9, 2020
Robert Graham Davidson	Osaic Wealth, Inc. BD affiliated	Personal Benefit Financial unclassified	Other	Jan 7, 2020	Jan 24, 2013
Kelsey Violet Davidson-Todd	Osaic Wealth, Inc. BD affiliated	Independent Financial Group, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 7, 2020	Jan 3, 2020
Jonathan Paul Pipho	Osaic Wealth, Inc. BD affiliated	Principal Securities, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2019	Jan 22, 2020
Harinne Lee Kim	Osaic Wealth, Inc. BD affiliated	Ameritas Advisory Services, LLC BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2019	Nov 5, 2021 (675 d)
Frank Mastrosimone	Osaic Wealth, Inc. BD affiliated	Pruco Securities, LLC BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2019	Feb 5, 2020 (36 d)

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