DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Edward Kiefer | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Nov 4, 2025 |
| Pete Joseph Zimmerman | Osaic Wealth, Inc. BD affiliated | Northland Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Jan 26, 2026 (62 d) |
| Ryan Evan Cordova | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Nov 5, 2025 |
| Mark Jay Napolin | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Nov 5, 2025 |
| Christopher Michael Collins | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 23, 2025 |
| Mark Richard Weibel | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 18, 2025 |
| Gail E Testa-Romano | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 17, 2025 |
| Carolyn D Verba | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 27, 2025 |
| Robin Patricia Lewandowski | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Jeffrey Shawn Matchett | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Matthew P Hume | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Toni Lynne Paup | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Tanya Lee Hoffman | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Dylan Mancuso | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Michael Joseph Charleton | Osaic Wealth, Inc. BD affiliated | William Joseph Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2025 | Nov 19, 2025 |
| Steven James Lautenschlager | Osaic Wealth, Inc. BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2025 | Nov 20, 2025 |
| Ryan Hugh James Mcgraw | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 17, 2025 |
| Christopher Brandon Tavares | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 17, 2025 |
| Adam Thomas Drinkwater | Osaic Wealth, Inc. BD affiliated | William Joseph Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2025 | Nov 18, 2025 |
| Joseph Louis Bernheimer | Osaic Wealth, Inc. BD affiliated | Snowden Capital Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Nov 14, 2025 |
| Aaron Mark Mckell | Osaic Wealth, Inc. BD affiliated | Portside Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Nov 17, 2025 |
| Nicholas Lenski | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Dec 1, 2025 |
| Kyle Klatt | Osaic Wealth, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2025 | May 22, 2026 (189 d) |
| John Dermot Dempsey | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Nov 10, 2025 |
| David Scott Weiss | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Nov 10, 2025 |
| Lori Marceil Barone | Osaic Wealth, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Oct 28, 2025 |
| Stephanie Morgan Hohenshell | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Nov 10, 2025 |
| James A Longo | Osaic Wealth, Inc. BD affiliated | Cora Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2025 | Sep 9, 2025 |
| Qihang Yao | Osaic Wealth, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2025 | Dec 5, 2025 |
| Steven Alan Rogers | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Nov 5, 2025 |
| Valerie Jeanne Smits | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Feb 2, 2026 (87 d) |
| Donna Sudyn | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Nov 3, 2025 |
| Mary F Weed | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2025 | May 21, 2026 (197 d) |
| Jonathan David Frazier | Osaic Wealth, Inc. BD affiliated | Blue Monarch Financial Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 5, 2025 | Jan 28, 2026 (84 d) |
| Elisabeth M Mays | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 5, 2025 |
| Christopher John Stief | Osaic Wealth, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 5, 2025 |
| Andre Carter | Osaic Wealth, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 5, 2025 |
| Karlee Adair Lakin | Osaic Wealth, Inc. BD affiliated | Onedigital institutional | Other | Nov 4, 2025 | Nov 5, 2025 |
| Carter Edward Honeycutt | Osaic Wealth, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Oct 29, 2025 |
| Marcos Javier Andujar | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 28, 2025 |
| Christina Marie Doone | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2025 | Oct 29, 2025 |
| Brittany Ester-Noelle Pridgeon | Osaic Wealth, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Nov 5, 2025 |
| Kristopher Ryan Beaulieu | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Oct 29, 2025 |
| William Monfils Upson | Osaic Wealth, Inc. BD affiliated | Sterling Financial Services, Inc. unclassified | Other | Oct 29, 2025 | Oct 19, 1999 |
| Edward Nigel Walters | Osaic Wealth, Inc. BD affiliated | World Investment Advisors, LLC other | Other | Oct 28, 2025 | Oct 27, 2025 |
| Michael Neumann Corr | Osaic Wealth, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2025 | Oct 28, 2025 |
| Brian L Brashaw | Osaic Wealth, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Oct 27, 2025 |
| Patrick James Robertson | Osaic Wealth, Inc. BD affiliated | Strategic Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 22, 2025 | Oct 22, 2025 |
| Michael S. Marnell | Osaic Wealth, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 20, 2025 | Oct 22, 2025 |
| Aron Turk | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 14, 2025 | Oct 9, 2025 |
| Rebekah Elizabeth Brooks | Osaic Wealth, Inc. BD affiliated | Noble Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2025 | Jun 18, 2026 (248 d) |
| Craig Allen Houck | Osaic Wealth, Inc. BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2025 | Oct 3, 2025 |
| Christopher Marc Callero | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 7, 2025 |
| Jacklyn Marie Raymonda | Osaic Wealth, Inc. BD affiliated | Lvw Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2025 | Oct 31, 2025 |
| Zachary Ryan Callero | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 6, 2025 |
| Jarrod Perry | Osaic Wealth, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Nov 5, 2025 |
| Joshuah Scott Tatro | Osaic Wealth, Inc. BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2025 | Oct 3, 2025 |
| Kierin Ratliff | Osaic Wealth, Inc. BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2025 | Oct 3, 2025 |
| Jacob J Reid | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Sep 26, 2025 |
| David Chou | Osaic Wealth, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Sep 26, 2025 |
2,262 moves match.