DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Essex National Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Anthony Michael Lippis	Essex National Securities, Inc. other	Citigroup Global Markets Inc. other	Other	May 23, 2016	May 25, 2016
Jeffrey Thomas Beebe	Essex National Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	May 9, 2016	May 11, 2016
Albert Patrick Losco	Essex National Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	May 9, 2016	May 24, 2016
Lance Tabbert	Essex National Securities, Inc. other	Fifth Third Securities, Inc. BD affiliated	Other	Apr 11, 2016	Jul 26, 2023 (2662 d)
Albert William Bergmann	Essex National Securities, Inc. other	M&T Securities, Inc. unclassified	Other	Feb 26, 2016	Mar 3, 2016
Robert Vannorman Walsh	Essex National Securities, Inc. other	LPL Financial LLC other	Other	Feb 23, 2016	Mar 3, 2016
Stephen L Paneral	Essex National Securities, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Dec 8, 2015	Feb 4, 2016 (58 d)
Erin Hooten	Essex National Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Nov 11, 2015	Oct 30, 2015
Mark Andrew Ganung	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Christopher D. Burton	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Apr 29, 2016 (196 d)
Robert Dale Bodnar	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Theodore Feitt	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Michael David Webb	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Jason Robert Yuhas	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Jan 26, 2016 (102 d)
Kerry A Kelly	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Jodee Lynn Harris	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Robert J. Montag	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Adam Matthew Kearns	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Jason W John	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Shannon Mai Spisak	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Mary Ruth Wilson	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Eric E Britton	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Michael John Dreveniak	Essex National Securities, Inc. other	First Commonwealth Financial Advisors, Inc. other	Other	Oct 16, 2015	Sep 24, 2012
Jerad Ryan Rosendahl	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Jan 28, 2016 (104 d)
Stephanie Lynn Conde	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Melinda J Disque	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Ryan J. Harteis	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Ryan Edward Robertson	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Shennoah Miller	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Thomas Kim	Essex National Securities, Inc. other	Invest Financial Corporation other	Other	Oct 15, 2015	Oct 22, 2015
Gregory Anthony Longo	Essex National Securities, Inc. other	Invest Financial Corporation other	Other	Oct 15, 2015	Oct 13, 2015
Michael John Dunleavy	Essex National Securities, Inc. other	Invest Financial Corporation other	Other	Oct 15, 2015	Oct 13, 2015
Thomas James Noon	Essex National Securities, Inc. other	Invest Financial Corporation other	Other	Oct 15, 2015	Oct 13, 2015
Luis Carlos Rigo Salmeron	Essex National Securities, Inc. other	Invest Financial Corporation other	Other	Oct 15, 2015	Oct 13, 2015
Albert L Rich	Essex National Securities, Inc. other	Invest Financial Corporation other	Other	Oct 15, 2015	Oct 13, 2015
Ahmed Sharif Khan	Essex National Securities, Inc. other	Invest Financial Corporation other	Other	Oct 15, 2015	Oct 13, 2015
Kyle Braender	Essex National Securities, Inc. other	Invest Financial Corporation other	Other	Oct 15, 2015	Oct 13, 2015
Mikaela Guzman	Essex National Securities, Inc. other	Invest Financial Corporation other	Other	Oct 15, 2015	Oct 13, 2015
Travis Michael Berglund	Essex National Securities, Inc. other	Financial Advocates Investment Management other	Other	Apr 13, 2015	Apr 15, 2015
Lynch Washington Hunt	Essex National Securities, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 1, 2015	Jun 22, 2015 (82 d)
Scotty Lee Morris	Essex National Securities, Inc. other	Bb&T Securities, LLC other	Other	Dec 18, 2014	Apr 7, 2016 (476 d)
Anthony Pagano	Essex National Securities, Inc. other	Fsc Securities Corporation other	Other	Oct 31, 2014	Jan 2, 2015 (63 d)
Courtney Canaan Cox	Essex National Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Oct 27, 2014	Oct 30, 2014
Keith Francis Brady	Essex National Securities, Inc. other	Planmember Securities Corporation independent RIA	Other	Aug 28, 2014	May 25, 2021 (2462 d)
Mauricio Guadarrama	Essex National Securities, Inc. other	LPL Financial LLC other	Other	Aug 11, 2014	Aug 8, 2014
Alfonso Anguiano	Essex National Securities, Inc. other	LPL Financial LLC other	Other	Aug 11, 2014	Aug 8, 2014
Sheryl Curtis	Essex National Securities, Inc. other	Suntrust Investment Services, Inc. other	Other	Jun 6, 2014	Jul 31, 2014 (55 d)
Richard Kenneth Wiethorn	Essex National Securities, Inc. other	First Citizens Investor Services, Inc. other	Other	Jun 2, 2014	Jun 4, 2014
James Michael Mrdjenovich	Essex National Securities, Inc. other	LPL Financial LLC other	Other	May 12, 2014	Jun 26, 2014 (45 d)
John Merendino	Essex National Securities, Inc. other	LPL Financial LLC other	Other	Apr 25, 2014	Jun 11, 2014 (47 d)
Chad Eric Leon	Essex National Securities, Inc. other	Citigroup Global Markets Inc. other	Other	Apr 16, 2014	Apr 22, 2014
Nancy Israel Kunz	Essex National Securities, Inc. other	First Commonwealth Financial Advisors, Inc. other	Other	Apr 9, 2014	Jul 6, 2012
Richard Read Applegate	Essex National Securities, Inc. other	Cantor Fitzgerald Wealth Partners, LLC other	Other	Apr 9, 2014	Apr 2, 2015 (358 d)
Gabriel Caponetto	Essex National Securities, Inc. other	UBS Financial Services Inc. wirehouse	Other	Dec 3, 2013	Dec 23, 2013
Logan Scofield Lepe	Essex National Securities, Inc. other	Cuso Financial Services, L.P. other	Other	Oct 2, 2013	Oct 8, 2013
Beth Lynn Deklewa	Essex National Securities, Inc. other	Pnc Wealth Management other	Other	Sep 16, 2013	Sep 25, 2013
Mauricio Currea	Essex National Securities, Inc. other	Wintrust Investments other	Other	Sep 13, 2013	Sep 13, 2013
David Venneri	Essex National Securities, Inc. other	Pnc Wealth Management other	Other	Aug 1, 2013	Aug 7, 2013
Adam Lee Lybarger	Essex National Securities, Inc. other	Pnc Wealth Management other	Other	Aug 1, 2013	Oct 7, 2013 (67 d)
Frank A Deshantz	Essex National Securities, Inc. other	LPL Financial LLC other	Other	Mar 8, 2013	Mar 14, 2013

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179 moves match.