DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kestra Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ron Scott Kirkpatrick | Kestra Advisory Services, LLC BD affiliated | Accelerate Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 7, 2025 |
| Macy Hauptmann | Kestra Advisory Services, LLC BD affiliated | Hub Investment Partners, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2024 | Jan 15, 2025 |
| Jay Gordon Conner | Kestra Advisory Services, LLC BD affiliated | Arena Wealth Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 18, 2024 | Sep 30, 2024 |
| David Blake Granson | Kestra Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Jan 10, 2025 (35 d) |
| Benjamin Thomas Smith | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Dec 4, 2024 |
| Clinelle A Jean | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 27, 2024 | Jan 3, 2025 (37 d) |
| Andrew Paz | Kestra Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Jan 6, 2025 (42 d) |
| Michael Anthony Faust | Kestra Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 13, 2024 |
| Harry Eliot Goode | Kestra Advisory Services, LLC BD affiliated | Abw, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 7, 2024 | Feb 24, 2025 (109 d) |
| Franklin Nathaniel Cochran | Kestra Advisory Services, LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 21, 2024 |
| Irwin Barry Hyman | Kestra Advisory Services, LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 21, 2024 |
| William Snyder | Kestra Advisory Services, LLC BD affiliated | Kconnally Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 5, 2024 | Jun 29, 2025 (236 d) |
| Lacey Ann Dale | Kestra Advisory Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 11, 2024 |
| Ingrid Shang-Ying Yeh | Kestra Advisory Services, LLC BD affiliated | Destination Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2024 | May 1, 2025 (182 d) |
| Jerry W Lynn | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Oct 30, 2024 |
| Delon Thomas Mansour | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Nov 6, 2024 |
| Andrew Tobias Lee | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Jan 3, 2025 (66 d) |
| Gregory Ervin Kibler | Kestra Advisory Services, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Oct 24, 2024 |
| Jeremy Nathan Swank | Kestra Advisory Services, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Oct 24, 2024 |
| Deborah Kay Williams | Kestra Advisory Services, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Oct 24, 2024 |
| Robert William Danuloff | Kestra Advisory Services, LLC BD affiliated | Pinnacle Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2024 | Oct 3, 2024 |
| Benjamin Samuel Offit | Kestra Advisory Services, LLC BD affiliated | Composition Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Sep 30, 2024 |
| Kenneth Walter Rickens | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 1, 2024 |
| Laura Anika Sendldorfer | Kestra Advisory Services, LLC BD affiliated | Composition Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Oct 9, 2024 |
| Sophia Taslitsky | Kestra Advisory Services, LLC BD affiliated | Composition Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Oct 10, 2024 |
| Vijay Krishnaswamy | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Sep 19, 2024 |
| Lawrence Louis Jacobson | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Sep 17, 2024 |
| Troy Lee Flinn | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 16, 2024 |
| Griffin Lee Flinn | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 16, 2024 |
| Glenn A Bittner | Kestra Advisory Services, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Sep 18, 2024 |
| Elizabeth Kharoba | Kestra Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 11, 2024 | Oct 30, 2024 (49 d) |
| Vita Nancy Amadeo | Kestra Advisory Services, LLC BD affiliated | Towers Watson Investment Services, Inc. institutional | Other | Sep 6, 2024 | Oct 4, 2024 |
| Andrew Michael Falk | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 25, 2024 |
| Peter John Marriott | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Sep 5, 2024 | Sep 5, 2024 |
| Kevin Renard Gibson | Kestra Advisory Services, LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Sep 13, 2024 |
| Ned Martin Burns | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2024 | Aug 1, 2024 |
| Andrew Joseph Mckelvey | Kestra Advisory Services, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Sep 9, 2024 |
| Axel Agami Contreras | Kestra Advisory Services, LLC BD affiliated | Antolino Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2024 | Jun 16, 2025 (294 d) |
| Kevin Barry Regan | Kestra Advisory Services, LLC BD affiliated | Crionna Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 21, 2024 | Aug 19, 2024 |
| Nicholas George Daniel | Kestra Advisory Services, LLC BD affiliated | Cedrus independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2024 | Aug 16, 2024 |
| Lindsey Cole | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2024 | Oct 21, 2024 (67 d) |
| David Anthony Kanongataa | Kestra Advisory Services, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Aug 12, 2024 |
| Nouachi Vang | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Aug 9, 2024 |
| Ashley Gabrielle Kolweier | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2024 | Aug 5, 2024 |
| Brian Dee Heckert | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 | Jul 31, 2024 |
| Yvonne Renee Smith | Kestra Advisory Services, LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 1, 2024 |
| Timothy P Stamps | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 | Jul 31, 2024 |
| Leo Dominic Barczewski | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 | Jul 31, 2024 |
| James Wilder | Kestra Advisory Services, LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 1, 2024 |
| Kyler Jared Spencer | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 | Jan 7, 2026 (523 d) |
| Jenna Lee Demoss | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 | Jul 31, 2024 |
| Kyler Wayne Klingenberg | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 | Jul 31, 2024 |
| Troy Pedtke | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 | Jul 31, 2024 |
| Justin Cole Aulds | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 | Jul 31, 2024 |
| Ann M Bonfiglio | Kestra Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 17, 2024 | Dec 26, 2024 (162 d) |
| Kevin Settler | Kestra Advisory Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 5, 2024 | Nov 20, 2024 (138 d) |
| Melissa Arnell Thompson | Kestra Advisory Services, LLC BD affiliated | Relation Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 3, 2024 | Jul 1, 2024 |
| Timothy John Ellsworth | Kestra Advisory Services, LLC BD affiliated | Relation Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2024 | Jul 2, 2024 |
| Robert Paul Marcoux | Kestra Advisory Services, LLC BD affiliated | Relation Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2024 | Jul 1, 2024 |
| Whitney Shane Blocker | Kestra Advisory Services, LLC BD affiliated | Relation Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2024 | Jul 1, 2024 |
925 moves match.