DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Alera Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alan Jeffrey Nerad | Alera Investment Advisors, LLC mixed wealth | Iht Wealth Management LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 19, 2026 | Jun 9, 2026 |
| Kimberly B Petricca | Alera Investment Advisors, LLC mixed wealth | Mesirow Financial Investment Management, Inc. mixed wealth | RIA to RIA | Mar 12, 2026 | Jul 27, 2026 (137 d) |
| Bruce Jay Friedman | Alera Investment Advisors, LLC mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 15, 2025 | Sep 15, 2025 |
| Kelly J Ipjian | Alera Investment Advisors, LLC mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2025 | Sep 9, 2025 |
| Evan Bandler Adams | Alera Investment Advisors, LLC mixed wealth | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2025 | Oct 16, 2025 (42 d) |
| Sabrina Peterson | Alera Investment Advisors, LLC mixed wealth | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2025 | Jul 1, 2025 |
| James Patrick Marx | Alera Investment Advisors, LLC mixed wealth | Prime Capital Financial mixed wealth | RIA to RIA | Jun 11, 2025 | Aug 4, 2025 (54 d) |
| Michael Louis Resnick | Alera Investment Advisors, LLC mixed wealth | Equitable Advisors, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 26, 2025 | Feb 26, 2025 |
| Jonathan Burns Muench | Alera Investment Advisors, LLC mixed wealth | Scs independent RIA | RIA to RIA | Jan 9, 2025 | Jan 22, 2025 |
| Thomas Wesley Wagner | Alera Investment Advisors, LLC mixed wealth | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2024 | Oct 29, 2024 |
| Edward Ceylon Haibt | Alera Investment Advisors, LLC mixed wealth | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2024 | Oct 31, 2025 (389 d) |
| Utkarsha Banerjee | Alera Investment Advisors, LLC mixed wealth | Wellth Advisory Services, LLC other | Other | Aug 30, 2024 | Jan 6, 2025 (129 d) |
| Brandon James Clouse | Alera Investment Advisors, LLC mixed wealth | Prism Planning Partners independent RIA | RIA to RIA | May 28, 2024 | May 31, 2024 |
| Brendan Michael Kelly | Alera Investment Advisors, LLC mixed wealth | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Apr 11, 2024 | Sep 18, 2024 (160 d) |
| Jesse Eli King | Alera Investment Advisors, LLC independent RIA | Segall Bryant & Hamill other | Other | Sep 29, 2023 | Dec 18, 2025 (811 d) |
| Walter Brown | Alera Investment Advisors, LLC independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Sep 12, 2023 (33 d) |
| Kristen Leigh Trudo Hughes | Alera Investment Advisors, LLC independent RIA | Phillips And Company Advisors LLC independent RIA | RIA to RIA | Jul 21, 2023 | Sep 19, 2023 (60 d) |
| Raine Hohman | Alera Investment Advisors, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Mar 22, 2023 | May 16, 2023 (55 d) |
| Suzann Marie Dorjath | Alera Investment Advisors, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Jan 10, 2023 | Mar 16, 2023 (65 d) |
| Robert Everett Ciullo | Alera Investment Advisors, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Dec 6, 2022 | Apr 1, 2024 (482 d) |
| Benton Charles Rowse | Alera Investment Advisors, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jul 20, 2022 | Aug 4, 2022 |
| Mollie Denise Savage Wray | Alera Investment Advisors, LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jan 25, 2021 | Jan 4, 2021 |
| Arnold Jay Bender | Alera Investment Advisors, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2019 | Jan 10, 2020 (37 d) |
| Joseph Robert Eichmann | Alera Investment Advisors, LLC independent RIA | Intellicents Investment Solutions Inc institutional | Other | Oct 15, 2019 | Apr 20, 2021 (553 d) |
| Donald James Mahlke | Alera Investment Advisors, LLC independent RIA | Iht Wealth Management LLC independent RIA | RIA to RIA | Aug 20, 2019 | Aug 19, 2019 |
| John William Watson | Alera Investment Advisors, LLC independent RIA | Nuveen Asset Management, LLC mixed wealth | RIA to RIA | Mar 8, 2019 | Mar 25, 2019 |
| Christine Anne Pavel | Alera Investment Advisors, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 5, 2019 | Mar 18, 2019 |
| Daniel William Peters | Alera Investment Advisors, LLC independent RIA | Prism Planning Partners independent RIA | RIA to RIA | Aug 2, 2018 | Aug 1, 2018 |
| James K Lancaster | Alera Investment Advisors, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 2, 2018 | May 2, 2018 |
| Ronald A Bernstein | Alera Investment Advisors, LLC no RAUM | Prism Planning Partners independent RIA | Other | Jan 2, 2018 | Jan 2, 2018 |
| Nicole Marie Sullivan | Alera Investment Advisors, LLC no RAUM | Prism Planning Partners independent RIA | Other | Jan 2, 2018 | Jan 2, 2018 |
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31 moves match.