DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cw Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan Patrick CarrollCw Advisors, LLC independent RIAMoneco Advisors independent RIARIA to RIAApr 6, 2026Apr 3, 2026
Derek Tyghe CarstensCw Advisors, LLC independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankJul 30, 2025Aug 28, 2025
Erich FradenburgCw Advisors, LLC independent RIALeigh Baldwin & Co., LLC independent RIARIA to RIAJul 22, 2025Jul 23, 2025
Joshua David LipscombCw Advisors, LLC independent RIACassaday & Company, Inc. independent RIARIA to RIAJun 6, 2025Aug 19, 2025 (74 d)
Stefani N/M/I TuemeCw Advisors, LLC independent RIACerity Partners LLC independent RIARIA to RIAMay 28, 2025Jun 12, 2025
Lauren Ann ManningCw Advisors, LLC independent RIAScs Capital Management LLC independent RIARIA to RIAMar 25, 2025Apr 29, 2025 (35 d)
Patrick Vincent SchererCw Advisors, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAFeb 14, 2025Feb 14, 2025
Daniel Harold HonsbergerCw Advisors, LLC independent RIAReel Financial Planning state registeredRIA to a state-registered adviserOct 2, 2024Dec 18, 2024 (77 d)
Haley PinkCw Advisors, LLC independent RIAJ.P. Morgan Private Wealth Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 5, 2022Sep 22, 2022 (48 d)
Raoul Rodriguez-WaltersCw Advisors, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMay 24, 2022May 1, 2023 (342 d)
Gerald Jay GravesCw Advisors, LLC independent RIAFiligree Wealth Advisors, LLC no RAUMRIA to a newly registered adviserMay 16, 2022Mar 8, 2022
Chris G. DudleyCw Advisors, LLC independent RIAFiligree Wealth Advisors, LLC independent RIARIA to RIAMay 16, 2022Dec 18, 2024 (947 d)
Griffin James GravesCw Advisors, LLC independent RIAFiligree Wealth Advisors, LLC no RAUMRIA to a newly registered adviserMay 16, 2022Mar 7, 2022
Kelly Robert WrightCw Advisors, LLC independent RIAVerdence Capital Advisors, LLC independent RIARIA to RIAApr 18, 2022Jun 24, 2022 (67 d)
Salim P BoutagyCw Advisors, LLC independent RIAGratus Capital, LLC independent RIARIA to RIAMar 10, 2022Mar 13, 2022
Joshua Akeroyd MasonCw Advisors, LLC independent RIAWbh Advisory, Inc. independent RIARIA to RIASep 9, 2021Sep 3, 2021
Carrie Eloise Durbin BerenCw Advisors, LLC independent RIAWbh Advisory, Inc. independent RIARIA to RIASep 9, 2021Sep 3, 2021
Page 1 of 1
17 moves match.