DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Wall Street Financial Group, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Victoria Irene Bach	Wall Street Financial Group, Inc other	Securities America Advisors, Inc. other	Other	Dec 31, 2016	Sep 29, 2016
Robert Joel Berrin	Wall Street Financial Group, Inc other	Securities America Advisors, Inc. other	Other	Oct 11, 2016	Oct 13, 2016
Robert Mastrosimone	Wall Street Financial Group, Inc other	Securities America Advisors, Inc. other	Other	Oct 11, 2016	Sep 30, 2016
Joel Robert Maness	Wall Street Financial Group, Inc other	Securities America Advisors, Inc. other	Other	Oct 11, 2016	Sep 23, 2016
Aimee Francesca Cummings	Wall Street Financial Group, Inc other	LPL Financial LLC other	Other	Oct 5, 2016	Dec 8, 2016 (64 d)
Lori Ann Alberts	Wall Street Financial Group, Inc other	Morgan Stanley wirehouse	Other	Sep 23, 2016	Nov 8, 2016 (46 d)
Mark Bradford Jones	Wall Street Financial Group, Inc other	Northlanding Financial Partners, LLC other	Other	Sep 2, 2016	Nov 17, 2016 (76 d)
Bryce P Carey	Wall Street Financial Group, Inc other	Northlanding Financial Partners, LLC other	Other	Sep 2, 2016	Nov 21, 2016 (80 d)
Vincent James Palumbos	Wall Street Financial Group, Inc other	American Portfolios Advisors, Inc other	Other	Aug 10, 2016	Aug 10, 2016
Camilla B Merrick	Wall Street Financial Group, Inc other	LPL Financial LLC other	Other	May 19, 2016	Jan 5, 2017 (231 d)
Jason Carlton Lesnik	Wall Street Financial Group, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 1, 2016	Apr 1, 2016
Barry Daniel Fadely	Wall Street Financial Group, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 16, 2016	Mar 16, 2016
Sarah M Mclaughlin	Wall Street Financial Group, Inc other	M&T Securities, Inc. unclassified	Other	Mar 1, 2016	Mar 18, 2016
Howard Robert Bradley	Wall Street Financial Group, Inc other	Northlanding Financial Partners, LLC other	Other	Dec 31, 2015	Jul 2, 2015
William Owen Wright	Wall Street Financial Group, Inc other	Infinity Financial Services Advisory independent RIA	Other	Jun 5, 2015	May 12, 2020 (1803 d)
Thomas Robert Beam	Wall Street Financial Group, Inc other	American Portfolios Advisors, Inc other	Other	Apr 28, 2015	Jul 1, 2015 (64 d)
Patrick Michael Gallagher	Wall Street Financial Group, Inc other	LPL Financial LLC other	Other	Feb 9, 2015	Mar 4, 2015
Claire Delaney Hart	Wall Street Financial Group, Inc other	Woodstock Financial Group, Inc. other	Other	Oct 10, 2014	Oct 13, 2014
Jason James Mosher	Wall Street Financial Group, Inc other	Kalos Management other	Other	Sep 5, 2014	Sep 5, 2014
Deborah J Spychalski	Wall Street Financial Group, Inc other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jan 14, 2014	Apr 23, 2014 (99 d)
Paul Michael Hendrickson	Wall Street Financial Group, Inc other	LPL Financial LLC other	Other	Nov 22, 2013	Dec 2, 2013
Leo Lamond Syphus	Wall Street Financial Group, Inc other	Scf Investment Advisors, Inc. other	Other	Oct 31, 2013	Nov 4, 2013
Joseph Robert Richard	Wall Street Financial Group, Inc other	Advisors Capital Management, LLC other	Other	Oct 31, 2013	Apr 1, 2014 (152 d)
John Efrain Hernandez	Wall Street Financial Group, Inc other	Sagepoint Financial, Inc. other	Other	Oct 31, 2013	Nov 7, 2013
John Matthew Lunghino	Wall Street Financial Group, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Aug 7, 2013	Aug 6, 2013
Mary N Kuehn	Wall Street Financial Group, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Aug 7, 2013	Aug 6, 2013
Deborah Detweiler Bastow	Wall Street Financial Group, Inc other	High Falls Advisors, Inc. independent RIA	Other	Jun 28, 2013	Sep 4, 2021 (2990 d)
Adam Roy Van Dyke	Wall Street Financial Group, Inc other	Voya Financial Advisors, Inc. other	Other	Jun 28, 2013	Jul 15, 2013
Russell J Mandrino	Wall Street Financial Group, Inc other	High Falls Advisors, Inc. other	Other	Jun 28, 2013	Jul 29, 2014 (396 d)
April Beasley Booth	Wall Street Financial Group, Inc other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Jun 11, 2013	Oct 2, 2018 (1939 d)
Michael Joseph Charleton	Wall Street Financial Group, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 10, 2013	Jun 12, 2013
Andrew Douglas Roberts	Wall Street Financial Group, Inc other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Jun 10, 2013	Aug 16, 2019 (2258 d)
Mouna Nutakki	Wall Street Financial Group, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 10, 2013	Jun 10, 2013
Candace Ann Shira	Wall Street Financial Group, Inc other	Candace Shira Associates, LLC no RAUM	Other	May 30, 2013	Jan 9, 2013
Amy Elizabeth Bennage	Wall Street Financial Group, Inc other	Independent Financial Group, LLC other	Other	Apr 17, 2013	Apr 18, 2013
Thomas M Shoen	Wall Street Financial Group, Inc other	Northwestern Mutual Investment Services,LLC other	Other	Mar 21, 2013	Jun 2, 2014 (438 d)
Nancy Beth Kay	Wall Street Financial Group, Inc other	Candace Shira Associates, LLC independent RIA	Other	Mar 8, 2013	Feb 14, 2021 (2900 d)
Christopher Joseph Marsico	Wall Street Financial Group, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Feb 25, 2013	Feb 22, 2013
Matthew S Schlicht	Wall Street Financial Group, Inc other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 11, 2012	Jul 23, 2012 (73 d)
Ashley Marie Brown	Wall Street Financial Group, Inc other	Windhaven Investment Management, Inc. other	Other	May 10, 2012	Jun 19, 2012 (40 d)
Stuart Edward Berrin	Wall Street Financial Group, Inc other	Edelman Financial Services, LLC other	Other	Apr 27, 2012	May 18, 2012
Scott Michael Lippa	Wall Street Financial Group, Inc other	Cadaret Grant & Co Inc other	Other	Jan 11, 2012	Jan 19, 2012
Timothy John Hoag	Wall Street Financial Group, Inc other	Mid Atlantic Financial Management, Inc. other	Other	Sep 16, 2011	Sep 19, 2011
Peter Joseph Mcgee	Wall Street Financial Group, Inc other	Chief Advisors Corp state registered	Other	Sep 2, 2011	Sep 2, 2011
Paul August Alegi	Wall Street Financial Group, Inc other	Cetera Advisor Networks LLC other	Other	Apr 25, 2011	Jan 8, 2014 (989 d)
Benjamin Duggan	Wall Street Financial Group, Inc other	Hazard & Siegel Advisory Services LLC other	Other	Mar 10, 2011	Mar 3, 2014 (1089 d)
Brennen Michael Przybysz	Wall Street Financial Group, Inc other	Morgan Stanley wirehouse	Other	Mar 10, 2011	May 20, 2011 (71 d)
Phillip D. Tronolone	Wall Street Financial Group, Inc other	Pruco Securities, LLC BD affiliated	Other	Jun 22, 2010	Jun 7, 2021 (4003 d)
Stuart Edward Berrin	Wall Street Financial Group, Inc other	Valic Financial Advisors, Inc. other	Other	Feb 19, 2010	Mar 11, 2010
Sandra Lynn Kobel	Wall Street Financial Group, Inc other	Next Financial Group, Inc. other	Other	Oct 1, 2009	Oct 9, 2009
Robert James Wilkes	Wall Street Financial Group, Inc other	The Robert J. Wilkes Planning Forum state registered	Other	Oct 1, 2009	Nov 3, 2021 (4416 d)
Helen M Carroll	Wall Street Financial Group, Inc other	Berman Hopkins Retirement Solutions, LLC no RAUM	Other	Jul 31, 2009	Oct 3, 2012 (1160 d)
Samantha Marie Larew	Wall Street Financial Group, Inc other	Manning & Napier Advisors, LLC mixed wealth	Other	Jul 16, 2009	Jul 29, 2021 (4396 d)
Gary Eugene Stirk	Wall Street Financial Group, Inc other	Ensemble Financial Services, Inc. unclassified	Other	Jul 6, 2009	Dec 10, 2009 (157 d)
Phillip Michael Valley	Wall Street Financial Group, Inc other	Estate Planning Professionals other	Other	Dec 31, 2008	Jun 13, 2008
Julian Joaquin Ruiz	Wall Street Financial Group, Inc other	Fsp Advisors, Inc. state registered	Other	Sep 30, 2008	Apr 16, 2021 (4581 d)
Anthony Joseph Filberto	Wall Street Financial Group, Inc other	Candace Shira Associates, LLC independent RIA	Other	Sep 30, 2008	Feb 14, 2021 (4520 d)
David Brian Lennox	Wall Street Financial Group, Inc other	Estate Planning Professionals other	Other	Aug 4, 2008	Jun 13, 2008
Vernon James Henry	Wall Street Financial Group, Inc other	J. W. Cole Advisors, Inc. other	Other	Aug 10, 2007	Aug 9, 2007
David A Simpson	Wall Street Financial Group, Inc other	Eplanning Advisors Inc unclassified	Other	May 31, 2007	Jun 4, 2007

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70 moves match.