DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Command Financial Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Shad Clinton Reynolds	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Jan 22, 2007	Apr 12, 2004
Roy Edward Gray	First Command Financial Planning, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jan 8, 2007	Jan 2, 2009 (725 d)
John David Washnock	First Command Financial Planning, Inc. other	Intervest International, Inc. other	Other	Dec 31, 2006	Jan 19, 2007
James Daniel Washnock	First Command Financial Planning, Inc. other	Intervest International, Inc. other	Other	Dec 31, 2006	Jan 19, 2007
William Mcdowell Frasier	First Command Financial Planning, Inc. other	LPL Financial LLC other	Other	Dec 18, 2006	Apr 30, 2007 (133 d)
Jose Rafael Rodriguez	First Command Financial Planning, Inc. other	Citigroup Global Markets Inc. other	Other	Dec 8, 2006	Dec 13, 2006
Jeffrey Stephen Geraci	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Nov 29, 2006	Apr 12, 2004
Matthew Gerard Sebenoler	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Nov 3, 2006	Apr 12, 2004
Silvio Nicola Silenzi	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Nov 1, 2006	Apr 12, 2004
Michael Jimenez	First Command Financial Planning, Inc. other	Usaa Financial Planning Services no RAUM	Other	Nov 1, 2006	Nov 3, 2006
Joseph Montalbano	First Command Financial Planning, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Oct 13, 2006	Mar 21, 2024 (6369 d)
William John Stropp	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Oct 10, 2006	Apr 12, 2004
Kirk Hogan Baur	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Oct 10, 2006	Apr 12, 2004
Ann Marie B Cudzilo	First Command Financial Planning, Inc. other	First Command Advisory Services BD affiliated	Other	Oct 10, 2006	Nov 14, 2018 (4418 d)
Seth Kovensky	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Sep 5, 2006	Apr 12, 2004
Scott Austin Carlson	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Aug 15, 2006	Apr 12, 2004
Chad L Tennant	First Command Financial Planning, Inc. other	Summit Wealth Management, Inc other	Other	Aug 15, 2006	Feb 28, 2007 (197 d)
Thomas Robertson	First Command Financial Planning, Inc. other	Wells Fargo Advisors wirehouse	Other	Jul 31, 2006	Jul 24, 2006
David Judd Edwards	First Command Financial Planning, Inc. other	M&I Financial Advisors, Inc. no RAUM	Other	Jul 31, 2006	Nov 6, 2006 (98 d)
Thomas Claude Longfellow	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Jul 31, 2006	Apr 12, 2004
John Spruill	First Command Financial Planning, Inc. other	Citigroup Global Markets Inc. other	Other	Jul 31, 2006	Aug 10, 2006
Douglas W Bridges	First Command Financial Planning, Inc. other	Valic Financial Advisors, Inc. other	Other	Jul 31, 2006	Jul 13, 2006
Robert Carlton Patton	First Command Financial Planning, Inc. other	Strategic Advisers LLC national BD	Other	Jul 14, 2006	Aug 7, 2007 (389 d)
Paul Glynn Lindsay	First Command Financial Planning, Inc. other	Financial West Group other	Other	Jun 30, 2006	Apr 21, 2008 (661 d)
Kelley Renee Collingwood	First Command Financial Planning, Inc. other	Cetera Investment Advisers LLC other	Other	Jun 30, 2006	Jan 21, 2014 (2762 d)
Michael William Mandarino	First Command Financial Planning, Inc. other	Intervest International, Inc. other	Other	Jun 20, 2006	Jun 15, 2006
Daniel Richard Lippold	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	May 26, 2006	Apr 12, 2004
William Maurice Moriarty	First Command Financial Planning, Inc. other	State Farm Investment Management Corp. asset manager	Other	May 16, 2006	Nov 28, 2018 (4579 d)
Jon Christopher Vinge	First Command Financial Planning, Inc. other	Centara Capital Management Group, Inc. other	Other	May 4, 2006	May 9, 2006
Stuart Allen Pipho	First Command Financial Planning, Inc. other	Investment Centers Of America, Inc. other	Other	May 1, 2006	May 1, 2006
Flint T Schuller	First Command Financial Planning, Inc. other	New England Securities Corporation other	Other	Apr 27, 2006	Sep 28, 2006 (154 d)
Michael Lester Shipman	First Command Financial Planning, Inc. other	Eagle Strategies LLC other	Other	Mar 20, 2006	Apr 10, 2006
Matthew Sayah Taheri	First Command Financial Planning, Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 28, 2006	Sep 5, 2006 (189 d)
Francisco Barreto	First Command Financial Planning, Inc. other	Cetera Advisor Networks LLC other	Other	Dec 31, 2005	Feb 15, 2006 (46 d)
Jaclyn Smith Thorp	First Command Financial Planning, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Dec 20, 2005	May 22, 2006 (153 d)
Kristin Nicole Campbell	First Command Financial Planning, Inc. other	Wells Fargo Investments, LLC unclassified	Other	Nov 14, 2005	Dec 2, 2005
Terence Francis Powell	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Oct 13, 2005	Apr 12, 2004
Angela Michelle Graham -West	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Oct 13, 2005	Apr 27, 2004
Timothy G Jennings	First Command Financial Planning, Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Sep 23, 2005	Sep 22, 2005
Marc Eric Schneider	First Command Financial Planning, Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Sep 6, 2005	Sep 7, 2005
Grace Yvonne Ottey	First Command Financial Planning, Inc. other	New England Securities Corporation other	Other	Sep 6, 2005	Jan 24, 2007 (505 d)
Steven Arthur Kernahan	First Command Financial Planning, Inc. other	Park Avenue Securities LLC other	Other	Sep 2, 2005	Feb 21, 2006 (172 d)
Jeffrey Scott Hoadley	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Apr 20, 2004	Apr 27, 2004
Joseph John Leblanc	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Apr 12, 2004	Apr 12, 2004
Sharon Elizabeth Driscoll	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Apr 12, 2004	Apr 12, 2004
Kevin Stephen Moravek	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Apr 12, 2004	Apr 12, 2004
Marc Eliot Sloter	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Apr 12, 2004	Apr 12, 2004
Ryan Charles Beasley	First Command Financial Planning, Inc. other	Sunset Financial Services, Inc. other	Other	Oct 13, 2003	Aug 5, 2008 (1758 d)

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228 moves match.