| Daniel Anton Vieland | Citizens Securities, Inc. other | Chase Investment Services Corp. other | Other | Oct 13, 2006 | Oct 25, 2006 |
| Jack Freeman Reetz | Citizens Securities, Inc. other | Advice And Planning Services BD affiliated | Other | Oct 12, 2006 | Jan 11, 2023 (5935 d) |
| Reid Hartley Hansen | Citizens Securities, Inc. other | Msi Financial Services, Inc. other | Other | Sep 1, 2006 | Aug 6, 2009 (1070 d) |
| Paula Jean Farrell | Citizens Securities, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Aug 29, 2006 | Jun 11, 2007 (286 d) |
| Glenn Andrew Gardiner | Citizens Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Aug 25, 2006 | Aug 21, 2006 |
| Paulette Ann Retsinas | Citizens Securities, Inc. other | Osaic Institutions, Inc. other | Other | Jul 7, 2006 | Jul 5, 2006 |
| Justin Walsh | Citizens Securities, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Jun 20, 2006 | Jun 16, 2006 |
| Michael Lally | Citizens Securities, Inc. other | Voya Investment Management Co. LLC other | Other | Jun 7, 2006 | Sep 14, 2009 (1195 d) |
| Graeme William Lamb | Citizens Securities, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Mar 17, 2006 | Mar 17, 2006 |
| Scott Edward Halliwell | Citizens Securities, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Mar 16, 2006 | Mar 20, 2006 |
| Craig R. Dumas | Citizens Securities, Inc. other | Cetera Advisors LLC other | Other | Feb 15, 2006 | May 17, 2006 (91 d) |
| John Michael Clark | Citizens Securities, Inc. other | Commonwealth Financial Network national BD | Other | Jan 13, 2006 | Apr 10, 2006 (87 d) |
| Jay Lynn Guyer | Citizens Securities, Inc. other | Cetera Investment Services LLC other | Other | Jan 12, 2006 | Aug 23, 2007 (588 d) |
| Ryan J Kerr | Citizens Securities, Inc. other | Strategic Advisers LLC national BD | Other | Dec 15, 2005 | Dec 15, 2006 (365 d) |
| James Matthew Flynn | Citizens Securities, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Dec 8, 2005 | Dec 2, 2005 |
| Michael Gallagher Collins | Citizens Securities, Inc. other | Lincoln Investment other | Other | Dec 7, 2005 | Apr 4, 2011 (1944 d) |
| Gavin Phillip Lucca | Citizens Securities, Inc. other | Commonwealth Financial Network national BD | Other | Nov 28, 2005 | Dec 7, 2005 |
| Clinton Troy Newman | Citizens Securities, Inc. other | New England Securities Corporation other | Other | Nov 28, 2005 | Jan 5, 2006 (38 d) |
| Joshua Perry Davis | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 8, 2005 | Oct 14, 2005 |
| Linda Morin Knott | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Oct 12, 2005 | Oct 4, 2005 |
| Eric Joseph Flaim | Citizens Securities, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Oct 12, 2005 | Oct 4, 2005 |
| Donald W Jenkins | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 28, 2005 | Nov 23, 2005 (56 d) |
| Anthony Joseph Destefano | Citizens Securities, Inc. other | M&T Securities, Inc. unclassified | Other | Sep 26, 2005 | Apr 7, 2017 (4211 d) |
| Frank Paul Zocco | Citizens Securities, Inc. other | Osaic Fa, Inc. other | Other | Sep 19, 2005 | Sep 22, 2005 |
| Robert Burns | Citizens Securities, Inc. other | Strategic Advisers LLC national BD | Other | Sep 6, 2005 | Oct 17, 2005 (41 d) |
| Derek Jacob Wilhelm | Citizens Securities, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Sep 2, 2005 | Oct 30, 2006 (423 d) |
| Michael Anthony Pugliese | Citizens Securities, Inc. other | People'S Securities, Inc. other | Other | Jun 20, 2005 | Jun 6, 2005 |
| John Alan Caplan | Citizens Securities, Inc. other | People'S Securities, Inc. other | Other | Apr 5, 2005 | Apr 4, 2005 |
| Sally Parker-Will | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 8, 2005 | Jan 22, 2009 (1416 d) |
| Cary Lee Beach | Citizens Securities, Inc. other | Pnc Wealth Management other | Other | Feb 17, 2005 | Feb 17, 2005 |
| Kristopher Rostern Nuttall | Citizens Securities, Inc. other | Natcity Investments, Inc. unclassified | Other | Feb 14, 2005 | Apr 22, 2005 (67 d) |
| Jeremy L Noessel | Citizens Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Aug 11, 2004 | Sep 7, 2004 |
| Christopher Jude Fusco | Citizens Securities, Inc. other | LPL Financial LLC independent RIA | Other | Jul 14, 2004 | Jan 6, 2023 (6750 d) |
| Frank Paul Zocco | Citizens Securities, Inc. other | Quick & Reilly, Inc. unclassified | Other | Apr 2, 2004 | Apr 16, 2004 |
| Jay Lynn Guyer | Citizens Securities, Inc. other | Vanguard Advisers, Inc. other | Other | Jan 21, 2004 | Feb 11, 2004 |
| Brian Douglas Campbell | Citizens Securities, Inc. other | Cms Fund Advisers, Inc. unclassified | Other | Dec 10, 2003 | Jan 6, 2005 (393 d) |
| Peter J Dupuis | Citizens Securities, Inc. other | Strategic Advisers LLC national BD | Other | Nov 12, 2003 | Sep 27, 2007 (1415 d) |
| Tristram Sanborn Millard | Citizens Securities, Inc. other | Metlife Investment Fund Services LLC unclassified | Other | Nov 12, 2003 | Nov 19, 2003 |
| Wayne Washowich | Citizens Securities, Inc. other | Trustmont Advisory Group, Inc. other | Other | Aug 7, 2003 | Mar 25, 2009 (2057 d) |
| Anthony Charles Capraro III | Citizens Securities, Inc. other | Chittenden Securities, LLC. unclassified | Other | Jul 11, 2003 | Jul 7, 2003 |
| John Joseph Halloran | Citizens Securities, Inc. other | Quick & Reilly, Inc. unclassified | Other | May 6, 2003 | Jul 29, 2003 (84 d) |
| Jack Freeman Reetz | Citizens Securities, Inc. other | Chittenden Securities, LLC. unclassified | Other | Dec 6, 2002 | Nov 18, 2002 |