| Paul Helmut Auslander | Nfp Advisor Services, LLC other | Provise Management Group, LLC other | Other | Sep 22, 2016 | Mar 3, 2014 |
| Jeffrey Solodkin | Nfp Advisor Services, LLC other | Equitable Advisors, LLC national BD | Other | Sep 22, 2016 | Jun 1, 2005 |
| James Lewis Worrell | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Sep 22, 2016 | Apr 11, 2006 |
| Gregory Gavran | Nfp Advisor Services, LLC other | Wealthspire Retirement Advisory other | Other | Sep 22, 2016 | Mar 17, 2015 |
| Eszter Klara Koch | Nfp Advisor Services, LLC other | Wealthspire Retirement Advisory other | Other | Sep 22, 2016 | Nov 14, 2014 |
| Rodryan Angeles Marayag | Nfp Advisor Services, LLC other | Wealthspire Retirement Advisory other | Other | Sep 22, 2016 | Jun 22, 2015 |
| Blair Hunt Rogers | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Aug 26, 2016 | Apr 18, 2016 |
| Mark Allen Schweiss | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Aug 26, 2016 | Apr 19, 2016 |
| Matthew Jordan Van Name | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Aug 8, 2016 | Apr 20, 2016 |
| Brett Michael Walters | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Aug 8, 2016 | Apr 20, 2016 |
| Derek James Packett | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Aug 2, 2016 | Apr 18, 2016 |
| Nathan Dean Rasmussen | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Jul 13, 2016 | Apr 25, 2016 |
| Shelly Ann Horwitz | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Jul 11, 2016 | May 5, 2016 |
| Michael Aaron Waldman | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Jul 1, 2016 | Apr 20, 2016 |
| Ashlee Nicole Ogrzewalla | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Jun 29, 2016 | Apr 26, 2016 |
| John James Sullivan | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Jun 28, 2016 | Apr 19, 2016 |
| Peter J Schmitz | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Jun 9, 2016 | Apr 21, 2016 |
| Michael James Callaway | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Jun 7, 2016 | Apr 18, 2016 |
| Barry Solon | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Jun 6, 2016 | Apr 20, 2016 |
| William Roger Rassman | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Jun 6, 2016 | Apr 18, 2016 |
| Deborah Rochelle Yurchak | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Jun 2, 2016 | Apr 20, 2016 |
| Ryan Patrick Collin | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 27, 2016 | Apr 26, 2016 |
| Anthony C Willoughby | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 25, 2016 | May 25, 2016 |
| Kristi M Trowbridge | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 25, 2016 | May 25, 2016 |
| James Michael Gift | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 23, 2016 | May 23, 2016 |
| Ellen Reeva Lander | Nfp Advisor Services, LLC other | Global Retirement Partners LLC other | Other | May 16, 2016 | May 16, 2016 |
| Suzanne Zenkner | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 12, 2016 | Apr 19, 2016 |
| Carl William Zeidler | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 11, 2016 | Apr 27, 2016 |
| Michael Emmett Morris | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 11, 2016 | May 11, 2016 |
| Mary Lynne Patch | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 11, 2016 | Apr 28, 2016 |
| Mark Edward Kilbride | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 11, 2016 | Apr 19, 2016 |
| Anthony Rocco Trupiano | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 11, 2016 | Jun 15, 2016 (35 d) |
| Karen Elizabeth Van Voorhis | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 11, 2016 | May 16, 2016 |
| Edward J Schechter | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 11, 2016 | Apr 19, 2016 |
| Samuel Brantz Gentry | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 9, 2016 | Apr 28, 2016 |
| Christopher Allen Tipton | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 9, 2016 | May 9, 2016 |
| Shad Matthew Evans | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 9, 2016 | Apr 28, 2016 |
| William Clayton Smith | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 9, 2016 | May 9, 2016 |
| Will K Knight | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 9, 2016 | May 9, 2016 |
| Alan Norman Beaulieu | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 9, 2016 | Apr 21, 2016 |
| Brian Lucien Beaulieu | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 9, 2016 | Apr 25, 2016 |
| Michael Jared Benson | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 9, 2016 | Apr 28, 2016 |
| Bradley Lloyd Davis | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 9, 2016 | Apr 28, 2016 |
| William August Kientz | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 9, 2016 | May 9, 2016 |
| Samuel Sylvanus Mcninch | Nfp Advisor Services, LLC other | Hayden Royal other | Other | May 5, 2016 | Apr 28, 2016 |
| Victor Solis | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | May 2, 2016 | Apr 20, 2016 |
| Vincent Robert Gallagher | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Apr 29, 2016 | Apr 21, 2016 |
| Jose E Almanza | Nfp Advisor Services, LLC other | Kestra Advisory Services, LLC other | Other | Apr 28, 2016 | Apr 19, 2016 |
| Brian Thomas Lowery | Nfp Advisor Services, LLC other | Forvis Mazars Wealth Advisors, LLC independent RIA | Other | Apr 19, 2016 | Jan 3, 2024 (2815 d) |
| Benjamin David Kille | Nfp Advisor Services, LLC other | Wealthspire Advisors independent RIA | Other | Mar 31, 2016 | Sep 20, 2022 (2364 d) |
| Mark Alan Mappa | Nfp Advisor Services, LLC other | Woodbury Financial Services, Inc. other | Other | Mar 31, 2016 | Mar 24, 2016 |
| Donald Albert Lueke | Nfp Advisor Services, LLC other | Atlantis Wealth Advisors LLC other | Other | Mar 31, 2016 | Mar 24, 2017 (358 d) |
| Damon F Friedman | Nfp Advisor Services, LLC other | Independent Financial Group, LLC other | Other | Mar 31, 2016 | Oct 17, 2016 (200 d) |
| Pamela Kay Weaver | Nfp Advisor Services, LLC other | Integrity Alliance, LLC other | Other | Mar 17, 2016 | Mar 17, 2016 |
| Robert Charles Kulle | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Mar 17, 2016 | Mar 15, 2016 |
| Donald Roy Payne | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Mar 4, 2016 | Mar 10, 2016 |
| Ernest James Cox | Nfp Advisor Services, LLC other | Independent Financial Group, LLC other | Other | Mar 2, 2016 | Apr 20, 2016 (49 d) |
| Kelly Crowder Amato | Nfp Advisor Services, LLC other | Stancorp Investment Advisers, Inc. other | Other | Mar 1, 2016 | Apr 7, 2016 (37 d) |
| Clarence Homer Slaughter | Nfp Advisor Services, LLC other | Independent Advisor Alliance, LLC other | Other | Feb 26, 2016 | Mar 3, 2016 |
| Christopher Dale Clark | Nfp Advisor Services, LLC other | Wfg Advisors, LP other | Other | Feb 26, 2016 | Jun 28, 2016 (123 d) |