| Thomas Lee Peterson | Woodbury Financial Services, Inc. other | Iag Wealth Partners, LLC other | Other | Jan 6, 2011 | Feb 7, 2011 (32 d) |
| Michael Lee Kutz | Woodbury Financial Services, Inc. other | Iag Wealth Partners, LLC other | Other | Jan 6, 2011 | Feb 7, 2011 (32 d) |
| Mark Mcdonough | Woodbury Financial Services, Inc. other | Wells Fargo Advisors wirehouse | Other | Dec 31, 2010 | Jul 13, 2011 (194 d) |
| Sean Robert Dignan | Woodbury Financial Services, Inc. other | Srd Capital Management unclassified | Other | Dec 14, 2010 | Jan 6, 2010 |
| David Jay Vogel | Woodbury Financial Services, Inc. other | Transamerica Financial Advisors, LLC other | Other | Nov 30, 2010 | Nov 19, 2012 (720 d) |
| Brett Andrew Bauch | Woodbury Financial Services, Inc. other | Msi Financial Services, Inc. other | Other | Nov 30, 2010 | Dec 3, 2010 |
| Anthony Rainer Jones | Woodbury Financial Services, Inc. other | Pnc Wealth Management other | Other | Nov 30, 2010 | Dec 3, 2014 (1464 d) |
| Wendy Ellen Fleischmann | Woodbury Financial Services, Inc. other | Crown Capital Securities, L.P. other | Other | Nov 26, 2010 | Nov 30, 2010 |
| Tracy Lee Miller | Woodbury Financial Services, Inc. other | Cetera Advisor Networks LLC other | Other | Nov 23, 2010 | Nov 15, 2010 |
| Annette Patricia Shanks | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 19, 2010 | Dec 7, 2010 |
| Harris Scott Green | Woodbury Financial Services, Inc. other | New England Securities Corporation other | Other | Nov 18, 2010 | Oct 29, 2010 |
| Todd Edward Desberg | Woodbury Financial Services, Inc. other | Nova Financial Services other | Other | Nov 15, 2010 | Nov 19, 2010 |
| Wendi A Lucarelli | Woodbury Financial Services, Inc. other | Associated Investment Services, Inc. other | Other | Nov 10, 2010 | Nov 16, 2010 |
| Margaret M Remlinger | Woodbury Financial Services, Inc. other | H. Beck, Inc. other | Other | Nov 1, 2010 | Nov 1, 2010 |
| Patterson James Mckinlay | Woodbury Financial Services, Inc. other | Financial Telesis, Inc. other | Other | Oct 22, 2010 | Oct 20, 2010 |
| Robert Phillip Wolf | Woodbury Financial Services, Inc. other | Foresters Equity Services, Inc. other | Other | Oct 19, 2010 | Oct 29, 2010 |
| Jerry Lawrence Carmody | Woodbury Financial Services, Inc. other | Sage Portfolio Management LLC state registered | Other | Oct 18, 2010 | Jan 30, 2014 (1200 d) |
| Audrey Ivy Pierson | Woodbury Financial Services, Inc. other | Householder Group Financial Advisors, LLC other | Other | Oct 8, 2010 | Oct 12, 2010 |
| Heide Uy Lee | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 6, 2010 | Sep 27, 2012 (722 d) |
| Nick Elovitz | Woodbury Financial Services, Inc. other | Pks Advisory Services, LLC other | Other | Oct 1, 2010 | Oct 5, 2010 |
| Emmanuel Obel | Woodbury Financial Services, Inc. other | Obel Financial Advisors state registered | Other | Oct 1, 2010 | Jan 1, 2025 (5206 d) |
| Paul Wesley Witthauer | Woodbury Financial Services, Inc. other | G. A. Repple & Company BD affiliated | Other | Sep 30, 2010 | Oct 28, 2019 (3315 d) |
| James Michael Johnston | Woodbury Financial Services, Inc. other | Alphacore Capital LLC independent RIA | Other | Sep 29, 2010 | Jan 1, 2025 (5208 d) |
| Eric James Porter | Woodbury Financial Services, Inc. other | Trustmont Advisory Group, Inc. other | Other | Sep 28, 2010 | Sep 20, 2010 |
| Norman Craig Moore | Woodbury Financial Services, Inc. other | Packerland Brokerage Services, Inc. other | Other | Sep 17, 2010 | Oct 12, 2010 |
| Jeffrey Ryan Thompson | Woodbury Financial Services, Inc. other | New England Securities Corporation other | Other | Sep 16, 2010 | Sep 24, 2010 |
| Juan Carlos Salazar | Woodbury Financial Services, Inc. other | Spc other | Other | Sep 7, 2010 | Sep 2, 2010 |
| Lindsay Kathleen Mais | Woodbury Financial Services, Inc. other | UBS Financial Services Inc. wirehouse | Other | Jul 22, 2010 | Aug 2, 2010 |
| Mark Edward Bradford | Woodbury Financial Services, Inc. other | Pnc Wealth Management other | Other | Jul 20, 2010 | Aug 16, 2010 |
| Anita Jaswantlal Patel | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jul 6, 2010 | Jul 2, 2010 |
| David Robert Wheatley | Woodbury Financial Services, Inc. other | Advice And Planning Services other | Other | Jun 15, 2010 | Apr 10, 2013 (1030 d) |
| James Edward Smith | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 7, 2010 | Jun 2, 2010 |
| William R Walters | Woodbury Financial Services, Inc. other | Founders Financial Securities, LLC other | Other | May 25, 2010 | Jul 28, 2015 (1890 d) |
| Kevin Scott Phillips | Woodbury Financial Services, Inc. other | Financial Advisers Of America, LLC other | Other | May 21, 2010 | Jun 7, 2010 |
| Ronald Frank Vanhorn | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 13, 2010 | May 12, 2010 |
| Curtis Allen Wharton | Woodbury Financial Services, Inc. other | J. W. Cole Advisors, Inc. other | Other | May 12, 2010 | May 6, 2010 |
| Roy Neal | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 11, 2010 | May 31, 2005 |
| Thomas Andrew Bryant | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 11, 2010 | Mar 20, 2009 |
| John Robert Michael | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | May 10, 2010 | Nov 13, 2020 (3840 d) |
| Steven Ray Fleck | Woodbury Financial Services, Inc. other | Dkc Financial Services, LLC unclassified | Other | May 10, 2010 | May 26, 2010 |
| Jason Garrick Langley | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 10, 2010 | Mar 24, 2005 |
| Timothy Allen Wissing | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 10, 2010 | Jan 9, 2008 |
| Michael George Dugan | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 6, 2010 | May 3, 2010 |
| Richard Joseph Robinson | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 6, 2010 | Nov 19, 2008 |
| Alex P Lindle | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 6, 2010 | Mar 28, 2008 |
| Cindy Elizabeth Lindle | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 6, 2010 | May 3, 2010 |
| Gretchen Kay Mahaffey | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 6, 2010 | May 3, 2010 |
| Michael Robert Dugan | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 6, 2010 | May 3, 2010 |
| Valerie M. Downs | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Apr 22, 2010 | Apr 11, 2007 |
| John Douglas Roszell | Woodbury Financial Services, Inc. other | Ssn Advisory, Inc. other | Other | Mar 24, 2010 | Mar 23, 2010 |
| Marika Somorjai | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 12, 2010 | Mar 16, 2010 |
| John Anthony Mezzullo | Woodbury Financial Services, Inc. other | Glass Jacobson Wealth Advisors other | Other | Mar 4, 2010 | Jun 23, 2010 (111 d) |
| Grant Allen Knox | Woodbury Financial Services, Inc. other | Sagepoint Financial, Inc. other | Other | Feb 25, 2010 | Mar 1, 2010 |
| John R Hack | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Feb 8, 2010 | Feb 4, 2010 |
| Robert Earl Mabe | Woodbury Financial Services, Inc. other | H. Beck, Inc. other | Other | Feb 2, 2010 | Feb 2, 2010 |
| David Charles Haman | Woodbury Financial Services, Inc. other | Concourse Financial Group Advisors other | Other | Feb 2, 2010 | Feb 1, 2010 |
| Michael William Olff | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Feb 2, 2010 | Feb 2, 2010 |
| Richard John Rustin | Woodbury Financial Services, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jan 26, 2010 | Jan 21, 2010 |
| Marian F Geohegan | Woodbury Financial Services, Inc. other | Ssn Advisory, Inc. other | Other | Jan 22, 2010 | Jan 22, 2010 |
| Daniel Joseph Ripley | Woodbury Financial Services, Inc. other | Ridgeway Conger Advisory Services other | Other | Dec 31, 2009 | Dec 23, 2009 |