DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cuso Financial Services, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Berve | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 14, 2024 |
| Gabriel Christian King | Cuso Financial Services, L.P. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jul 8, 2024 |
| Andrea Mae Bruse | Cuso Financial Services, L.P. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 21, 2024 | Jun 5, 2024 |
| Marc Paul Sultan | Cuso Financial Services, L.P. BD affiliated | Forthright Partnerstm state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 8, 2024 | Jan 1, 2026 (633 d) |
| Michael Nathaniel Macias | Cuso Financial Services, L.P. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Apr 12, 2024 |
| Peter W Goldsich | Cuso Financial Services, L.P. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Apr 15, 2024 |
| Regan Shigeo Yamada | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Apr 1, 2024 |
| David John Kimura | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Apr 1, 2024 |
| Sean Masao Umetsu | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 28, 2024 |
| Michael George Horton | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 28, 2024 |
| Daniel M Krase | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 28, 2024 |
| Kimberly Ireijo | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 28, 2024 |
| Ross Tatsuo Kumasaki | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 28, 2024 |
| Heath David Slain | Cuso Financial Services, L.P. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Apr 1, 2024 |
| Frank Deluca | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Mar 21, 2024 |
| Brian Christopher Karl | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Mar 21, 2024 |
| Amanda Marie Duran | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Mar 8, 2024 |
| Carolyn R Barnaba | Cuso Financial Services, L.P. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Feb 7, 2024 |
| John J Konikowski | Cuso Financial Services, L.P. BD affiliated | Sorrento Pacific Financial, LLC other | Other | Mar 1, 2024 | Feb 22, 2016 |
| Joshua Munoz | Cuso Financial Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Apr 3, 2024 (33 d) |
| Joy Funk | Cuso Financial Services, L.P. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Mar 4, 2024 |
| Jacob Andrew Patrick Howeth | Cuso Financial Services, L.P. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2024 | Jul 24, 2024 (153 d) |
| Melody Mae Bliss | Cuso Financial Services, L.P. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2024 | Feb 16, 2024 |
| Christopher Ellis | Cuso Financial Services, L.P. BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Adam Alden Cheshire | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Feb 6, 2024 |
| Belinda Anna White | Cuso Financial Services, L.P. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Feb 7, 2024 |
| Travis Corbin Smith | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 18, 2024 |
| Heather R. Lunsford | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 18, 2024 |
| Robert Lee Stewart | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Jan 16, 2024 |
| Michael Scott Benoit | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Feb 6, 2024 |
| Kristian Pavlov | Cuso Financial Services, L.P. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 3, 2024 | Jan 5, 2024 |
| Brad Michael Decker | Cuso Financial Services, L.P. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2024 | Jan 12, 2024 |
| Melody Brady | Cuso Financial Services, L.P. BD affiliated | Beechmont Financial unclassified | Other | Dec 8, 2023 | Jan 8, 2024 (31 d) |
| Christopher Luke Weiss | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Jul 24, 2024 (232 d) |
| Stephanie E. Gudka | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Nov 30, 2023 |
| Daniel Lawrence Cass | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Tonya Marie Harper | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Michael Lawrence Mullen | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Wayne Roy Bellinger | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Margaret Ruth Taylor | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Rachel Leann Corpuz | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| William Francis Cassidy | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Rahil Machiwalla | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Wayne Roy Bellinger | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Justin K Parks | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Jon Devin Coger | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Laura Anne Saunders | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Ryan David West | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Thomas Green | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Patrick Lanini | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Elijah Fowler | Cuso Financial Services, L.P. BD affiliated | Sound Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2023 | Dec 11, 2023 |
| Emilio Johansen Foncuberta | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 16, 2023 |
| Anatoly Vilderman | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 16, 2023 |
| Albert Barry Burns | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 10, 2023 |
| Jake Mitchell Locker | Cuso Financial Services, L.P. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Nov 15, 2023 |
| Pan Jung Kwe | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Nov 3, 2023 |
| James Francis Daisey | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2023 | May 22, 2024 (220 d) |
| Jacob Castaneda | Cuso Financial Services, L.P. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Aug 2, 2024 (308 d) |
| Jennifer Jill Glovacki | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2023 | Oct 17, 2023 |
| Christian G Lopez-Alavez | Cuso Financial Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2023 | Oct 18, 2023 |
902 moves match.