| Jonathon Rogers | Valic Financial Advisors, Inc. other | H. Beck, Inc. other | Other | Oct 20, 2010 | Oct 18, 2010 |
| Mark Narrell | Valic Financial Advisors, Inc. other | Osaic Institutions, Inc. other | Other | Oct 20, 2010 | Oct 6, 2010 |
| Timothy Jon Narva | Valic Financial Advisors, Inc. other | Walnut Street Securities, Inc. other | Other | Oct 11, 2010 | Nov 17, 2010 (37 d) |
| Thomas Joseph Lakatos | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Sep 13, 2010 | Nov 10, 2010 (58 d) |
| Adam T Schoenwald | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Sep 13, 2010 | Sep 1, 2010 |
| Timothy Jay Madigan | Valic Financial Advisors, Inc. other | Freedom One Investment Advisors, Inc. other | Other | Sep 13, 2010 | Sep 23, 2010 |
| Miles Kazuhisa Nagato | Valic Financial Advisors, Inc. other | LPL Financial LLC BD affiliated | Other | Sep 2, 2010 | Jun 9, 2026 (5759 d) |
| Russell Bedore | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Sep 2, 2010 | Oct 21, 2010 (49 d) |
| Kate Yukie Cordero | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Aug 24, 2010 | Aug 30, 2010 |
| Bob S. Colville | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Aug 24, 2010 | Aug 19, 2010 |
| Donna Lail | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Aug 18, 2010 | Sep 15, 2010 |
| James Joseph Robinson | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Aug 4, 2010 | Sep 16, 2011 (408 d) |
| David W Briley | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Aug 4, 2010 | Oct 15, 2010 (72 d) |
| John C Rogers | Valic Financial Advisors, Inc. other | UBS Financial Services Inc. wirehouse | Other | Jul 21, 2010 | Oct 26, 2011 (462 d) |
| William Joseph Stricklin | Valic Financial Advisors, Inc. other | Securian Financial Services, Inc. other | Other | Jul 8, 2010 | Jul 15, 2010 |
| Jorge Alberto Trevino | Valic Financial Advisors, Inc. other | Allstate Financial Advisors, LLC no RAUM | Other | Jul 8, 2010 | Aug 31, 2011 (419 d) |
| Patrick Yong-Jun Lee | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Jul 8, 2010 | Jul 9, 2010 |
| Ellen Anne Wilson | Valic Financial Advisors, Inc. other | Empower Advisory Group, LLC BD affiliated | Other | Jul 2, 2010 | Aug 23, 2024 (5166 d) |
| Joseph Lee Hamner | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Jul 1, 2010 | Jul 2, 2010 |
| Joseph Paul Arisco | Valic Financial Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jun 21, 2010 | Jan 14, 2014 (1303 d) |
| Ryan Paul Byrd | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Jun 21, 2010 | Jul 13, 2010 |
| Stephen T Glasgow | Valic Financial Advisors, Inc. other | Berthel Fisher & Company Financial Services, Inc. other | Other | Jun 1, 2010 | May 24, 2010 |
| Geoffrey Allan Hall | Valic Financial Advisors, Inc. other | Securian Financial Services, Inc. other | Other | May 26, 2010 | Jun 7, 2010 |
| Jock Mckaig Cameron | Valic Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | May 11, 2010 | May 3, 2010 |
| Edward John Hungler | Valic Financial Advisors, Inc. other | Edelman Financial Services, LLC other | Other | May 11, 2010 | May 17, 2010 |
| Joel Carl Nelson | Valic Financial Advisors, Inc. other | Securities America Advisors, Inc. other | Other | May 5, 2010 | May 3, 2010 |
| Leroy Anderson Bizzell | Valic Financial Advisors, Inc. other | Wfg Advisors, LP other | Other | May 3, 2010 | Apr 27, 2010 |
| Dale Edward Colclasure | Valic Financial Advisors, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Apr 27, 2010 | May 16, 2011 (384 d) |
| James D Davis | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Apr 27, 2010 | Apr 19, 2010 |
| Merlin Moody Hagan | Valic Financial Advisors, Inc. other | Lawing Financial Inc other | Other | Apr 14, 2010 | Dec 13, 2011 (608 d) |
| John Pocceschi | Valic Financial Advisors, Inc. other | UBS Financial Services Inc. wirehouse | Other | Apr 14, 2010 | Jun 25, 2010 (72 d) |
| Marilyn Laux Evans | Valic Financial Advisors, Inc. other | Wfg Advisors, LP other | Other | Apr 14, 2010 | Mar 29, 2010 |
| Bruce Allen Larsen | Valic Financial Advisors, Inc. other | Forta Financial Group, Inc. other | Other | Apr 8, 2010 | Mar 22, 2010 |
| Eric Stanton Hauser | Valic Financial Advisors, Inc. other | Wfg Advisors, LP other | Other | Mar 25, 2010 | Mar 22, 2010 |
| Nila Marie Moore | Valic Financial Advisors, Inc. other | Gwn Securities Inc. other | Other | Mar 25, 2010 | Mar 26, 2010 |
| Vincent Larnell Williams | Valic Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Mar 9, 2010 | Mar 12, 2010 |
| Salvatore Bria | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Mar 4, 2010 | Jun 20, 2011 (473 d) |
| Kevin John Cornish | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Feb 26, 2010 | Oct 14, 2010 (230 d) |
| Adam Watson Hall | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Feb 18, 2010 | Feb 5, 2010 |
| Jeffrey Edwin Kissiar | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Feb 18, 2010 | Feb 3, 2010 |
| Harriet Knight Chase | Valic Financial Advisors, Inc. other | Securities America Advisors, Inc. other | Other | Feb 18, 2010 | Jun 21, 2013 (1219 d) |
| Louis Daniel Fry | Valic Financial Advisors, Inc. other | Wfg Advisors, LP other | Other | Jan 28, 2010 | Feb 10, 2010 |
| Charlene Farmer Reyes | Valic Financial Advisors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 28, 2010 | Jan 22, 2010 |
| Lynn Howard Morris | Valic Financial Advisors, Inc. other | Signator Financial Services, Inc. other | Other | Jan 13, 2010 | Feb 19, 2010 (37 d) |
| Larry Randolph Scott | Valic Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jan 13, 2010 | Jan 13, 2010 |
| Brent Curtis Bowman | Valic Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jan 13, 2010 | Jan 5, 2010 |
| Susan Miller Crosby | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 13, 2010 | Feb 1, 2017 (2576 d) |
| Joseph Anthony Okraski | Valic Financial Advisors, Inc. other | Transamerica Retirement Advisors, LLC other | Other | Jan 8, 2010 | Jul 9, 2014 (1643 d) |
| James Michael Graham | Valic Financial Advisors, Inc. other | Wfg Advisors, LP other | Other | Jan 8, 2010 | Dec 22, 2009 |
| Rance Kevin Morgan | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 23, 2009 | Dec 11, 2009 |
| Matthew Boyce Lowery | Valic Financial Advisors, Inc. other | M&I Financial Advisors, Inc. no RAUM | Other | Dec 21, 2009 | Dec 22, 2009 |
| Jasen Masao Ishihara | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 11, 2009 | Dec 1, 2009 |
| William Frogale | Valic Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | Dec 1, 2009 | Feb 18, 2010 (79 d) |
| Allan Norman Hunter | Valic Financial Advisors, Inc. other | Transamerica Retirement Advisors, LLC other | Other | Nov 23, 2009 | Sep 6, 2016 (2479 d) |
| Neal Thomas Leisch | Valic Financial Advisors, Inc. other | Wfg Advisors, LP other | Other | Nov 16, 2009 | Nov 2, 2009 |
| William Chadwick Barber | Valic Financial Advisors, Inc. other | Wfg Advisors, LP other | Other | Nov 5, 2009 | Oct 29, 2009 |
| Jeffrey Kent Trollinger | Valic Financial Advisors, Inc. other | Robert W. Baird & Co. Incorporated other | Other | Nov 5, 2009 | Oct 23, 2009 |
| Christopher Brian Craft | Valic Financial Advisors, Inc. other | MML Investors Services, LLC other | Other | Oct 16, 2009 | Oct 28, 2009 |
| Jeffrey Dana Grau | Valic Financial Advisors, Inc. other | Td Ameritrade Investment Management, LLC other | Other | Oct 13, 2009 | Jan 10, 2011 (454 d) |
| Scott Michael Murray | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Oct 13, 2009 | Oct 7, 2009 |