DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Usaa Investment Services Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ryan M Papiernik	Usaa Investment Services Company no RAUM	Edward Jones national BD	Other	Jun 5, 2020	Jun 4, 2024 (1460 d)
Kenneth Ryan Wolber	Usaa Investment Services Company no RAUM	Raymond James Financial Services Advisors, Inc BD affiliated	Other	Jun 4, 2020	May 26, 2020
Franc Burzotta	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jun 4, 2020	Jul 24, 2020 (50 d)
Bruce Reynolds	Usaa Investment Services Company no RAUM	Schwab Wealth Advisory, Inc. no RAUM	Other	Jun 2, 2020	Apr 8, 2026 (2136 d)
Carlos Jose Castro	Usaa Investment Services Company no RAUM	Osaic Fs, Inc. BD affiliated	Other	Jun 2, 2020	May 26, 2020
Steven Edward Kalmus	Usaa Investment Services Company no RAUM	Ameriprise Financial Services, LLC national BD	Other	Jun 2, 2020	May 29, 2020
Christopher Paul Klein	Usaa Investment Services Company no RAUM	Exeter Financial, LLC independent RIA	Other	Jun 2, 2020	Jul 31, 2020 (59 d)
Elizabeth Anna Chirino	Usaa Investment Services Company BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	May 29, 2020	Jun 1, 2020
Timothy Brian Yarbrough	Usaa Investment Services Company BD affiliated	Wells Fargo Advisors wirehouse	Affiliated broker-dealer or bank to wirehouse	May 27, 2020	Jun 22, 2020
Michael Louis Globenfelt	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Jan 7, 2026 (2054 d)
Christopher Lawrence Borzych	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Dec 15, 2025 (2031 d)
Charles Eldon Garner	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Jul 23, 2021 (425 d)
Michael Bratsztein	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Jan 27, 2021 (248 d)
Roy Edward Plumlee	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Aug 3, 2021 (436 d)
Paul David Riskus	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Jan 3, 2023 (954 d)
Larry Wilkins Chappell	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Aug 16, 2022 (814 d)
Adam Perry Sanders	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	May 12, 2021 (353 d)
Scott Allen Hiller	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Jan 4, 2023 (955 d)
Seth Hitchcock Bergquist	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Jan 6, 2023 (957 d)
Harold Emerson Scull	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Apr 2, 2023 (1043 d)
George Bela Holecsko	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Apr 17, 2026 (2154 d)
Tanya Theresa Heyn	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Mar 19, 2021 (299 d)
Rene Eric Aranda	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Apr 30, 2025 (1802 d)
Bryan Wiliiam Skoruppa	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Jun 13, 2022 (750 d)
Robert Brooks Bowen	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Jan 31, 2025 (1713 d)
Robert Allen Bodenlos	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Sep 22, 2021 (486 d)
Cade Rockwell Steen	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Sep 4, 2026 (2294 d)
Brian G Stauss	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Sep 3, 2026 (2293 d)
Christopher Allen Byrd	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Aug 27, 2025 (1921 d)
Donald Ray Dupont	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Nov 29, 2022 (919 d)
Tiffany Burrows Leroy	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	May 16, 2023 (1087 d)
Carolyn Ngo	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Dec 9, 2024 (1660 d)
Melissa M Rupe	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Jun 29, 2021 (401 d)
David Arthur Bruno	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Jul 31, 2025 (1894 d)
Joseph Andrew Lopez	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Jun 23, 2021 (395 d)
Tawnya C Sokolik	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Jun 3, 2021 (375 d)
James Ross Deshaies	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Apr 9, 2026 (2146 d)
Chad David Groseclose	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Aug 7, 2024 (1536 d)
Shanna Therese Grech	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Oct 29, 2025 (1984 d)
Scott C Free	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Aug 13, 2025 (1907 d)
Ryan Paul Van Emmerik	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Jun 3, 2021 (375 d)
Douglas M Askins	Usaa Investment Services Company BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Other	May 24, 2020	Apr 28, 2021 (339 d)
Christopher Basque	Usaa Investment Services Company BD affiliated	Charles Schwab & Co., Inc. national BD	Affiliated broker-dealer or bank to another	Apr 30, 2020	Jul 15, 2020 (76 d)
Bradley Aaron Sayre	Usaa Investment Services Company BD affiliated	Northwest Asset Management independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 8, 2020	Mar 19, 2020
Victoria Areingdale	Usaa Investment Services Company BD affiliated	Cfo4life independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 8, 2020	Apr 15, 2020
Annamarie Theresa Strickland	Usaa Investment Services Company BD affiliated	Raymond James & Associates, Inc. national BD	Affiliated broker-dealer or bank to another	Mar 20, 2020	Feb 28, 2020
Bryan Patrick Theall	Usaa Investment Services Company BD affiliated	Northwest Asset Management independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 20, 2020	Mar 5, 2020
Carolina Nmn Ortiz	Usaa Investment Services Company BD affiliated	Northwest Asset Management independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 5, 2020	Feb 27, 2020
Michael K Robbins	Usaa Investment Services Company BD affiliated	Raymond James & Associates, Inc. national BD	Affiliated broker-dealer or bank to another	Mar 5, 2020	Feb 20, 2020
Richard David Martin	Usaa Investment Services Company BD affiliated	Capital Client Group, Inc. no RAUM	Other	Mar 5, 2020	Nov 6, 2020 (246 d)
Alexandros P Terzis	Usaa Investment Services Company BD affiliated	U.S. Bancorp Advisors, LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 4, 2020	Feb 28, 2020
Tobias Jude Wilhelm	Usaa Investment Services Company BD affiliated	Allstate Financial Advisors, LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 24, 2020	May 5, 2020 (71 d)
Thomas Joseph Mcaneny	Usaa Investment Services Company BD affiliated	Pnc Wealth Management BD affiliated	Affiliated broker-dealer or bank to another	Feb 14, 2020	Feb 28, 2020
Ryan Alexis Gonzales	Usaa Investment Services Company BD affiliated	True Fiduciary Capital, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 8, 2020	Jul 29, 2020 (203 d)
Michael Hanania Benklifa	Usaa Investment Services Company BD affiliated	Better Options LLC unclassified	Other	Jan 7, 2020	Dec 11, 2020 (339 d)
Joseph Litterio Olivo	Usaa Investment Services Company BD affiliated	Edelman Financial Engines mixed wealth	Affiliated broker-dealer or bank to independent RIA	Jan 3, 2020	Aug 15, 2023 (1320 d)
Richard Ruedas	Usaa Investment Services Company BD affiliated	Capital Client Group, Inc. no RAUM	Other	Jan 2, 2020	Jan 13, 2020
Daniel Conti	Usaa Investment Services Company BD affiliated	J.P. Morgan Securities LLC wirehouse	Affiliated broker-dealer or bank to wirehouse	Dec 26, 2019	Mar 2, 2020 (67 d)
Brandon Christian Shaw	Usaa Investment Services Company BD affiliated	Aspen Creek Wealth Management, LLC state registered	Affiliated broker-dealer or bank to a state-registered adviser	Nov 25, 2019	Mar 27, 2020 (123 d)
Brett Anthony Lemke	Usaa Investment Services Company BD affiliated	Fisher Investments independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 19, 2019	Nov 19, 2019

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499 moves match.