DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,396 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stanley Clark Scarvey | Ameriprise Financial Services, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Jul 29, 2025 |
| Lionel W Ibonga | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 6, 2025 | Aug 5, 2025 |
| Joann Marie Morgano | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2025 | Jul 23, 2025 |
| Gary William Johnston | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2025 | Jul 23, 2025 |
| Robert Anthony Andreacchio | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2025 | Jul 23, 2025 |
| Keith James Radimer | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2025 | Jul 23, 2025 |
| Jacob Edward Hanzel | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2025 | Jul 24, 2025 |
| Christopher Joseph Heiser | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 1, 2025 | Jul 23, 2025 |
| Louis Anthony Laselva | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 1, 2025 | Jul 23, 2025 |
| Cameron Trey Judy | Ameriprise Financial Services, LLC national BD | Outlook Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2025 | Sep 5, 2025 (35 d) |
| Matthew Jude Fitzgerald | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 31, 2025 | Jul 23, 2025 |
| Eileen Madden | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | May 8, 2026 (281 d) |
| Kenton Aaron Bradley | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2025 | Jul 10, 2025 |
| Patrick A Mccrindle | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2025 | Apr 29, 2026 (272 d) |
| Rafaella Seifert | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 30, 2025 | Aug 27, 2025 |
| Michelle Marie Schroeder | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Jul 31, 2025 |
| Carrie Jean Robson | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Aug 7, 2025 |
| Gregory Patrick Dible | Ameriprise Financial Services, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Sep 18, 2025 (51 d) |
| Matthew Christopher Heiser | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2025 | Apr 29, 2026 (274 d) |
| Kelly K Hacker | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2025 | Aug 25, 2025 |
| Jeffrey Jon Zimmer | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Jul 28, 2025 |
| Preston Christian | Ameriprise Financial Services, LLC national BD | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Dec 1, 2025 (126 d) |
| Robert Walter John Campbell | Ameriprise Financial Services, LLC national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2025 | Jun 23, 2025 |
| Adam Hendrickson | Ameriprise Financial Services, LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 28, 2025 | Aug 4, 2025 |
| Jonathan David Hoopes | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2025 | Sep 22, 2025 (61 d) |
| Scott Paul Skowronski | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 23, 2025 | Jul 15, 2025 |
| Jennifer Victoria Strohecker | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2025 | Jul 17, 2025 |
| Sean Quinn Leonard | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2025 | Jul 28, 2025 |
| Roberto Vargas | Ameriprise Financial Services, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 22, 2025 | Jul 25, 2025 |
| Thomas Jeremiah Moher | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Jul 15, 2025 |
| Howard Lee Perlroth | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Jul 14, 2025 |
| Gilbert V Little | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Dec 3, 2025 (135 d) |
| Terry Dale Sherrill | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Jul 10, 2025 |
| Stephanie Jo Kerns | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Jul 10, 2025 |
| Trevor Ellis Meyer | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Apr 6, 2026 (262 d) |
| Samantha Jane Barrett | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Feb 17, 2026 (214 d) |
| Sean Gillis | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Jul 10, 2025 |
| Juan Jose Gonzales-Gascon | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2025 | Feb 13, 2026 (211 d) |
| Christopher Scott Santi | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jul 10, 2025 |
| Carol Ann Macdonald | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Feb 25, 2026 (224 d) |
| Angela Rene' Parker | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jul 10, 2025 |
| Rhonda Hamil | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jul 10, 2025 |
| Briana Christine Harmon | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Feb 20, 2026 (219 d) |
| Monika Lynn Reyes | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 10, 2025 |
| Cody Michael Okeefe | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 10, 2025 |
| Heather Lynn Smart | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 10, 2025 |
| Karen Marie Bothe | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 10, 2025 |
| Kristin R Bluemel-Redman | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 10, 2025 |
| Stephen Michael Westlake | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 11, 2025 |
| Colin Stephen Grahl | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 10, 2025 |
| Jacqueline Anne Antone | Ameriprise Financial Services, LLC national BD | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 9, 2025 |
| Carolynn Fellman | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 11, 2025 |
| Alexander Dale Hancock | Ameriprise Financial Services, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 10, 2025 |
| Pablo Gentile | Ameriprise Financial Services, LLC national BD | Alesco Advisors, LLC, An Esl Company mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 20, 2026 (371 d) |
| Bret Andrew Glover | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2025 | Jul 10, 2025 |
| Julie Anne Wendholt | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 7, 2025 |
| Katherine Anne Dobin | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 10, 2025 |
| Jacob Edward Erwin | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2025 | Jul 8, 2025 |
| Karen Jennifer Fortunato | Ameriprise Financial Services, LLC national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2025 | Jul 16, 2025 |
| Joseph Domato | Ameriprise Financial Services, LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 8, 2025 | Aug 2, 2025 |