DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,389 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Richard Pavelka | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 5, 2026 |
| Douglas Nease Bruner | Ameriprise Financial Services, LLC national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2026 | Feb 5, 2026 |
| Ryan J Montanari | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 2, 2026 |
| Ryan Metz | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Jan 23, 2026 |
| Taylor Grace Marie Huddle | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Jan 23, 2026 |
| Gabriel Shabat | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Jan 23, 2026 |
| Hannah Rachel Kotler | Ameriprise Financial Services, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Apr 22, 2026 (71 d) |
| James Lawrence Jack | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 4, 2026 |
| Darla Errin Miller | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 3, 2026 |
| Kevin Michael Nemoir | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 3, 2026 |
| Catherine Cagle Harris | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 2, 2026 |
| Theodore Andrew Macri | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Jan 23, 2026 |
| Deanna M Dahl | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 3, 2026 |
| Jacob David Dziubek | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 3, 2026 |
| Nicholas John Bloomhuff | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | Feb 3, 2026 |
| Thomas Martin Romanac | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 2, 2026 |
| John J Glade | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 5, 2026 | Apr 27, 2026 (81 d) |
| Kyatt Byrd | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Jan 23, 2026 |
| David Markham Desantis | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 4, 2026 |
| Cade Mccusker | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 17, 2026 |
| Jeffrey Sawyer Nicholson | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Jan 23, 2026 |
| Anthony David Marks | Ameriprise Financial Services, LLC national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2026 | Feb 5, 2026 |
| Stephen Matthew Mckenzie | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 4, 2026 | Mar 5, 2026 |
| Mark Lee Dickerson | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 3, 2026 |
| Stephen Carl Peterson | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 2, 2026 |
| Rachel Helen Chryssostomides | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Jan 12, 2026 |
| Basil Tate Lamastus | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 23, 2026 |
| Alexander Turner Thomas IV | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 2, 2026 |
| Nolan John Phillips | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 23, 2026 |
| Jack Douglas Ricker | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 23, 2026 |
| Calynn Gigant | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 23, 2026 |
| Chase Perez Blanco | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 3, 2026 | Feb 6, 2026 |
| Andrew Lauren Britt | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Jan 23, 2026 |
| Robert Dunkley | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Jan 30, 2026 |
| Theodore Todd Risen | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 2, 2026 | Feb 23, 2026 |
| Adam Tyler Neelly | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Jan 23, 2026 |
| Raegen Weston Richard | Ameriprise Financial Services, LLC national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 1, 2026 | Jan 29, 2026 |
| Charles M Harvey | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 30, 2026 | Jan 29, 2026 |
| Esther Sierens | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | May 5, 2026 (96 d) |
| Jeffrey Marko | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 23, 2026 |
| Andrew Dunbar | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2026 | Jan 23, 2026 |
| Reynaldo Pol | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 29, 2026 | Feb 3, 2026 |
| Alec R Leasure | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2026 | Jan 23, 2026 |
| Trey Gilbert | Ameriprise Financial Services, LLC national BD | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Feb 5, 2026 |
| Kevin Douglas Houser | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2026 | Jan 27, 2026 |
| Rami Abdelhadi | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Jan 23, 2026 |
| Gary T Plessl | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2026 | Jan 27, 2026 |
| Joe Dale Creecy | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Jan 23, 2026 |
| Matthew L Staples | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2026 | Jan 26, 2026 |
| Matthew David Robins | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Jan 23, 2026 |
| Robert Thomas Martin | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2026 | Jan 23, 2026 |
| Maxwel Daniel Fagan | Ameriprise Financial Services, LLC national BD | Tradition Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2026 | Jan 28, 2026 |
| David J Wuller | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 23, 2026 |
| Mary Elaine Vertner | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Feb 4, 2026 |
| Nicholas Paul Stamatis | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 23, 2026 |
| Paul Zajciw | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 26, 2026 | Jan 15, 2026 |
| James Kumpf | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 26, 2026 | Jan 15, 2026 |
| Leslie Lister | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 26, 2026 | Jan 15, 2026 |
| Aaron Parchem | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 26, 2026 | Jan 15, 2026 |
| Mark Beck | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 26, 2026 | Jan 15, 2026 |