DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Piper Sandler & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Amy M Hawkins	Piper Sandler & Co. no RAUM	UBS Financial Services Inc. wirehouse	Other	Mar 28, 2006	Apr 28, 2006 (31 d)
Andrew Thompson	Piper Sandler & Co. no RAUM	Keybanc Capital Markets Inc. unclassified	Other	Mar 16, 2006	Mar 6, 2006
Shawn Michael Oneal	Piper Sandler & Co. no RAUM	Bear Creek Asset Management, LLC other	Other	Feb 13, 2006	Feb 24, 2006
Alexander Cherubin	Piper Sandler & Co. no RAUM	Wells Fargo Advisors wirehouse	Other	Feb 6, 2006	Jan 31, 2006
Joseph Dennis Anderson	Piper Sandler & Co. no RAUM	Centara Capital Management Group, Inc. other	Other	Nov 7, 2005	Nov 22, 2005
Jakub Urban	Piper Sandler & Co. no RAUM	Wells Fargo Investments, LLC unclassified	Other	Nov 7, 2005	Jul 20, 2006 (255 d)
Adam J Strumpf	Piper Sandler & Co. no RAUM	Demarche no RAUM	Other	Oct 21, 2005	Jun 26, 2007 (613 d)
Michael Eugene Roozeboom	Piper Sandler & Co. no RAUM	Midwestone Investment Services, Inc unclassified	Other	Oct 14, 2005	Jun 13, 2006 (242 d)
Andrew John Schliepp	Piper Sandler & Co. no RAUM	UBS Financial Services Inc. wirehouse	Other	Sep 28, 2005	Jan 23, 2007 (482 d)
Gregory Scott Jackson	Piper Sandler & Co. no RAUM	Western Wealth Management LLC other	Other	Jul 22, 2005	Dec 7, 2015 (3790 d)
Chad Michael Davis	Piper Sandler & Co. no RAUM	Ameriprise Advisor Services, Inc. unclassified	Other	Jul 22, 2005	Jul 15, 2005
Rakesh Bira Chopra	Piper Sandler & Co. no RAUM	Edward Jones national BD	Other	Jul 21, 2005	Aug 12, 2005
Gary John Harmelink	Piper Sandler & Co. no RAUM	U.S. Bancorp Investments, Inc. other	Other	Jun 9, 2005	Sep 6, 2005 (89 d)
David E. Kloeckner	Piper Sandler & Co. no RAUM	Morgan Stanley Dw Inc. unclassified	Other	Jun 7, 2005	Jun 9, 2005
Richard Brian Czechowski	Piper Sandler & Co. no RAUM	LPL Financial LLC other	Other	May 23, 2005	May 16, 2005
Steven Wayne Schindler	Piper Sandler & Co. no RAUM	LPL Financial LLC other	Other	May 11, 2005	Mar 28, 2013 (2878 d)
Steven Max Ehrman	Piper Sandler & Co. no RAUM	LPL Financial LLC independent RIA	Other	May 11, 2005	Sep 21, 2018 (4881 d)
Jay Paul Santangelo	Piper Sandler & Co. no RAUM	UBS Financial Services Inc. wirehouse	Other	May 3, 2005	Apr 22, 2005
Paul Douglas Debey	Piper Sandler & Co. no RAUM	UBS Financial Services Inc. wirehouse	Other	Apr 13, 2005	Mar 31, 2005
Karla Haston	Piper Sandler & Co. no RAUM	UBS Financial Services Inc. wirehouse	Other	Apr 13, 2005	Apr 15, 2005
Christopher Allen Cassaday	Piper Sandler & Co. no RAUM	UBS Financial Services Inc. wirehouse	Other	Apr 13, 2005	Mar 31, 2005
Edward Thomas Smelich	Piper Sandler & Co. no RAUM	LPL Financial LLC other	Other	Apr 5, 2005	Mar 18, 2005
Riki Rachel Brewster	Piper Sandler & Co. no RAUM	Morgan Stanley Investment Advisors Inc. unclassified	Other	Apr 1, 2005	Dec 15, 2006 (623 d)
Joanne Vera Mcknight	Piper Sandler & Co. no RAUM	First Horizon Advisors, Inc other	Other	Feb 25, 2005	Mar 2, 2005
Randall Todd Petersen	Piper Sandler & Co. no RAUM	UBS Financial Services Inc. wirehouse	Other	Dec 31, 2004	Sep 7, 2012 (2807 d)
Joseph Martin Piche	Piper Sandler & Co. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 31, 2004	Jun 16, 2006 (532 d)
Daniel Joseph Hughes	Piper Sandler & Co. no RAUM	Wedbush Securities Inc. other	Other	Dec 31, 2004	Jun 26, 2009 (1638 d)
Carter Harrison Freeman	Piper Sandler & Co. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 31, 2004	Jul 19, 2012 (2757 d)
Patrice Marie Henning	Piper Sandler & Co. no RAUM	UBS Financial Services Inc. wirehouse	Other	Dec 31, 2004	Sep 5, 2006 (613 d)
Bret Dale Farrington	Piper Sandler & Co. no RAUM	J.P. Morgan Securities Inc. unclassified	Other	Dec 31, 2004	Dec 11, 2007 (1075 d)
Thomas Earl Seifert	Piper Sandler & Co. no RAUM	Oppenheimer & Co. Inc. other	Other	Dec 31, 2004	Oct 2, 2007 (1005 d)
Marc Dean Spinner	Piper Sandler & Co. no RAUM	Citigroup Global Markets Inc. other	Other	Dec 16, 2004	Dec 9, 2004
Bryce Steven Mcconnell	Piper Sandler & Co. no RAUM	Banc Of America Investment Services, Inc. unclassified	Other	Dec 16, 2004	Dec 15, 2004
Jennifer Sue Darvis	Piper Sandler & Co. no RAUM	Voya Financial Partners, LLC other	Other	Dec 14, 2004	Jan 3, 2005
Ben Clark Tanke	Piper Sandler & Co. no RAUM	Wamu Investments, Inc. unclassified	Other	Dec 14, 2004	Dec 16, 2004
Beverly Mountain Brumbaugh	Piper Sandler & Co. no RAUM	Oppenheimer & Co. Inc. other	Other	Nov 19, 2004	Dec 11, 2014 (3674 d)
Michael Anthony Coleman	Piper Sandler & Co. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 29, 2004	Oct 22, 2004
Lawrence Franklin Kipp	Piper Sandler & Co. no RAUM	LPL Financial LLC other	Other	Sep 30, 2004	Sep 24, 2004
Jason Allen Anderson	Piper Sandler & Co. no RAUM	Fsb Premier Wealth Management, Inc. other	Other	Sep 30, 2004	Oct 11, 2004
William Glenn Royer	Piper Sandler & Co. no RAUM	UBS Financial Services Inc. wirehouse	Other	Sep 20, 2004	Sep 13, 2004
Daniel Robert Golik	Piper Sandler & Co. no RAUM	Wells Fargo Advisors wirehouse	Other	Sep 10, 2004	Oct 27, 2004 (47 d)
Virginia Ann Arnold	Piper Sandler & Co. no RAUM	Yellowstone Investment Planners, Inc. state registered	Other	Aug 30, 2004	May 5, 2005 (248 d)
Geoffrey Scott Johnson	Piper Sandler & Co. no RAUM	Russell Investments other	Other	Aug 30, 2004	Jan 26, 2006 (514 d)
Mark David Rabin	Piper Sandler & Co. no RAUM	Sunamerica Securities, Inc. unclassified	Other	Jul 15, 2004	Aug 26, 2004 (42 d)
Chad Allan Holtz	Piper Sandler & Co. no RAUM	U.S. Bancorp Investments, Inc. other	Other	Jul 9, 2004	Dec 10, 2013 (3441 d)
Patricia Ann Ellerby	Piper Sandler & Co. no RAUM	LPL Financial LLC other	Other	Jun 14, 2004	Jan 14, 2008 (1309 d)
Dan Robert Lindstrom	Piper Sandler & Co. no RAUM	Morgan Stanley Dw Inc. unclassified	Other	Jun 2, 2004	Jun 4, 2004
Jessica Eve Ellen Pavish	Piper Sandler & Co. no RAUM	Edward Jones national BD	Other	May 26, 2004	Nov 8, 2006 (896 d)
Lori Atwood Gulin	Piper Sandler & Co. no RAUM	Atwood Financial Planning LLC no RAUM	Other	May 18, 2004	Jun 30, 2017 (4791 d)
Richard Duane Mukomela	Piper Sandler & Co. no RAUM	Msi Financial Services, Inc. other	Other	May 14, 2004	Feb 3, 2014 (3552 d)
Marco Dominic Alessio	Piper Sandler & Co. no RAUM	Morgan Stanley wirehouse	Other	May 12, 2004	Jun 1, 2009 (1846 d)
Nicholas Eugene Harlow	Piper Sandler & Co. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 11, 2004	Apr 27, 2004
Tim Adrian Roemmich	Piper Sandler & Co. no RAUM	Syverson Strege other	Other	Apr 27, 2004	Mar 18, 2011 (2516 d)
Douglas Charles Heske	Piper Sandler & Co. no RAUM	Nollenberger Capital Partners Inc. unclassified	Other	Apr 22, 2004	Apr 8, 2004
David Gregory Stitt	Piper Sandler & Co. no RAUM	First Montauk Securities Corp. unclassified	Other	Jan 21, 2004	Mar 24, 2004 (63 d)
Ryan David Steensland	Piper Sandler & Co. no RAUM	Crosswater unclassified	Other	Jan 21, 2004	Mar 2, 2004 (41 d)
James Allen Sand	Piper Sandler & Co. no RAUM	Crosswater unclassified	Other	Jan 21, 2004	Mar 2, 2004 (41 d)
Richard Patrick Kuhn	Piper Sandler & Co. no RAUM	Edward Jones national BD	Other	Jan 13, 2004	Dec 14, 2006 (1066 d)
Kevin W Taylor	Piper Sandler & Co. no RAUM	Ameriprise Advisor Services, Inc. unclassified	Other	Dec 18, 2003	Dec 18, 2003
William Hale Mildren	Piper Sandler & Co. no RAUM	Smh Capital Advisors LLC other	Other	Dec 5, 2003	Feb 18, 2004 (75 d)

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174 moves match.