DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas C O'Neill | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 9, 2026 |
| William Cleaver | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2026 | Sep 4, 2026 |
| Jessica C Deluca | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 9, 2026 |
| Thomas Carl O'Neill | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 10, 2026 |
| Evan S Brooks | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 8, 2026 |
| Jose Rene Velez | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 1, 2026 |
| Robert Liddy Zolper | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Sep 2, 2026 |
| Ryan P Jordan | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 24, 2026 |
| William Joshua Parsons | Raymond James & Associates, Inc. national BD | Capital Investment Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 25, 2026 |
| Jose F Zuleta | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2026 | Sep 9, 2026 |
| David Thomas Curley | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 13, 2026 |
| Timothy Martin | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 21, 2026 | Aug 26, 2026 |
| Daniel Luis Valente | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 24, 2026 |
| Jack Boyland | Raymond James & Associates, Inc. national BD | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2026 | Sep 15, 2026 (40 d) |
| Bradley Gilbert Gray | Raymond James & Associates, Inc. national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Sep 11, 2026 (38 d) |
| Kyle Thomas Martin | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 3, 2026 |
| Jesica Andrews | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Sep 8, 2026 (46 d) |
| Jack Marshall Hallier | Raymond James & Associates, Inc. national BD | Patrick M. Sweeney & Associates, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2026 | Aug 6, 2026 |
| Theresa A Dollard | Raymond James & Associates, Inc. national BD | Calton & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2026 | Aug 4, 2026 |
| Shelley A Stefanits | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Sep 14, 2026 (54 d) |
| Keith David Ginsburg | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 15, 2026 |
| Karla M Avecillas | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 16, 2026 |
| Ryan Andrew Brassard | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 27, 2026 |
| Michael Scott Epstein | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2026 | Jul 1, 2026 |
| Juan Arboleda | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2026 | Jul 1, 2026 |
| Kristen Ledbetter | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2026 | Jul 15, 2026 |
| Joshua Thomas Green | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jul 17, 2026 |
| Merry P Robinson | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2026 | Aug 7, 2026 (31 d) |
| Jay Carl Polson | Raymond James & Associates, Inc. national BD | Polson Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 2, 2026 | Jul 2, 2026 |
| Mitchell Lamchick | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jul 2, 2026 |
| Quang Thi Phan | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jul 1, 2026 |
| Dener Jose De Souza | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2026 | Jul 8, 2026 |
| Don Dusan Milich | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 26, 2026 |
| Max Zimmerman Dean | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 26, 2026 |
| Christopher Crawford Stokes | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 26, 2026 |
| Cody Lee Hilbun | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 6, 2026 |
| Allison M Maier | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 26, 2026 |
| Daan Sebastian Mutsaers | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 26, 2026 |
| Thomas Alden Carlock | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 1, 2026 |
| Timothy Joseph Pulicare | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 1, 2026 |
| Daniel Timothy Pakkala | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 26, 2026 |
| Samuel Carlyle Conn | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 1, 2026 |
| Elizabeth Grace Curtis | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 30, 2026 |
| Jill Christy Shepherd | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jul 22, 2026 |
| Delroy George Parkinson | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Jun 23, 2026 |
| Dennis Geelan | Raymond James & Associates, Inc. national BD | Raymond James Investment Management asset manager | Other | Jun 18, 2026 | Jun 29, 2026 |
| Jason David Wolgemuth | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 26, 2026 |
| Jonathan Paul Larue | Raymond James & Associates, Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 22, 2026 |
| Guy Alan Jardine | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 10, 2026 |
| Connor James Corkery | Raymond James & Associates, Inc. national BD | Ffo Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2026 | Jul 21, 2026 (41 d) |
| Kristoffer Manaloto Sun | Raymond James & Associates, Inc. national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jun 9, 2026 |
| Lesley Laws | Raymond James & Associates, Inc. national BD | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2026 | Sep 16, 2026 (103 d) |
| Travis C Jaggers | Raymond James & Associates, Inc. national BD | Oxinas Partners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2026 | Jun 10, 2026 |
| Leslie Lynn Greco-Pool | Raymond James & Associates, Inc. national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jul 6, 2026 (34 d) |
| Tyler Jensch | Raymond James & Associates, Inc. national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 2, 2026 |
| Michael John Fedj | Raymond James & Associates, Inc. national BD | Fourth Dimension Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2026 | May 29, 2026 |
| Asif M Bhally | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2026 | Jun 11, 2026 |
| Toshua Phillips | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2026 | Jul 10, 2026 (52 d) |
| Sheldon Lavell Ray | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2026 | Jun 15, 2026 (31 d) |
| Eugene Byron Shepherd | Raymond James & Associates, Inc. national BD | Alphacore Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2026 | Jun 4, 2026 |
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2,764 moves match.