DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,774 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Sean Howard | Raymond James & Associates, Inc. national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Apr 9, 2019 (64 d) |
| Matthew Gregory Giles | Raymond James & Associates, Inc. national BD | Collaborative Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2019 | Feb 8, 2019 |
| Christopher K Johnson | Raymond James & Associates, Inc. national BD | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2019 | Apr 29, 2019 (89 d) |
| Sarah Marshall | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2019 | May 26, 2020 (483 d) |
| Milic Zecevic | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2019 | Apr 15, 2019 (76 d) |
| Laura Mariann Robb | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2019 | Jan 25, 2019 |
| Zebulon Adam Mckinzey | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 22, 2019 | Jan 22, 2019 |
| E Kyle Davis | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 18, 2019 | Jan 22, 2019 |
| Noah Hill King | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 16, 2019 | Jan 7, 2019 |
| James Andrew Caldwell | Raymond James & Associates, Inc. national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2019 | Jan 3, 2019 |
| Anna Victoria Bodine | Raymond James & Associates, Inc. national BD | Harrell Investment Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 2, 2019 | Jan 3, 2019 |
| Robert King Harrell | Raymond James & Associates, Inc. national BD | Harrell Investment Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2018 | Jan 3, 2019 |
| Joe Tom King | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 27, 2018 | Jan 7, 2019 |
| Jody Lane | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2018 | Dec 20, 2018 |
| Alfred Alexander Jackson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2018 | Jan 8, 2019 |
| Sara Noelle Witt | Raymond James & Associates, Inc. national BD | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2018 | Feb 7, 2019 (49 d) |
| Shannon Reid | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2018 | Dec 20, 2018 |
| Demetrios Andrew Stylianos | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2018 | Dec 17, 2018 |
| Samantha I Fernandez | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2018 | Dec 14, 2018 |
| Alexander J Keim | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2018 | Dec 7, 2018 |
| Joseph Frederick Rambow | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2018 | Jan 3, 2019 |
| Jacob John Wire | Raymond James & Associates, Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2018 | Dec 4, 2018 |
| Scott G. Stevens | Raymond James & Associates, Inc. national BD | Medallion Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2018 | Dec 6, 2018 |
| Roland Jason Martinez | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 30, 2018 | Dec 10, 2018 |
| Alexander Joseph Paulea | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2018 | Nov 29, 2018 |
| Heather Branch | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 27, 2018 | Dec 4, 2018 |
| James K Cluverius | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 23, 2018 | Nov 16, 2018 |
| Kristopher Nubar Kasarjian | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 21, 2018 | Nov 19, 2018 |
| Wendy Sue Chavez | Raymond James & Associates, Inc. national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2018 | Feb 26, 2019 (98 d) |
| John C. Fleishman | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 15, 2018 | Nov 12, 2018 |
| Charles P Saylor | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2018 | Nov 16, 2018 |
| Joel Phillip Feldman | Raymond James & Associates, Inc. national BD | 1914 Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2018 | Nov 12, 2018 |
| Martin Lewis Waldman | Raymond James & Associates, Inc. national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2018 | Nov 5, 2018 |
| Timothy John Dijak | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 9, 2018 | Jan 17, 2019 (69 d) |
| Robert Alan Rubarth | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 9, 2018 | Sep 1, 2021 (1027 d) |
| Michael Anthony Faust | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 9, 2018 | Nov 9, 2018 |
| Sean Justin Caplen | Raymond James & Associates, Inc. national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2018 | Oct 31, 2018 |
| Hafeez S Fazal | Raymond James & Associates, Inc. national BD | Register Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2018 | Nov 2, 2018 |
| Lynn Cooper Faust | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 9, 2018 | Nov 9, 2018 |
| Frederick Martin Ross | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 5, 2018 | Nov 5, 2018 |
| Lindsey M Heglar | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 2, 2018 | Nov 19, 2018 |
| Charles Walter Collins | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Nov 7, 2018 |
| Stephan M Farber | Raymond James & Associates, Inc. national BD | Inscription Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2018 | Oct 22, 2018 |
| Patrick Carpenter | Raymond James & Associates, Inc. national BD | Arkadios Wealth Advisors no RAUM | Other | Oct 23, 2018 | Oct 17, 2018 |
| Michael Watson Belote | Raymond James & Associates, Inc. national BD | Arkadios Wealth Advisors no RAUM | Other | Oct 23, 2018 | Oct 18, 2018 |
| David Neilson Summers | Raymond James & Associates, Inc. national BD | Arkadios Wealth Advisors no RAUM | Other | Oct 17, 2018 | Oct 18, 2018 |
| Joseph Bruce Patire | Raymond James & Associates, Inc. national BD | Arkadios Wealth Advisors no RAUM | Other | Oct 17, 2018 | Oct 17, 2018 |
| Cameron White Parkhurst | Raymond James & Associates, Inc. national BD | Arkadios Wealth Advisors no RAUM | Other | Oct 17, 2018 | Oct 16, 2018 |
| Joshua Daniel Anspaugh | Raymond James & Associates, Inc. national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2018 | Oct 11, 2018 |
| Jennifer Jenju Kim | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Jan 18, 2019 (98 d) |
| Von Alan Hallauer | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 10, 2018 | Sep 24, 2018 |
| Ashley Renee Potts | Raymond James & Associates, Inc. national BD | Sage Advisory Services Ltd Co other | Other | Oct 10, 2018 | Oct 15, 2018 |
| Thomas Phillip Laporte | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 10, 2018 | Sep 24, 2018 |
| Richard Steven Bernstein | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2018 | Oct 18, 2018 |
| Paige Goza Simmons | Raymond James & Associates, Inc. national BD | Bb&T Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2018 | Oct 1, 2018 |
| James Andrew Harris | Raymond James & Associates, Inc. national BD | Allred Harris Wealth Management. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2018 | Oct 2, 2018 |
| Jonathan Logan Allred | Raymond James & Associates, Inc. national BD | Allred Harris Wealth Management. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2018 | Oct 2, 2018 |
| Justin Laurence Cairns | Raymond James & Associates, Inc. national BD | Capital Wealth Alliance, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2018 | Oct 1, 2018 |
| Stanley Eugene Allred | Raymond James & Associates, Inc. national BD | Allred Harris Wealth Management. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2018 | Oct 2, 2018 |
| Terry Ray Morris | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2018 | Oct 3, 2018 |