| Steven Michael Elefson | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 7, 2010 | Jan 4, 2010 |
| Kevin Cullen Connor | Raymond James & Associates, Inc. national BD | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2010 | Oct 14, 2020 (3933 d) |
| James Carl Ryan | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2009 | Aug 25, 2020 (3890 d) |
| Gary Mac Mitchell | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Dec 16, 2009 | Dec 15, 2009 |
| Ryan Scott Krift | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 16, 2009 | Nov 25, 2009 |
| David Charles Kirk | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Nov 5, 2009 | Dec 21, 2009 (46 d) |
| Angela Faye Peterson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Nov 4, 2009 | Nov 12, 2009 |
| Lisa Lynn Tomczak | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 22, 2009 | Mar 3, 2011 (497 d) |
| Margaret Lenore Scaparotti | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 22, 2009 | Jul 14, 2010 (265 d) |
| James Aaron Morrow | Raymond James & Associates, Inc. national BD | Lji Wealth Management, LLC other | Other | Oct 12, 2009 | Mar 3, 2010 (142 d) |
| Matthew Thomas Klocke | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 8, 2009 | Nov 24, 2009 (47 d) |
| Jason Scott Hucks | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 1, 2009 | Oct 5, 2009 |
| Isaac Earl William Codrey | Raymond James & Associates, Inc. national BD | Naples Global Advisors other | Other | Sep 28, 2009 | Feb 2, 2017 (2684 d) |
| Kathryn Elizabeth Tutt | Raymond James & Associates, Inc. national BD | Greenfield Seitz Capital Management, LLC other | Other | Sep 21, 2009 | Jan 19, 2010 (120 d) |
| Eric John Meyer | Raymond James & Associates, Inc. national BD | Greenfield Seitz Capital Management, LLC other | Other | Sep 21, 2009 | Nov 9, 2009 (49 d) |
| David Wilkins Lofton | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Sep 21, 2009 | Sep 21, 2009 |
| Erin K Leonard | Raymond James & Associates, Inc. national BD | Garrison Asset Management, LLC other | Other | Sep 18, 2009 | Oct 5, 2009 |
| Stuart Edwards Greenfield | Raymond James & Associates, Inc. national BD | Greenfield Seitz Capital Management, LLC other | Other | Sep 17, 2009 | Nov 9, 2009 (53 d) |
| Yancey Tighe Seitz | Raymond James & Associates, Inc. national BD | Greenfield Seitz Capital Management, LLC other | Other | Sep 15, 2009 | Nov 9, 2009 (55 d) |
| George Ernest Cones | Raymond James & Associates, Inc. national BD | Third Sigma Investment Advisors LLC other | Other | Sep 8, 2009 | Aug 31, 2009 |
| Ryan Nicholas Paugh | Raymond James & Associates, Inc. national BD | Chase Investment Services Corp. other | Other | Sep 3, 2009 | Sep 18, 2009 |
| Nicholas Andrew Tyburski | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Aug 31, 2009 | Aug 25, 2009 |
| Gary Todd Cooper | Raymond James & Associates, Inc. national BD | Sheaff Brock Investment Advisors, LLC other | Other | Aug 27, 2009 | Mar 22, 2010 (207 d) |
| Jim King Mui | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Aug 17, 2009 | Sep 21, 2009 (35 d) |
| Stuart Alan Epley | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 17, 2009 | Aug 7, 2009 |
| William Fraser Laird | Raymond James & Associates, Inc. national BD | Dixon Hughes Goodman Wealth Advisors LLC other | Other | Aug 17, 2009 | Aug 21, 2009 |
| Joseph Fernandes | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. other | Other | Aug 6, 2009 | Mar 9, 2010 (215 d) |
| Michelle Y Mangum | Raymond James & Associates, Inc. national BD | Midsouth Capital, Inc. unclassified | Other | Jul 28, 2009 | Nov 11, 2009 (106 d) |
| Matthew Howard Fuller | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jul 27, 2009 | Jul 31, 2009 |
| Brian William Thomas | Raymond James & Associates, Inc. national BD | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2009 | Dec 21, 2021 (4542 d) |
| Bradford William Richardson | Raymond James & Associates, Inc. national BD | Chase Investment Services Corp. other | Other | Jul 7, 2009 | Sep 29, 2010 (449 d) |
| Ryan Derek Holbert | Raymond James & Associates, Inc. national BD | Chase Investment Services Corp. other | Other | Jul 2, 2009 | Aug 25, 2009 (54 d) |
| James William Riefe | Raymond James & Associates, Inc. national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 26, 2009 | Mar 12, 2014 (1720 d) |
| John Carlos Sarlat | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Jun 9, 2009 | Aug 1, 2014 (1879 d) |
| Krista Murray Clarke | Raymond James & Associates, Inc. national BD | Sterne Agee Asset Management, Inc. other | Other | Jun 5, 2009 | Jun 4, 2009 |
| Derek Paul Brunette | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2009 | Jan 26, 2011 (601 d) |
| Kerri Carter | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | May 27, 2009 | Oct 28, 2009 (154 d) |
| Adam Francis Shapiro | Raymond James & Associates, Inc. national BD | Morgan Stanley & Co. LLC unclassified | Other | May 15, 2009 | May 8, 2009 |
| Kim Linette Gentis | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | May 14, 2009 | May 4, 2009 |
| Bruce Allen Stein | Raymond James & Associates, Inc. national BD | Bas Capital other | Other | May 11, 2009 | Apr 7, 2011 (696 d) |
| Thomas James Panos | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | May 11, 2009 | Jul 20, 2009 (70 d) |
| Brian Todd Fox | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | May 7, 2009 | Jul 20, 2009 (74 d) |
| Robert Jerome Taylor | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | May 4, 2009 | May 5, 2009 |
| Eric Murray Hersh | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2009 | Jul 29, 2009 (91 d) |
| Darrin Robert Halsey | Raymond James & Associates, Inc. national BD | Kovack Advisors, Inc. other | Other | Apr 29, 2009 | May 19, 2009 |
| Francis Alexander Sciecinski | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2009 | Aug 17, 2023 (5224 d) |
| Trent H Leyda | Raymond James & Associates, Inc. national BD | Morgan Stanley & Co. LLC unclassified | Other | Apr 15, 2009 | Apr 21, 2009 |
| James Franklin Scott | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Apr 7, 2009 | Apr 9, 2009 |
| Michael Alan Bentley | Raymond James & Associates, Inc. national BD | Chase Investment Services Corp. other | Other | Apr 7, 2009 | Apr 8, 2009 |
| Bryan C Barth | Raymond James & Associates, Inc. national BD | Winslow, Evans & Crocker, Inc. other | Other | Apr 2, 2009 | Feb 8, 2013 (1408 d) |
| James Brian Dillon | Raymond James & Associates, Inc. national BD | Natcity Investments, Inc. unclassified | Other | Mar 30, 2009 | Apr 14, 2009 |
| Michael Young Hamilton | Raymond James & Associates, Inc. national BD | Gunnallen Financial, Inc unclassified | Other | Mar 19, 2009 | Mar 23, 2009 |
| Alasdair Duncan Cooper | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Mar 19, 2009 | Mar 24, 2009 |
| Robert Nelson Schimmel | Raymond James & Associates, Inc. national BD | Gunnallen Financial, Inc unclassified | Other | Mar 19, 2009 | Jun 10, 2009 (83 d) |
| Jeffrey Lee Stone | Raymond James & Associates, Inc. national BD | Waddell & Reed other | Other | Mar 16, 2009 | Apr 15, 2010 (395 d) |
| Christopher Lee Oswalt | Raymond James & Associates, Inc. national BD | Woodbury Financial Services, Inc. other | Other | Mar 5, 2009 | Sep 11, 2013 (1651 d) |
| Robert Hickey Wetzel | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 9, 2009 | Feb 10, 2009 |
| Dennis Peter Barba | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2009 | Jan 23, 2009 |
| Brian D Kwiatkowski | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2009 | Jan 23, 2009 |
| Jared O Neal | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Dec 31, 2008 | Mar 26, 2009 (85 d) |