| Luis Jose Sepulveda | Stifel, Nicolaus & Company, Incorporated national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2016 | Sep 20, 2018 (680 d) |
| John Edward Shuster | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2016 | Oct 31, 2016 |
| Errol Kenneth Furst | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2016 | Oct 28, 2016 |
| Michael Sean Campbell | Stifel, Nicolaus & Company, Incorporated national BD | Cuna Brokerage Services, Inc. other | Other | Nov 3, 2016 | Nov 8, 2016 |
| Matthew Scott Ligon | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2016 | Oct 28, 2016 |
| Bruce R Clark | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2016 | Oct 27, 2016 |
| Michelle Lamond | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2016 | Oct 27, 2016 |
| William Joseph Moreth | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 14, 2016 | Sep 30, 2016 |
| Frank Aurelio Villarreal | Stifel, Nicolaus & Company, Incorporated national BD | US Capital Global Wealth Management LLC unclassified | Other | Oct 10, 2016 | Dec 27, 2016 (78 d) |
| Steve N Glockner | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 5, 2016 | Oct 3, 2016 |
| Brian Arthur Marzulli | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 29, 2016 | Sep 23, 2016 |
| Darren Scott Lehrman | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 29, 2016 | Sep 23, 2016 |
| Lucille F Costa | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 29, 2016 | Sep 23, 2016 |
| Alan Ashley Gildenberg | Stifel, Nicolaus & Company, Incorporated national BD | Sculati Wealth Management, LLC other | Other | Sep 21, 2016 | Nov 20, 2017 (425 d) |
| Salvatore Philip Baio | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 21, 2016 | Oct 26, 2021 (1861 d) |
| Anthony Nicholas Carpenito | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2016 | Sep 28, 2016 |
| Solomon Ethan Cherniak | Stifel, Nicolaus & Company, Incorporated national BD | Jeffrey Matthews Wealth Management, LLC other | Other | Sep 9, 2016 | Sep 13, 2016 |
| William Landon Haas | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2016 | Aug 31, 2016 |
| Samantha Jo White | Stifel, Nicolaus & Company, Incorporated national BD | Voya Financial Advisors, Inc. other | Other | Sep 8, 2016 | Oct 20, 2016 (42 d) |
| Zachary Ungerott | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Aug 30, 2016 | Jan 6, 2017 (129 d) |
| Kyle Murrell Mcburney | Stifel, Nicolaus & Company, Incorporated national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2016 | Sep 3, 2020 (1470 d) |
| Christopher Daniel Larrabee | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Aug 18, 2016 | Jul 29, 2016 |
| Joshua Baird | Stifel, Nicolaus & Company, Incorporated national BD | Valic Financial Advisors, Inc. other | Other | Aug 18, 2016 | Jul 27, 2016 |
| Timothy Joseph Taschler | Stifel, Nicolaus & Company, Incorporated national BD | Sprott Asset Management USA Inc. other | Other | Aug 11, 2016 | Aug 12, 2016 |
| Maria Elena Barletta | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC other | Other | Aug 3, 2016 | Jul 15, 2016 |
| Peter Meizels | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC other | Other | Aug 3, 2016 | Jul 15, 2016 |
| Lisa A Fasse | Stifel, Nicolaus & Company, Incorporated national BD | Hilltop Securities Inc. other | Other | Jul 28, 2016 | Jul 8, 2016 |
| Lawrence Jude Messina | Stifel, Nicolaus & Company, Incorporated national BD | Hilltop Securities Inc. other | Other | Jul 28, 2016 | Jul 8, 2016 |
| John Christopher Prudhomme | Stifel, Nicolaus & Company, Incorporated national BD | Synovus Securities, Inc. other | Other | Jul 28, 2016 | Jul 25, 2016 |
| Michael Robert Wiedner | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2016 | Jul 14, 2016 |
| Candice Adkinson Burton Parker | Stifel, Nicolaus & Company, Incorporated national BD | Stonex Advisors Inc. other | Other | Jun 30, 2016 | Jul 5, 2016 |
| Cassandra Wendy Alleyne | Stifel, Nicolaus & Company, Incorporated national BD | Santander Securities other | Other | Jun 14, 2016 | Jun 21, 2016 |
| Keith Allen Jones | Stifel, Nicolaus & Company, Incorporated national BD | Nuveen Asset Management, LLC other | Other | Jun 9, 2016 | Jul 7, 2016 |
| Brett E Suchy | Stifel, Nicolaus & Company, Incorporated national BD | Factor Wealth Management other | Other | Jun 9, 2016 | Jun 13, 2016 |
| Kyle Shaw | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 6, 2016 | Jun 27, 2016 |
| Travis P Huber | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 1, 2016 | Jun 27, 2016 |
| Casey Watt Knowles | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 26, 2016 | May 23, 2016 |
| Jason Robert Kleis | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 23, 2016 | May 12, 2016 |
| Manuel Dewayne Mendonca | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 12, 2016 | May 23, 2016 |
| Maria C Palumbo | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. other | Other | May 9, 2016 | May 19, 2016 |
| Emily Lauren Farrior | Stifel, Nicolaus & Company, Incorporated national BD | Arlington Partners LLC other | Other | May 4, 2016 | Jun 1, 2016 |
| Henry Platt Brightwell | Stifel, Nicolaus & Company, Incorporated national BD | Formidable Asset Management, LLC other | Other | May 3, 2016 | Jun 14, 2016 (42 d) |
| Michael Maher | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 22, 2016 | Apr 15, 2016 |
| Shane Otto | Stifel, Nicolaus & Company, Incorporated national BD | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2016 | Jan 16, 2018 (648 d) |
| Joshua Blake Murphy | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2016 | Jul 16, 2016 (99 d) |
| Kenneth Scott Sparling | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 7, 2016 | Mar 25, 2016 |
| Mike Angelopoulos | Stifel, Nicolaus & Company, Incorporated national BD | B. Riley Wealth Advisors, Inc. other | Other | Apr 7, 2016 | Mar 15, 2016 |
| Jennifer Gieske Wolfe | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated other | Other | Apr 4, 2016 | Apr 1, 2016 |
| John Fischer | Stifel, Nicolaus & Company, Incorporated national BD | Visionary Wealth Advisors, LLC other | Other | Apr 4, 2016 | Apr 20, 2016 |
| Victoria Ann Hale | Stifel, Nicolaus & Company, Incorporated national BD | Concourse Financial Group Advisors other | Other | Mar 31, 2016 | Apr 6, 2016 |
| James Lee Johnson | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Mar 30, 2016 | Mar 29, 2016 |
| Jennifer Leoce | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2016 | Mar 28, 2016 |
| Kurt August Lalomia | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC other | Other | Mar 16, 2016 | May 18, 2016 (63 d) |
| Thomas Aidan Gutterman | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 14, 2016 | Mar 29, 2016 |
| John Parker Wilson | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 9, 2016 | Mar 4, 2016 |
| Michael Sullivan Augustine | Stifel, Nicolaus & Company, Incorporated national BD | D.A. Davidson & Co. other | Other | Mar 8, 2016 | Mar 2, 2016 |
| Joseph Dahinden | Stifel, Nicolaus & Company, Incorporated national BD | D.A. Davidson & Co. other | Other | Mar 8, 2016 | Mar 3, 2016 |
| Ashley Nettles Mackay | Stifel, Nicolaus & Company, Incorporated national BD | D.A. Davidson & Co. other | Other | Mar 8, 2016 | Mar 3, 2016 |
| Robert Steven Gold | Stifel, Nicolaus & Company, Incorporated national BD | Summit Financial Group Inc other | Other | Mar 4, 2016 | Apr 22, 2016 (49 d) |
| Jeffrey Brian Smits | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 4, 2016 | Mar 28, 2016 |