DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stifel, Nicolaus & Company, Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patricia Olivieri | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2025 | Aug 12, 2026 (377 d) |
| Patrick Dingess | Stifel, Nicolaus & Company, Incorporated national BD | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Aug 5, 2025 |
| Matthew Loy Olson | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 21, 2025 |
| Morgan B Heyen | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 30, 2025 |
| Michael David Todd | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 21, 2025 |
| Kasey Jae Hosack | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 30, 2025 |
| Mitchell J Bergen | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 21, 2025 |
| Joshua Mcknight Glenn | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Jul 3, 2025 |
| Robert Elliot Chanin | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Jul 3, 2025 |
| Victor Rojas Diaz | Stifel, Nicolaus & Company, Incorporated national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Jul 28, 2025 |
| Grant Robert Johnson | Stifel, Nicolaus & Company, Incorporated national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Jan 6, 2026 (162 d) |
| Loy Uriah Olson | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Jul 21, 2025 |
| Kurt Uzbay | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 9, 2025 |
| Daniel Stephen Spring | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2025 | Jul 1, 2025 |
| Matthew Harrison Spring | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2025 | Jun 25, 2025 |
| Michelle Hattam | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2025 | Jun 30, 2025 |
| Ashley Lynn Huff | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Sep 29, 2025 (95 d) |
| Monica L Dawes | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2025 | Jul 21, 2025 (33 d) |
| Nicholas Robert Bearden | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | Jun 3, 2025 |
| Damien Didier Gerald Caillault | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 12, 2025 | May 22, 2025 |
| Richard Craig Ray | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 5, 2025 | May 13, 2025 |
| Michael Wesley Hall | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | May 28, 2025 |
| Ryan Holzwarth | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 3, 2025 |
| Michael Robert Becker | Stifel, Nicolaus & Company, Incorporated national BD | Moneta Group Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2025 | Jul 11, 2025 (36 d) |
| Henry W Sutro | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 30, 2025 | Jul 15, 2025 (46 d) |
| Logan Michael Nickerson | Stifel, Nicolaus & Company, Incorporated national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | Aug 13, 2025 (75 d) |
| Benjamin J Meyer | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 22, 2025 | Nov 11, 2025 (173 d) |
| Elizabeth Lorraine Ratzburg | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 16, 2025 | May 12, 2025 |
| John Wilson Hutchinson | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 9, 2025 | Apr 21, 2025 |
| Monica T Williams | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2025 | May 1, 2025 |
| Maria Kay Kuiper | Stifel, Nicolaus & Company, Incorporated national BD | Npf Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2025 | May 22, 2025 |
| Joshua Christopher Timpe | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2025 | May 1, 2025 |
| Brian Moody | Stifel, Nicolaus & Company, Incorporated national BD | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Jul 1, 2025 (62 d) |
| Courtney Hurt | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2025 | May 1, 2025 |
| Leslie Collins | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2025 | Mar 26, 2025 |
| Timothy Patrick Donahue | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Mar 28, 2025 |
| Laurence Gladstone Shafiroff | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2025 | Mar 14, 2025 |
| Max Scher | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2025 | Mar 14, 2025 |
| Adam G Shafiroff | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2025 | Mar 14, 2025 |
| John Christopher Broderick | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2025 | Feb 14, 2025 |
| Gary M Rudow | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 4, 2025 | Feb 27, 2025 |
| Robert Dean Sperber | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2025 | Feb 14, 2025 |
| Michael Ray Miller | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Feb 28, 2025 |
| Lauren Melissa Williams | Stifel, Nicolaus & Company, Incorporated national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Jun 26, 2025 (119 d) |
| Matthew Misson | Stifel, Nicolaus & Company, Incorporated national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Mar 18, 2025 |
| Stephen Litman | Stifel, Nicolaus & Company, Incorporated national BD | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2025 | Feb 26, 2025 |
| Robert J Carr | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 14, 2025 |
| Leslie Christopher Quick | Stifel, Nicolaus & Company, Incorporated national BD | The Quick Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 26, 2025 | Feb 19, 2025 |
| James Hafele | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 26, 2025 | Feb 14, 2025 |
| Jason Ross Mingelgreen | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 14, 2025 |
| Ryan Richard Masters | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 26, 2025 | Feb 14, 2025 |
| John Broderick | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 14, 2025 |
| Eduardo Alfonso Delgado | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 26, 2025 | Feb 14, 2025 |
| Gregory John Carlson | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 25, 2025 | Feb 6, 2025 |
| Madison Lee Eggleston | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 25, 2025 | Jun 13, 2025 (108 d) |
| Ari Jordan Spar | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2025 | Jan 24, 2025 |
| Kraig Joseph Correll | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2025 | Jan 24, 2025 |
| John J Magovern | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2025 | Jan 24, 2025 |
| Justin Max Bell | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2025 | Jan 24, 2025 |
| Daniel Alexander Spar | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2025 | Jan 24, 2025 |
1,278 moves match.