DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stifel, Nicolaus & Company, Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrea D Wisekal | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2022 | Apr 20, 2022 |
| Joanna Byrum Page | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2022 | Apr 20, 2022 |
| Robert John Hoekstra | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2022 | May 3, 2022 |
| Jennifer M Jasinski | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2022 | May 19, 2022 |
| Phillip Geoffrey Trueblood | Stifel, Nicolaus & Company, Incorporated national BD | Trueblood Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 10, 2022 | Jun 3, 2022 |
| David Whitman Fleming | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 4, 2022 |
| Robert Bivings Mitchell | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2022 | Apr 20, 2022 |
| Kenneth Joseph Mcandress | Stifel, Nicolaus & Company, Incorporated national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2022 | Aug 26, 2022 (121 d) |
| Austin Lancer Nold | Stifel, Nicolaus & Company, Incorporated national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2022 | Apr 19, 2022 |
| Christian David Bryant | Stifel, Nicolaus & Company, Incorporated national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2022 | Apr 19, 2022 |
| Kelly Ann Petersen | Stifel, Nicolaus & Company, Incorporated national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2022 | Apr 19, 2022 |
| Kimberly E Frankel | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 21, 2022 | May 6, 2022 |
| Kyle Shaw | Stifel, Nicolaus & Company, Incorporated national BD | Smith Moore & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2022 | Apr 25, 2022 |
| Gretchen Nichols | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 20, 2022 | Apr 20, 2022 |
| Kevin Hannibal | Stifel, Nicolaus & Company, Incorporated national BD | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2022 | Apr 21, 2022 |
| Benjamin Shirley | Stifel, Nicolaus & Company, Incorporated national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Jun 13, 2022 (70 d) |
| J. Ronald Lynch | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Mar 25, 2022 |
| Gregory Robert Sain | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2022 | Mar 25, 2022 |
| Melinda Lee Schad | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2022 | Mar 25, 2022 |
| Julie Anne Marie Samaniego Villena | Stifel, Nicolaus & Company, Incorporated national BD | O'Shaughnessy Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2022 | Jul 21, 2023 (486 d) |
| Mitchell Robert Mccray | Stifel, Nicolaus & Company, Incorporated national BD | Nuveen Asset Management, LLC other | Other | Mar 2, 2022 | Mar 11, 2022 |
| Scott Christopher Phillips | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Jun 9, 2023 (469 d) |
| Jordan Tyler Eden | Stifel, Nicolaus & Company, Incorporated national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Feb 22, 2022 |
| Cynthia Englise | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2022 | Apr 25, 2022 (74 d) |
| J. Jay Flynn | Stifel, Nicolaus & Company, Incorporated national BD | Moors & Cabot, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2022 | Jan 14, 2022 |
| Kimberly Angerstein Mcqueen | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 9, 2022 | Jan 24, 2022 |
| Richard James Rodak | Stifel, Nicolaus & Company, Incorporated national BD | Spc BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Jan 13, 2023 (343 d) |
| James Eugene Wohlford | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Jan 10, 2022 |
| Neal Benjamin Hickey | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Jan 10, 2022 |
| Scott David James | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2022 | Feb 3, 2022 |
| Joel H Yudenfreund | Stifel, Nicolaus & Company, Incorporated national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2022 | Jan 3, 2022 |
| Thomas C Appleby | Stifel, Nicolaus & Company, Incorporated national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2022 | Jan 3, 2022 |
| Jonathan Klein | Stifel, Nicolaus & Company, Incorporated national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 21, 2022 | Aug 17, 2023 (573 d) |
| Kelley Damiani Mckenna | Stifel, Nicolaus & Company, Incorporated national BD | Childress Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2022 | Feb 1, 2022 |
| James Philip O'Connor | Stifel, Nicolaus & Company, Incorporated national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Dec 2, 2021 |
| Trevor John Cornett | Stifel, Nicolaus & Company, Incorporated national BD | Severin Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2021 | Jan 13, 2022 |
| Dane E Johnson | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 22, 2021 | May 18, 2023 (512 d) |
| Caren L Cardin | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Dec 13, 2021 |
| Lisa Renee Kopis | Stifel, Nicolaus & Company, Incorporated national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Jul 20, 2022 (215 d) |
| Steve Schneider | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Feb 11, 2021 |
| Laura Schaefer | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2021 | Dec 9, 2021 |
| Siara Charrel Montgomery | Stifel, Nicolaus & Company, Incorporated national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Jan 3, 2022 (31 d) |
| Jack Joseph Price | Stifel, Nicolaus & Company, Incorporated national BD | Brighton Jones LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2021 | Dec 8, 2021 |
| David Bosch | Stifel, Nicolaus & Company, Incorporated national BD | Buckingham Strategic Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2021 | Jan 3, 2022 (52 d) |
| Laurel Beth Heiligstedt | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Oct 22, 2021 |
| Cody E Washburn | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Aug 23, 2023 (670 d) |
| Sarah H Shockley | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Nov 16, 2020 |
| Jose Becerra | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Sep 27, 2021 |
| Craig Steven Albers | Stifel, Nicolaus & Company, Incorporated national BD | Investment Advisors Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2021 | Sep 27, 2021 |
| Stacy Lynn Beattie | Stifel, Nicolaus & Company, Incorporated national BD | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2021 | Apr 6, 2022 (187 d) |
| Jonathan Richard Searles | Stifel, Nicolaus & Company, Incorporated national BD | Piper Sandler & Co. other | Other | Oct 1, 2021 | Oct 4, 2021 |
| Suzanne Yimling Mui-Good | Stifel, Nicolaus & Company, Incorporated national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Nov 5, 2021 (35 d) |
| Elizabeth Jamie Anselmi | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Sep 28, 2021 |
| David Chad Tanis | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Sep 3, 2021 |
| Adam Richard Sands | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Jul 11, 2023 (655 d) |
| Darin Laub | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2021 | Sep 1, 2021 |
| Jason Fiderer | Stifel, Nicolaus & Company, Incorporated national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2021 | Sep 30, 2021 |
| Alaina Giordani | Stifel, Nicolaus & Company, Incorporated national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 3, 2021 | Dec 1, 2021 (89 d) |
| Jacob Hower | Stifel, Nicolaus & Company, Incorporated national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 3, 2021 | Jan 4, 2023 (488 d) |
| Kevin Douglas Coombs | Stifel, Nicolaus & Company, Incorporated national BD | Donaldson Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2021 | Aug 16, 2024 (1085 d) |
1,278 moves match.