DFX Intelligence
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald James Lomangino | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| William George James | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| Edward Anthony Perry | Commonwealth Financial Network national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 25, 2025 |
| Martin Gerard Gaughan | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2025 | Aug 1, 2025 |
| William Andrew Grundig | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| Alfred Joseph Polizzotto | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Aug 1, 2025 |
| David Samuel Coult | Commonwealth Financial Network national BD | Milestone Financial Associates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 31, 2025 | Aug 4, 2025 |
| Alexander James Saulon | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| Peter Anthony Damico | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| Kevin Hutnik | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Aug 1, 2025 |
| Michael Lewis Williams | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| Shelley Danae Teskey | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| Spencer Michael Williams | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| Adam Craig Miller | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| Michael A Fish | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| Jeffrey Michael Wolf | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| Ian Kahil | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| Eric James | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| Thomas Michael Boogren | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 31, 2025 |
| Christopher Charles Theis | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 28, 2025 |
| Thomas James Keefer | Commonwealth Financial Network national BD | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2025 | Jul 30, 2025 |
| Drew Lawrence Venit | Commonwealth Financial Network national BD | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2025 | Jul 24, 2025 |
| Michael Thomas | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 25, 2025 |
| Cameron Garrett Grandpre | Commonwealth Financial Network national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2025 | Aug 1, 2025 |
| Raymond Paul Croteau | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2025 | Jul 21, 2025 |
| Dane Bernard Robison | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2025 | Jul 22, 2025 |
| Joseph Raymond Croteau | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2025 | Jul 28, 2025 |
| Jason Robert Hosler | Commonwealth Financial Network national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Jul 22, 2025 |
| Alexander Gibran Koury | Commonwealth Financial Network national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Jul 21, 2025 |
| Cody D Teeples | Commonwealth Financial Network national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Aug 1, 2025 |
| Bruce Robert Hosler | Commonwealth Financial Network national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2025 | Jul 18, 2025 |
| James Paul Cunningham | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2025 | Jul 15, 2025 |
| Ryan Adam Huard | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2025 | Jul 21, 2025 |
| Mary M Glaser | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2025 | Jul 21, 2025 |
| Tyler Mark Sacco | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2025 | Jul 16, 2025 |
| Suzanne Banzet | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Jul 17, 2025 |
| Jeremy Isaac Beck | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Jul 16, 2025 |
| Lawrence Albert | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Jul 21, 2025 |
| Matthew Joseph Pitrola | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Jul 16, 2025 |
| Jacob Benjamin Wood | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Jul 16, 2025 |
| Julie Lynn Brim | Commonwealth Financial Network national BD | Spiegelman Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Mar 27, 2026 (255 d) |
| Arabelle Rachel Vidal Restauro | Commonwealth Financial Network national BD | Spiegelman Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Mar 27, 2026 (255 d) |
| Nicholas Edward Stern | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Jul 14, 2025 |
| Lorianne Rivas | Commonwealth Financial Network national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 15, 2025 | Jul 29, 2025 |
| Adam David Spiegelman | Commonwealth Financial Network national BD | Spiegelman Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 14, 2025 | Aug 6, 2025 |
| Perry Mathew Sutton | Commonwealth Financial Network national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 10, 2025 |
| Austin Gene Kuyrkendall | Commonwealth Financial Network national BD | Kuyrkendall Capital state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 11, 2025 | Aug 15, 2025 (35 d) |
| Adam Johnson | Commonwealth Financial Network national BD | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Feb 2, 2026 (207 d) |
| Michael Christopher Workley | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2025 | Apr 1, 2026 (265 d) |
| Marc Stephen Wagner | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2025 | Jun 16, 2025 |
| David Clinton Hill | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2025 | Jul 7, 2025 |
| Mark Jay Monson | Commonwealth Financial Network national BD | Monson Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 8, 2025 | Jul 8, 2025 |
| David Robert Wagner | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2025 | Jun 16, 2025 |
| David Haldeman | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2025 | Jul 7, 2025 |
| Jacob Joseph Clay Short | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Jul 2, 2025 |
| Alyson Mary Shaw | Commonwealth Financial Network national BD | Alliance Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2025 | Nov 4, 2025 (124 d) |
| Christian Pascuzzo | Commonwealth Financial Network national BD | Odyssey Group Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 3, 2025 | Jul 18, 2025 |
| Jane Johnson | Commonwealth Financial Network national BD | Alliance Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2025 | Jan 6, 2022 |
| Holly Cloutier | Commonwealth Financial Network national BD | Alliance Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2025 | Oct 22, 2025 (111 d) |
| Brent Robert Bridenback | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jul 1, 2025 |
2,263 moves match.