DFX Intelligence
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Luke Warren Mckelvy | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jul 2, 2025 |
| Jose Fernando Campos | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jul 1, 2025 |
| Leo David Boisvert | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jun 30, 2025 |
| Erik Geoffrey Heben | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jun 30, 2025 |
| Gregory Alfred Farland | Commonwealth Financial Network national BD | Alliance Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jan 4, 2022 |
| Matthew Oliver Ramer | Commonwealth Financial Network national BD | Mor Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2025 | Jun 27, 2025 |
| Robert Ryan Duncan Anderson | Commonwealth Financial Network national BD | Martin, Wardin, & Eissner Financial Group Inc. unclassified | Other | Jul 1, 2025 | Sep 21, 2011 |
| Steven Andrew Kavanaugh | Commonwealth Financial Network national BD | Odyssey Group Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2025 | Jul 2, 2025 |
| Robert Aram Mestjian | Commonwealth Financial Network national BD | Alliance Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jan 4, 2022 |
| Devin Michael Rainone | Commonwealth Financial Network national BD | Mor Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2025 | Jun 27, 2025 |
| Aaron Daniel Sherman | Commonwealth Financial Network national BD | Sherman Werst Wealth Advisors unclassified | Other | Jul 1, 2025 | Jan 8, 2016 |
| Gregory Roy Johnson | Commonwealth Financial Network national BD | Mor Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2025 | Jun 27, 2025 |
| Juan David Ramon Soto | Commonwealth Financial Network national BD | Alliance Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Aug 19, 2025 (49 d) |
| Michael Curtiss Nummer | Commonwealth Financial Network national BD | Mcn Investment Management Co. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 30, 2025 | Jun 30, 2025 |
| Justin Earl Hensel | Commonwealth Financial Network national BD | Legacy Investment Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 30, 2025 | Jul 15, 2025 |
| Jedediah David Liebert | Commonwealth Financial Network national BD | Liebert Investment Management unclassified | Other | Jun 30, 2025 | Apr 4, 2012 |
| Jon Lee Schuetz | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Jun 30, 2025 |
| Penny Kreikemeier | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Jun 30, 2025 |
| Brent Robert Connelly | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Jun 30, 2025 |
| Ryan Johnson | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Jun 30, 2025 |
| Peter Jeffrey Gagne | Commonwealth Financial Network national BD | Berkshire Money Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2025 | Aug 6, 2025 (40 d) |
| Craig Edward Stearns | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2025 | Jun 27, 2025 |
| Brett Murphy Barstow | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jun 26, 2025 |
| John Raymond Peters | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jun 23, 2025 |
| Martha Jeanne Wilcoxson | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2025 | Jun 26, 2025 |
| Joshua Aaron Wilcoxson | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2025 | Jun 26, 2025 |
| Jack Peter Cannata | Commonwealth Financial Network national BD | Cannata & Company, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 23, 2025 | Apr 8, 2015 |
| Steven Dominic Cacciutti | Commonwealth Financial Network national BD | Alden Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2025 | Jul 17, 2025 |
| Lindsey Anne Cannata | Commonwealth Financial Network national BD | Cannata & Company, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 23, 2025 | Apr 8, 2015 |
| Joshua Peter Cannata | Commonwealth Financial Network national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 23, 2025 |
| Francis Gerard Smith | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 18, 2025 |
| Mark Lewis Kerr | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 19, 2025 |
| Brandy L Seyfried | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 18, 2025 |
| Isaiah Walden Bross | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 18, 2025 |
| David James Devantier | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 18, 2025 |
| Brandon Royale Proctor | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 18, 2025 |
| Ross Joseph Terrasi | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 18, 2025 |
| Thomas Peter Machuga | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Jun 18, 2025 |
| Brian Dubreuil | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2025 | Jun 17, 2025 |
| Salvatore Mansueto | Commonwealth Financial Network national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | Jul 3, 2025 |
| Brendan Richard Bullett | Commonwealth Financial Network national BD | Berkshire Money Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2025 | Sep 23, 2025 (105 d) |
| S Reid Markham | Commonwealth Financial Network national BD | Mh Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 9, 2025 | Aug 17, 2020 |
| Jeremy Hodges | Commonwealth Financial Network national BD | Mh Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 9, 2025 | Aug 13, 2020 |
| Brennen Ramos | Commonwealth Financial Network national BD | Longwave Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 9, 2025 | Apr 19, 2023 |
| David Attolino | Commonwealth Financial Network national BD | Forusall institutional | Other | Jun 6, 2025 | Jun 12, 2025 |
| Danette Gay Lowe | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | May 30, 2025 |
| Aaron Jack Simon | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | May 30, 2025 |
| William Benton Pyles | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | Jun 5, 2025 |
| Jaime Rheaume | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | Jun 5, 2025 |
| Jason Surdyk | Commonwealth Financial Network national BD | Brogan Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2025 | Apr 8, 2026 (315 d) |
| Adam Khalek | Commonwealth Financial Network national BD | Human Interest Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2025 | Jun 11, 2025 |
| Trevor Michael Conlon | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2025 | May 22, 2025 |
| Elizabeth Osterndorf Campbell | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2025 | Jun 18, 2025 |
| Sunny Saurabh Sharma | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2025 | May 19, 2025 |
| Peter Anthony Finch | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2025 | May 15, 2025 |
| Stefan Kip Astheimer | Commonwealth Financial Network national BD | Pmc Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 14, 2025 | Dec 15, 2025 (215 d) |
| Barbara Lynn Allison | Commonwealth Financial Network national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 13, 2025 | May 12, 2025 |
| Victoria Leigh Dixon | Commonwealth Financial Network national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 13, 2025 | May 12, 2025 |
| James Patrick Dixon | Commonwealth Financial Network national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 13, 2025 | May 12, 2025 |
| William Robert Pagano | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2025 | May 12, 2025 |
2,264 moves match.