DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Robert W. Baird & Co. Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Bondurant WahlmanRobert W. Baird & Co. Incorporated otherLPL Financial LLC otherOtherNov 10, 2016Nov 10, 2016
Jeffrey G LavezziRobert W. Baird & Co. Incorporated otherLPL Financial LLC otherOtherNov 10, 2016Nov 10, 2016
Paul Tsutomu CarrRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherOct 7, 2016Sep 30, 2016
Arianna Bustillos JiruskaRobert W. Baird & Co. Incorporated otherBmo Harris Financial Advisors, Inc otherOtherSep 14, 2016Sep 19, 2016
Mark K MillarRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherSep 1, 2016Aug 31, 2016
Joseph Cummings LeviRobert W. Baird & Co. Incorporated otherSynovus Securities, Inc. otherOtherAug 12, 2016Aug 8, 2016
Kevin Thomas TaylorRobert W. Baird & Co. Incorporated otherWaddell & Reed otherOtherAug 11, 2016Dec 19, 2016 (130 d)
Susan Marie LenzRobert W. Baird & Co. Incorporated otherAdvice And Planning Services otherOtherJun 14, 2016Jun 17, 2016
Scott Frederick YoungRobert W. Baird & Co. Incorporated otherUBS Financial Services Inc. wirehouseOtherJun 8, 2016May 25, 2016
John Henry PiemonteRobert W. Baird & Co. Incorporated otherEhlers otherOtherMay 26, 2016Jan 3, 2018 (587 d)
Evan Michael MarksRobert W. Baird & Co. Incorporated otherEdward Jones national BDOtherMay 26, 2016Jul 19, 2016 (54 d)
Norman Ellsworth MainsRobert W. Baird & Co. Incorporated otherClaraphi Advisory Network, LLC otherOtherMay 25, 2016Jun 14, 2016
Christian Myles WaiteRobert W. Baird & Co. Incorporated otherWilliam Blair & Company L.L.C. otherOtherMay 11, 2016May 4, 2016
Eric J KulwickiRobert W. Baird & Co. Incorporated otherFreedom Wealth Alliance otherOtherMay 11, 2016Jun 2, 2016
Derek Thomas TharpRobert W. Baird & Co. Incorporated otherConscious Capital state registeredOtherMay 11, 2016May 23, 2016
Kevin Warren AndersenRobert W. Baird & Co. Incorporated otherWilliam Blair & Company L.L.C. otherOtherMay 11, 2016May 3, 2016
Salinda Kay NowellRobert W. Baird & Co. Incorporated otherUBS Financial Services Inc. wirehouseOtherMay 4, 2016Apr 11, 2016
Daniel L SiekierskiRobert W. Baird & Co. Incorporated otherNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 4, 2016May 11, 2016
Kathryn GoldRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherMar 30, 2016Apr 1, 2016
Graham B CraigRobert W. Baird & Co. Incorporated otherTower Wealth Advisors, Inc. state registeredOtherMar 10, 2016Apr 28, 2016 (49 d)
Courtney M KrogstadRobert W. Baird & Co. Incorporated otherNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 29, 2016Apr 11, 2016 (42 d)
Angela R ReseburgRobert W. Baird & Co. Incorporated otherInvestment Centers Of America, Inc. otherOtherFeb 23, 2016Feb 23, 2016
Amanda Hayda StaplesRobert W. Baird & Co. Incorporated otherLockton Investment Advisors, LLC no RAUMOtherFeb 9, 2016Mar 17, 2016 (37 d)
Jeff Hall PetersonRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherFeb 2, 2016Feb 8, 2016
Jane LisitsynRobert W. Baird & Co. Incorporated otherHuntington Financial Advisors otherOtherDec 22, 2015Dec 15, 2016 (359 d)
David Christopher KerberRobert W. Baird & Co. Incorporated otherMercer Global Advisors Inc. otherOtherDec 9, 2015Jan 19, 2016 (41 d)
Heather Marie AlberRobert W. Baird & Co. Incorporated otherRaymond James Financial Services Advisors, Inc otherOtherDec 3, 2015Dec 1, 2015
Edward West MullenRobert W. Baird & Co. Incorporated otherMorgan Stanley wirehouseOtherNov 24, 2015Feb 18, 2016 (86 d)
John Jacob WireRobert W. Baird & Co. Incorporated otherRaymond James & Associates, Inc. national BDOtherNov 6, 2015Oct 30, 2015
Jacob David MahoneyRobert W. Baird & Co. Incorporated otherColdstream Wealth Management independent RIAOtherNov 4, 2015Jul 8, 2019 (1342 d)
Adrienne Nicole CatesRobert W. Baird & Co. Incorporated otherRaymond James Financial Services Advisors, Inc otherOtherOct 30, 2015Jul 8, 2016 (252 d)
David Joseph DettloffRobert W. Baird & Co. Incorporated otherMoors & Cabot, Inc otherOtherOct 28, 2015Nov 2, 2015
Tricia Lyn DorcheffRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherOct 21, 2015Oct 13, 2015
Craig Howell YoungRobert W. Baird & Co. Incorporated otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 2, 2015Oct 9, 2015
Dennis Benard Garrett RowlandRobert W. Baird & Co. Incorporated otherAmeriprise Financial Services, LLC national BDOtherOct 2, 2015Sep 18, 2015
Elizabeth Rebecca OlsonRobert W. Baird & Co. Incorporated otherUBS Financial Services Inc. wirehouseOtherOct 1, 2015Nov 24, 2015 (54 d)
Carson Taylor NixRobert W. Baird & Co. Incorporated otherAmeriprise Financial Services, LLC national BDOtherAug 21, 2015Jan 6, 2017 (504 d)
Matthew Arthur WardRobert W. Baird & Co. Incorporated otherMw Financial LLC state registeredOtherJul 13, 2015Sep 9, 2015 (58 d)
Matthew Carl SonderRobert W. Baird & Co. Incorporated otherMorgan Stanley wirehouseOtherJun 22, 2015Jun 25, 2015
Joshua Marc FiedlerRobert W. Baird & Co. Incorporated otherMorgan Stanley wirehouseOtherJun 11, 2015Jul 17, 2015 (36 d)
Elizabeth Frances ThomasRobert W. Baird & Co. Incorporated otherBny Mellon Securities Corporation otherOtherMay 22, 2015Jun 15, 2015
James Alexander SmithRobert W. Baird & Co. Incorporated otherRBC Capital Markets, LLC national BDOtherMay 19, 2015Jul 9, 2015 (51 d)
Keith Daniel MurphyRobert W. Baird & Co. Incorporated otherSchwab Wealth Advisory, Inc. no RAUMOtherMay 12, 2015Jul 26, 2024 (3363 d)
Carrie Ann TicaliRobert W. Baird & Co. Incorporated otherReview Services Inc otherOtherMay 12, 2015Jun 26, 2015 (45 d)
Aaron Scott ReynoldsRobert W. Baird & Co. Incorporated otherOrgel Wealth Management, LLC otherOtherMay 5, 2015Apr 8, 2016 (339 d)
Francis X RocheRobert W. Baird & Co. Incorporated otherOppenheimer & Co. Inc. otherOtherApr 21, 2015Apr 15, 2015
James David SchneiderRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherApr 21, 2015Apr 21, 2015
Amy D VaccaroRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherApr 20, 2015Apr 22, 2015
Arthur Edward RozemaRobert W. Baird & Co. Incorporated otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 7, 2015Apr 17, 2015
Emily Anna SpyrouRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherMar 31, 2015Mar 23, 2015
Rebecca Jean GruverRobert W. Baird & Co. Incorporated otherRaymond James Financial Services Advisors, Inc otherOtherMar 10, 2015Mar 20, 2015
Georgiana AndersenRobert W. Baird & Co. Incorporated otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 5, 2015Mar 11, 2015 (34 d)
Brian Andrew BartholomewRobert W. Baird & Co. Incorporated otherChoreo, LLC otherOtherJan 20, 2015Sep 1, 2016 (590 d)
Andrew Charles WilsonRobert W. Baird & Co. Incorporated otherJanus Henderson Investors otherOtherJan 15, 2015Dec 15, 2015 (334 d)
Pam Jo SchroederRobert W. Baird & Co. Incorporated otherMorgan Stanley wirehouseOtherDec 26, 2014Jan 15, 2015
James Joseph CannonRobert W. Baird & Co. Incorporated otherRBC Capital Markets, LLC national BDOtherDec 17, 2014Dec 10, 2014
Alicia Maria GuagliardoRobert W. Baird & Co. Incorporated otherMorgan Stanley wirehouseOtherDec 8, 2014Aug 28, 2015 (263 d)
Andrew Joseph BrinkmanRobert W. Baird & Co. Incorporated otherStableford Capital LLC no RAUMOtherDec 8, 2014Jan 13, 2015 (36 d)
Jason Robert CrossRobert W. Baird & Co. Incorporated otherCi Brightworth Private Wealth otherOtherDec 8, 2014Apr 16, 2015 (129 d)
Tammy L PierceRobert W. Baird & Co. Incorporated otherUBS Financial Services Inc. wirehouseOtherOct 30, 2014Nov 3, 2014
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798 moves match.