DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tower Square Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Phillip Wade ParkerTower Square Securities, Inc. otherSecurities America Advisors, Inc. otherOtherDec 31, 2005Dec 16, 2005
Joel Blanco GilhangTower Square Securities, Inc. otherWoodbury Financial Services, Inc. otherOtherDec 31, 2005Jan 3, 2006
David Morgan SchubachTower Square Securities, Inc. otherGenworth Financial Asset Management, Inc unclassifiedOtherDec 31, 2005Apr 20, 2006 (110 d)
Matthew Taylor AdamsTower Square Securities, Inc. otherUSA Wealth Management LLC otherOtherDec 31, 2005Jul 17, 2006 (198 d)
Candace CunibertiTower Square Securities, Inc. otherWoodbury Financial Services, Inc. otherOtherDec 31, 2005Jan 3, 2006
Angelo CarloneTower Square Securities, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 7, 2005Nov 14, 2005
Lawrence Willard FordTower Square Securities, Inc. otherGreat American Advisors, Inc. otherOtherDec 2, 2005Nov 29, 2007 (727 d)
Chad Howard MillingTower Square Securities, Inc. otherPlanmember Securities Corporation otherOtherDec 2, 2005Jan 31, 2007 (425 d)
Jenny Lynn LauritaTower Square Securities, Inc. otherVoya Financial Partners, LLC otherOtherNov 2, 2005Oct 28, 2005
Jose Lino HuerfanoTower Square Securities, Inc. otherBanc Of America Investment Services, Inc. unclassifiedOtherOct 25, 2005Nov 4, 2005
Rodney Blake ChristTower Square Securities, Inc. otherLPL Financial LLC otherOtherOct 13, 2005Oct 6, 2005
Lisa M Kops-WendelTower Square Securities, Inc. otherWaterstone Financial Group, Inc. unclassifiedOtherSep 16, 2005Sep 15, 2005
Jose Antonio Quinones PorrataTower Square Securities, Inc. otherCetera Advisor Networks LLC otherOtherAug 30, 2005Nov 6, 2015 (3720 d)
Edward Blair SecrestTower Square Securities, Inc. otherWaterstone Financial Group, Inc. unclassifiedOtherAug 15, 2005Aug 15, 2005
Laurel Michelle PackhamTower Square Securities, Inc. otherWoodbury Financial Services, Inc. otherOtherAug 11, 2005Dec 12, 2006 (488 d)
Craig Stephen KorolTower Square Securities, Inc. otherSecurities America Advisors, Inc. otherOtherAug 1, 2005Sep 1, 2005 (31 d)
Allen Kent BroylesTower Square Securities, Inc. otherWindward Securities Corporation unclassifiedOtherAug 1, 2005Aug 8, 2005
Peggy Nell SlaughterTower Square Securities, Inc. otherHrh Investment Advisors, LLC unclassifiedOtherJul 28, 2005Aug 18, 2005
Jennifer Lynn FrickTower Square Securities, Inc. otherVoya Financial Partners, LLC otherOtherJun 3, 2005Jun 9, 2005
Ray Lee LaneyTower Square Securities, Inc. otherSterne Agee Investment Advisor Services, Inc. otherOtherMar 4, 2005Feb 24, 2005
David Lloyd BeiswangerTower Square Securities, Inc. otherSterne Agee Investment Advisor Services, Inc. otherOtherMar 4, 2005Feb 24, 2005
Carrie Kirk SchroenTower Square Securities, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 24, 2005Oct 4, 2007 (952 d)
Thomas Donald WrightTower Square Securities, Inc. otherAdvest, Inc. unclassifiedOtherJan 3, 2005Jan 5, 2005
Adam Andrew BronsonTower Square Securities, Inc. otherProbity Advisors, Inc. otherOtherNov 9, 2004Mar 18, 2005 (129 d)
Marshall Tyler OzanneTower Square Securities, Inc. otherProbity Advisors, Inc. otherOtherNov 8, 2004Mar 29, 2005 (141 d)
Terry Boyd DommTower Square Securities, Inc. otherFirst Horizon Advisors, Inc otherOtherSep 17, 2004Aug 19, 2004
Michael Scott AllisonTower Square Securities, Inc. otherPrincipal Securities, Inc. otherOtherJul 1, 2004Aug 13, 2004 (43 d)
Karyn Anne LancasterTower Square Securities, Inc. otherLPL Financial LLC otherOtherMar 25, 2004Jun 1, 2004 (68 d)
Everett Shelton SwaimTower Square Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherMar 23, 2004Jun 29, 2023 (7037 d)
Paul Edward PetrieTower Square Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherMar 23, 2004Jun 29, 2023 (7037 d)
Kevin Richard RoseTower Square Securities, Inc. otherTriad Advisors, LLC otherOtherMar 23, 2004Aug 30, 2006 (890 d)
Porter Louis OzanneTower Square Securities, Inc. otherProbity Advisors, Inc. otherOtherMar 23, 2004Apr 15, 2005 (388 d)
Richard Robert RoseTower Square Securities, Inc. otherTriad Advisors, LLC otherOtherMar 23, 2004Aug 30, 2006 (890 d)
Corey Lamont SneedTower Square Securities, Inc. otherChase Investment Services Corp. otherOtherMar 15, 2004Apr 30, 2004 (46 d)
Carlos J F LopezTower Square Securities, Inc. otherFidelity Personal Trust Company, Fsb unclassifiedOtherFeb 23, 2004Mar 5, 2004
Robin Diane CondonTower Square Securities, Inc. otherUsi Securities, Inc. no RAUMOtherDec 3, 2003Jan 13, 2005 (407 d)
Charles Carl ScrattishTower Square Securities, Inc. otherLPL Financial LLC otherOtherSep 26, 2003Oct 22, 2003
Kevin R WalkerTower Square Securities, Inc. otherChase Investment Services Corp. otherOtherAug 6, 2003Nov 18, 2003 (104 d)
Robert Joseph KramerTower Square Securities, Inc. otherVsr Advisory Services otherOtherJul 11, 2003Jul 8, 2003
Clyde GoldbergTower Square Securities, Inc. otherEquitable Advisors, LLC national BDOtherJun 10, 2003Apr 8, 2008 (1764 d)
Paul Anthony HeemannTower Square Securities, Inc. otherMomentum Independent Network Inc. otherOtherNov 21, 2002Jan 2, 2003 (42 d)
John Francis BakerTower Square Securities, Inc. otherNorthwestern Mutual Investment Services,LLC otherOtherNov 7, 2002Mar 16, 2004 (495 d)
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162 moves match.