DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Waddell & Reed
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Thomas Wagner | Waddell & Reed BD affiliated | Oxinas Partners Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 30, 2018 | Aug 22, 2018 |
| Scott J Reynolds | Waddell & Reed BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2018 | Aug 23, 2018 |
| Gary G Bouch | Waddell & Reed BD affiliated | Oxinas Partners Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 29, 2018 | Sep 21, 2018 |
| Gregg Alan Fogel | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2018 | Aug 29, 2018 |
| Michelle Ann Frommeyer | Waddell & Reed BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2018 | Aug 23, 2018 |
| Brian Christopher Coxon | Waddell & Reed BD affiliated | Oxinas Partners Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 29, 2018 | Sep 21, 2018 |
| Michelle Marie Fogel | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2018 | Aug 23, 2018 |
| Michael Huntley Smith | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2018 | Aug 20, 2018 |
| Edward Albert Thomas | Waddell & Reed BD affiliated | Watchtower Wealth Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 24, 2018 | Aug 20, 2018 |
| Stephen Charles Minshull | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2018 | Aug 21, 2018 |
| Adam Charles Hawley | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2018 | Aug 21, 2018 |
| Andrew David Rogers | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2018 | Aug 21, 2018 |
| Jennifer Erin Malone | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2018 | Aug 21, 2018 |
| Matthew James Mathiesen | Waddell & Reed BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2018 | Sep 12, 2018 |
| Steven Kajala | Waddell & Reed BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2018 | Aug 22, 2018 |
| Elaine Rose Manley | Waddell & Reed BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Aug 22, 2018 |
| Pedro Antonio Valadez | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Nov 21, 2019 (462 d) |
| Linda Samuel Tjiputra | Waddell & Reed BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Aug 22, 2018 |
| Scott Edward Manley | Waddell & Reed BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Aug 22, 2018 |
| Flavio Pando | Waddell & Reed BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Aug 22, 2018 |
| Danielle Mills | Waddell & Reed BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2018 | Aug 23, 2018 |
| James Christian Cook | Waddell & Reed BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2018 | Aug 7, 2018 |
| Jeffrey D Canakes | Waddell & Reed BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2018 | Aug 6, 2018 |
| Kenneth Dean Hinkle | Waddell & Reed BD affiliated | Kenneth Dean & Co Financial Advisory Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 6, 2018 | Jan 1, 2026 (2705 d) |
| Scott Andraius Muss | Waddell & Reed BD affiliated | Pcg Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2018 | Sep 22, 2021 (1146 d) |
| Michael Patrick Petrosky | Waddell & Reed BD affiliated | Pcg Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2018 | Sep 22, 2021 (1146 d) |
| Douglas Alan Davis | Waddell & Reed BD affiliated | Pcg Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2018 | Sep 22, 2021 (1147 d) |
| Ryan Michael Baumbach | Waddell & Reed BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 31, 2018 | Oct 17, 2019 (443 d) |
| Carolyn Rebecca Wyatt | Waddell & Reed BD affiliated | Kingswood Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2018 | Jul 30, 2018 |
| Brandon Alan Wooley | Waddell & Reed BD affiliated | Greenleaf Financial Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2018 | Jan 18, 2019 (177 d) |
| Julie Walton Carter | Waddell & Reed BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2018 | Jul 16, 2018 |
| Shawn Kristian Schuyler | Waddell & Reed BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2018 | Jul 10, 2018 |
| Robert Michael Shields | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2018 | Jul 2, 2018 |
| Amado Quiroz Rivera | Waddell & Reed BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2018 | Jul 2, 2018 |
| Michael Wesley French | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2018 | Jun 25, 2018 |
| Michelle Jeanne Erickson | Waddell & Reed BD affiliated | Journeytree Financial Advisors unclassified | Other | Jun 29, 2018 | Jul 2, 2018 |
| Douglas Duane Nelson | Waddell & Reed BD affiliated | Kingswood Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2018 | Jul 11, 2018 |
| John Fiske Faustino | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2018 | Jun 5, 2018 |
| Lauryn Aisha Williams | Waddell & Reed BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2018 | Jun 20, 2018 |
| David Timothy Short | Waddell & Reed BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2018 | Jun 8, 2018 |
| Matthew P Boyle | Waddell & Reed BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2018 | Jun 4, 2018 |
| Kurt W Zipp | Waddell & Reed BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2018 | May 31, 2018 |
| Luke Elvin Joseph Will | Waddell & Reed BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2018 | May 31, 2018 |
| John Allen Stoner | Waddell & Reed BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2018 | May 22, 2018 |
| John Preston Kliewer | Waddell & Reed BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2018 | Jun 4, 2018 |
| Jose Rizal Torres Pangilinan | Waddell & Reed BD affiliated | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2018 | Jun 1, 2018 |
| Peter Jacob Hunter-Hanson | Waddell & Reed BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 31, 2018 | Jul 10, 2018 (40 d) |
| Joseph Edwin Stevens | Waddell & Reed BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2018 | Aug 13, 2018 (81 d) |
| Daniel Zamoshnikov | Waddell & Reed BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2018 | Nov 17, 2021 (1275 d) |
| Jesse Lee Thomas | Waddell & Reed BD affiliated | Cornerstone Advisors Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 18, 2018 | Jun 7, 2018 |
| James Homer Moore | Waddell & Reed BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2018 | May 4, 2018 |
| Wesley Price | Waddell & Reed BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 15, 2018 | May 14, 2018 |
| Sheila Mcfarland | Waddell & Reed BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 10, 2018 | May 18, 2018 |
| Jonathan Michael Constant | Waddell & Reed BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2018 | May 4, 2018 |
| Rufus J Baldwin | Waddell & Reed BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2018 | May 8, 2018 |
| Philip B Pasho | Waddell & Reed BD affiliated | H. Beck, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2018 | May 2, 2018 |
| Ronald O'Neil Riggan | Waddell & Reed BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2018 | Apr 30, 2018 |
| Nicholas Petronchak | Waddell & Reed BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2018 | Apr 5, 2023 (1797 d) |
| Kris Alan Schilperoort | Waddell & Reed BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 3, 2018 | Apr 27, 2018 |
| Dustin Lynn Palmer | Waddell & Reed BD affiliated | Prevail Innovative Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2018 | May 14, 2018 |
2,486 moves match.