| Matthew Robert Ogier | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 10, 2017 | May 4, 2017 |
| Peggy Lynn Jones-East | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 5, 2017 | May 4, 2017 |
| Reyna Lynn Parcells | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 1, 2017 | May 2, 2017 |
| Michelle Rossi-Weida | Bmo Harris Financial Advisors, Inc other | Robert W. Baird & Co. Incorporated other | Other | Apr 25, 2017 | May 2, 2017 |
| Scott Edward Gettel | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | Apr 25, 2017 | Apr 7, 2017 |
| Lindsay Michelle Krivosha | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | Apr 25, 2017 | Apr 7, 2017 |
| Courtney M Krogstad | Northwestern Mutual Investment Services,LLC no RAUM | Robert W. Baird & Co. Incorporated other | Other | Apr 24, 2017 | Apr 25, 2017 |
| Macie Rochelle House | Northwest Capital Management Inc. other | Robert W. Baird & Co. Incorporated other | Other | Apr 3, 2017 | Aug 23, 2017 (142 d) |
| Charles C Nemeckay | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 27, 2017 | Mar 24, 2017 |
| Brandon Charles Carter | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 16, 2017 | Mar 7, 2017 |
| Scott Melton Birmingham | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 14, 2017 | Mar 10, 2017 |
| Michael Gregory Moore | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 13, 2017 | Mar 10, 2017 |
| Sherah M Fairweather | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 9, 2017 | Mar 20, 2017 |
| Kathy Lynn Noll | Bmo Harris Financial Advisors, Inc other | Robert W. Baird & Co. Incorporated other | Other | Feb 27, 2017 | Feb 27, 2017 |
| Larry Edward Bernstein | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Feb 16, 2017 | Feb 15, 2017 |
| Lynn Michelle Rogers | Stephens other | Robert W. Baird & Co. Incorporated other | Other | Feb 3, 2017 | Sep 12, 2017 (221 d) |
| Marcia L Henderson | Horizon Wealth Management, LLC state registered | Robert W. Baird & Co. Incorporated mixed wealth | Other | Feb 2, 2017 | Nov 25, 2025 (3218 d) |
| Brian J. Campeau | Vogel Consulting, LLC state registered | Robert W. Baird & Co. Incorporated other | Other | Jan 10, 2017 | Jan 10, 2017 |
| Brett Harlan Hober | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jan 6, 2017 | Jan 13, 2017 |
| Robert Francis Browne | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jan 4, 2017 | Dec 15, 2016 |
| Keith Evan Epstein | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Dec 5, 2016 | Dec 2, 2016 |
| Andrew Jason Oremland | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Dec 5, 2016 | Dec 2, 2016 |
| Melissa Gail Mills | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Dec 5, 2016 | Dec 2, 2016 |
| Kurt Eugene Kobes | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Nov 17, 2016 | Nov 14, 2016 |
| Brittney May Schlicker | United Brokerage Services Inc other | Robert W. Baird & Co. Incorporated other | Other | Nov 9, 2016 | Oct 11, 2016 |
| Jeanna Marie Woods | Msi Financial Services, Inc. other | Robert W. Baird & Co. Incorporated other | Other | Nov 1, 2016 | Oct 17, 2016 |
| Pamela J Kiltau | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated other | Other | Nov 1, 2016 | Oct 28, 2016 |
| Christian Thomas Clinton | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Oct 26, 2016 | Oct 24, 2016 |
| Jena Burrows | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Oct 26, 2016 | Oct 24, 2016 |
| Cortney Marie Cook | Usaa Financial Planning Services no RAUM | Robert W. Baird & Co. Incorporated other | Other | Oct 11, 2016 | Oct 10, 2016 |
| Marina B Peacock | Bates Financial Advisors, Inc. other | Robert W. Baird & Co. Incorporated other | Other | Sep 23, 2016 | Sep 26, 2016 |
| David Wingate D'Alessandro | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Sep 6, 2016 | Sep 26, 2016 |
| Lauren Marin Shaughnessy | D.A. Davidson & Co. other | Robert W. Baird & Co. Incorporated other | Other | Aug 23, 2016 | Aug 19, 2016 |
| Timothy Hale Ganahl | D.A. Davidson & Co. other | Robert W. Baird & Co. Incorporated other | Other | Aug 23, 2016 | Aug 19, 2016 |
| David Michael Benevento | Edward Jones national BD | Robert W. Baird & Co. Incorporated other | Other | Aug 16, 2016 | Aug 29, 2016 |
| Vicky Nichole Labuguen | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jul 19, 2016 | Jul 18, 2016 |
| Nora Andersen Sillerud | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jul 13, 2016 | Jul 11, 2016 |
| Christopher Duane Medley | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | Jul 11, 2016 | Jun 24, 2016 |
| John Godfrey Taft | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | Jun 30, 2016 | Jan 29, 2018 (578 d) |
| Carol Ann Ericson | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jun 29, 2016 | Jun 1, 2017 (337 d) |
| Donald A Mccunniff | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 24, 2016 | Jul 14, 2017 (416 d) |
| Jason Stephen Cheu | Gordian Wealth Advisors, LLC other | Robert W. Baird & Co. Incorporated other | Other | May 18, 2016 | May 17, 2016 |
| David Warren Lubchenco | Marsico Capital Management, LLC other | Robert W. Baird & Co. Incorporated other | Other | May 11, 2016 | Apr 25, 2016 |
| Olivia Murphy Kaplan | Strategic Advisers LLC national BD | Robert W. Baird & Co. Incorporated other | Other | May 5, 2016 | Nov 29, 2016 (208 d) |
| James L Van De Ven | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 2, 2016 | Apr 29, 2016 |
| Christopher Steven Brock | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 2, 2016 | Apr 29, 2016 |
| Matthew Lindsay Trontel | Schwab Wealth Advisory, Inc. other | Robert W. Baird & Co. Incorporated other | Other | Apr 14, 2016 | Apr 11, 2016 |
| Traci Jeanine Bryson | Northwestern Mutual Investment Services,LLC no RAUM | Robert W. Baird & Co. Incorporated other | Other | Apr 5, 2016 | Apr 4, 2016 |
| Jennifer Gieske Wolfe | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated other | Other | Apr 4, 2016 | Apr 1, 2016 |
| Katie Ann Jackson | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 28, 2016 | Apr 6, 2016 |
| Brenda K Kleiber | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 11, 2016 | Mar 1, 2016 |
| Ivana Marich | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 3, 2016 | Feb 16, 2016 |
| Alex Martin Bigelow | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 1, 2016 | Mar 1, 2016 |
| Susan Marie Lenz | Pnc Wealth Management other | Robert W. Baird & Co. Incorporated other | Other | Jan 22, 2016 | Jan 26, 2016 |
| Chris Alan Trumble | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jan 20, 2016 | Jan 15, 2016 |
| Michael L Mindes | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jan 7, 2016 | Oct 12, 2021 (2105 d) |
| Christopher Joel Dolan | Charles Schwab & Co., Inc. national BD | Robert W. Baird & Co. Incorporated other | Other | Dec 31, 2015 | Jan 8, 2016 |
| Andrew J. Schlafer | Edward Jones national BD | Robert W. Baird & Co. Incorporated other | Other | Dec 14, 2015 | Dec 17, 2015 |
| Matthew Cash | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Dec 11, 2015 | Apr 5, 2016 (116 d) |
| Bradley Nelson Stewart | Edge Asset Management, Inc. other | Robert W. Baird & Co. Incorporated other | Other | Dec 10, 2015 | Nov 3, 2015 |