| Steven Charles Guggenheimer | Barclays Capital Inc. other | Janney Montgomery Scott LLC other | Other | Mar 28, 2014 | Mar 7, 2014 |
| George Mina Zaki | Barclays Capital Inc. other | Janney Montgomery Scott LLC other | Other | Mar 28, 2014 | Mar 7, 2014 |
| Patricia Anne Niles | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC other | Other | Mar 15, 2014 | Mar 13, 2014 |
| Martin Gerard Lutschaunig | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC other | Other | Mar 14, 2014 | Mar 13, 2014 |
| Geremy Lee Hoover | Pnc Wealth Management other | Janney Montgomery Scott LLC other | Other | Feb 21, 2014 | Feb 18, 2014 |
| Jack Wendell Griffith | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC other | Other | Jan 28, 2014 | Jan 27, 2014 |
| John Wells Chapman | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC other | Other | Jan 28, 2014 | Jan 27, 2014 |
| Jack W Griffith | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC other | Other | Jan 28, 2014 | Jan 27, 2014 |
| Steven William Goldfarb | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC other | Other | Jan 24, 2014 | Jan 16, 2014 |
| Seth Diamond | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Jan 3, 2014 | Dec 19, 2013 |
| Andrew John Lawson | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC other | Other | Dec 13, 2013 | Dec 18, 2013 |
| John Matthew Goles | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC other | Other | Dec 5, 2013 | Nov 7, 2013 |
| Steven John Deboy | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC other | Other | Dec 5, 2013 | Nov 7, 2013 |
| Andrew Richard Alcarese | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Nov 25, 2013 | Nov 13, 2013 |
| Dana Elizabeth Wilkins | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Nov 25, 2013 | Nov 13, 2013 |
| Thomas Beck | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC other | Other | Nov 25, 2013 | Dec 25, 2013 |
| Douglas Paul Velnoskey | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Nov 20, 2013 | Nov 8, 2013 |
| Coleen Kramer Beal | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Nov 20, 2013 | Nov 8, 2013 |
| Bryan Carney | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Nov 20, 2013 | Nov 8, 2013 |
| Justin Deni | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC other | Other | Oct 23, 2013 | Oct 22, 2013 |
| Logan J Reed | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC other | Other | Oct 15, 2013 | Oct 15, 2013 |
| Robert Schwartz Black | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC other | Other | Oct 4, 2013 | Oct 3, 2013 |
| Edward Harry Blumenthal | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC other | Other | Oct 4, 2013 | Oct 4, 2013 |
| Robert Mark Borkowski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC other | Other | Oct 4, 2013 | Oct 3, 2013 |
| Jennifer E Lange | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC other | Other | Oct 4, 2013 | Oct 3, 2013 |
| Philip Steven Diprimio | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Sep 17, 2013 | Sep 12, 2013 |
| Christopher B Franz | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Sep 16, 2013 | Sep 12, 2013 |
| Erik T Fromm | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Sep 10, 2013 | Sep 17, 2013 |
| Vincent Carmen Crognale | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Aug 26, 2013 | Aug 1, 2013 |
| Brette Alexandra Husar | Northwestern Mutual Investment Services,LLC other | Janney Montgomery Scott LLC other | Other | Aug 19, 2013 | Sep 5, 2013 |
| Marc W Chait | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Aug 7, 2013 | Aug 5, 2013 |
| Candida Marie Weinrick | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Aug 7, 2013 | Jul 30, 2013 |
| Steven Charles Sapirstein | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Jul 17, 2013 | Jul 22, 2013 |
| David A Over | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC other | Other | Jul 15, 2013 | Jul 22, 2013 |
| Karen Yingling Seipp | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Jul 8, 2013 | Jun 13, 2013 |
| Scott David Ford | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Jul 8, 2013 | Jun 14, 2013 |
| Elizabeth Cecchine Miller | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Jun 26, 2013 | May 30, 2013 |
| Michael Roy Slaymaker | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Jun 26, 2013 | May 30, 2013 |
| William Gilmore Simms Oliphant | Stephens other | Janney Montgomery Scott LLC other | Other | Jun 14, 2013 | Jun 10, 2013 |
| Randall Lee Renneisen | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Jun 13, 2013 | May 17, 2013 |
| Robert Brand Fischer | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Jun 13, 2013 | May 16, 2013 |
| Christopher Thomas Smith | Stephens other | Janney Montgomery Scott LLC other | Other | Jun 11, 2013 | Jun 10, 2013 |
| Julie Elizabeth Hall | Stephens other | Janney Montgomery Scott LLC other | Other | Jun 11, 2013 | Jun 10, 2013 |
| Robert John Banasiak | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | May 20, 2013 | Apr 30, 2013 |
| Charles M Jenkins | Pnc Wealth Management other | Janney Montgomery Scott LLC other | Other | May 10, 2013 | Apr 17, 2013 |
| Colin Davis Cissne | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | May 2, 2013 | Jun 18, 2013 (47 d) |
| Justin Joseph Muni | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC other | Other | May 2, 2013 | May 6, 2013 |
| Robert Fayez Ibrahim | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC other | Other | May 1, 2013 | Apr 30, 2013 |
| Martin S Schamis | Vanguard Advisers, Inc. other | Janney Montgomery Scott LLC other | Other | Apr 26, 2013 | Oct 1, 2015 (888 d) |
| Jonathan Mark Fairbanks | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Apr 25, 2013 | Apr 10, 2013 |
| Julie Marie Flugel | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Apr 25, 2013 | Apr 5, 2013 |
| Thomas Michael Galvin | Morgan Keegan & Company, LLC other | Janney Montgomery Scott LLC BD affiliated | Other | Mar 13, 2013 | Feb 20, 2024 (3996 d) |
| Christine Marie Levine | Morgan Stanley wirehouse | Janney Montgomery Scott LLC other | Other | Mar 4, 2013 | Feb 26, 2013 |
| Mark Allen Giles | Neuberger Berman Bd LLC other | Janney Montgomery Scott LLC BD affiliated | Other | Feb 26, 2013 | Jul 30, 2026 (4902 d) |
| David Elliott Grice | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC other | Other | Feb 22, 2013 | Feb 20, 2013 |
| Christine Barbra Stefanski | Planning Capital Management Corp. other | Janney Montgomery Scott LLC other | Other | Feb 22, 2013 | Feb 27, 2013 |
| John R Kline | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC other | Other | Feb 13, 2013 | Feb 5, 2013 |
| Joshua Patrick Brien | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC other | Other | Feb 13, 2013 | Feb 5, 2013 |
| Ann Elizabeth Newcamp | Federated Investment Counseling other | Janney Montgomery Scott LLC BD affiliated | Other | Jan 30, 2013 | Aug 1, 2022 (3470 d) |
| Joel Richard Meeks | Davenport & Company LLC other | Janney Montgomery Scott LLC other | Other | Jan 28, 2013 | Jan 7, 2015 (709 d) |