| Richard J Gallant | Strategic Advisers LLC national BD | Valic Financial Advisors, Inc. other | Other | Oct 24, 2008 | Dec 15, 2008 (52 d) |
| Matthew Steve Kocsis | Esi Financial Advisors other | Valic Financial Advisors, Inc. other | Other | Oct 17, 2008 | Oct 15, 2008 |
| Kelly Lopez Atkinson | Cetera Investment Services LLC other | Valic Financial Advisors, Inc. other | Other | Oct 15, 2008 | Oct 14, 2008 |
| Thomas Newton Smith | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Oct 3, 2008 | Oct 1, 2008 |
| Olabisi Olugbenga Oduguwa | Cuna Brokerage Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Sep 29, 2008 | Sep 30, 2008 |
| Edward James Tritschler | Natcity Investments, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Sep 26, 2008 | Oct 13, 2008 |
| William Brian Alvarez | Citigroup Global Markets Inc. other | Valic Financial Advisors, Inc. other | Other | Sep 8, 2008 | Aug 26, 2008 |
| Carmen Michael Lex | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Sep 8, 2008 | Sep 22, 2008 |
| Michael E Mcgriff | Advice And Planning Services other | Valic Financial Advisors, Inc. other | Other | Sep 4, 2008 | Aug 5, 2010 (700 d) |
| Andres Velasquez | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Aug 25, 2008 | Aug 22, 2013 (1823 d) |
| Chad Brian Humphrey | Mercer Global Advisors Inc. other | Valic Financial Advisors, Inc. other | Other | Aug 21, 2008 | Aug 18, 2008 |
| Peter Heidenreich | MML Investors Services, LLC other | Valic Financial Advisors, Inc. BD affiliated | Other | Aug 19, 2008 | Jan 4, 2019 (3790 d) |
| Jody Lynn Maccormack | Msi Financial Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Aug 18, 2008 | Aug 7, 2008 |
| Dean Pownall | Citigroup Global Markets Inc. other | Valic Financial Advisors, Inc. other | Other | Aug 18, 2008 | Aug 11, 2008 |
| Carolyn Dee Bare | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Aug 14, 2008 | Aug 26, 2008 |
| James D Davis | LPL Financial LLC other | Valic Financial Advisors, Inc. other | Other | Aug 11, 2008 | Dec 11, 2008 (122 d) |
| Donna Lail | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Aug 1, 2008 | Jul 15, 2009 (348 d) |
| John Robert Burch | Sterne Agee Asset Management, Inc. other | Valic Financial Advisors, Inc. other | Other | Aug 1, 2008 | Sep 4, 2008 (34 d) |
| Trent Anthony Dattoli | Strategic Advisers LLC national BD | Valic Financial Advisors, Inc. other | Other | Jul 30, 2008 | Mar 30, 2009 (243 d) |
| Jeanie Sung | UBS Financial Services Inc. wirehouse | Valic Financial Advisors, Inc. other | Other | Jul 15, 2008 | Jun 24, 2008 |
| Darla Mae Haines Mills | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Jul 15, 2008 | Jul 13, 2010 (728 d) |
| Brett Alexander Breen | Raymond James & Associates, Inc. national BD | Valic Financial Advisors, Inc. other | Other | Jul 10, 2008 | Jul 2, 2008 |
| Gregory Allen Meador | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Jul 9, 2008 | Jul 8, 2008 |
| Terrie Frances Austin | UBS Financial Services Inc. wirehouse | Valic Financial Advisors, Inc. other | Other | Jul 7, 2008 | Jun 30, 2008 |
| Michael Patrick Dalleo | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Jul 3, 2008 | Aug 19, 2008 (47 d) |
| Christopher Alan Lauver | Lincoln Financial Distributors, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Jun 24, 2008 | Jun 30, 2008 |
| John A Malcolm | Cuna Brokerage Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Jun 20, 2008 | Jun 30, 2008 |
| Moises Macias | Morgan Stanley & Co. LLC unclassified | Valic Financial Advisors, Inc. other | Other | Jun 13, 2008 | Jun 16, 2008 |
| Carrie A Mcnair | Msi Financial Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Jun 10, 2008 | Mar 30, 2010 (658 d) |
| Andrew Simmons | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Jun 5, 2008 | Jun 30, 2008 |
| Joseph Ledo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Jun 4, 2008 | Jul 7, 2008 (33 d) |
| Carl James Arrell | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | May 28, 2008 | May 29, 2008 |
| Christopher Louis Hutson | Morgan Keegan & Company, LLC other | Valic Financial Advisors, Inc. other | Other | May 27, 2008 | May 28, 2008 |
| Rabih Adnan Harmoush | Msi Financial Services, Inc. other | Valic Financial Advisors, Inc. other | Other | May 19, 2008 | May 17, 2010 (728 d) |
| John Martin Blamphin | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Valic Financial Advisors, Inc. other | Other | Apr 28, 2008 | Apr 29, 2008 |
| Jason Edward Thomas | Td Ameritrade Investment Management, LLC other | Valic Financial Advisors, Inc. other | Other | Apr 21, 2008 | May 16, 2008 |
| Jason Edward Thomas | Td Ameritrade, Inc. no RAUM | Valic Financial Advisors, Inc. other | Other | Apr 21, 2008 | May 16, 2008 |
| Todd Joseph Richhart | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Apr 16, 2008 | Nov 2, 2011 (1295 d) |
| Scott Alan Christian | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Apr 2, 2008 | May 20, 2009 (413 d) |
| Myles Patrick O'Reilly | First Financial Advisors, LLC other | Valic Financial Advisors, Inc. other | Other | Mar 7, 2008 | Mar 18, 2008 |
| Mitchell Roderick Tabor | Hancock Whitney Investment Services Inc. other | Valic Financial Advisors, Inc. other | Other | Mar 4, 2008 | Mar 18, 2008 |
| Rustomji Feroz Dubash | Natcity Investments, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Feb 28, 2008 | Mar 3, 2008 |
| Lisa Potts Bauer | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Feb 13, 2008 | Feb 20, 2008 |
| Richard Wilson | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Feb 4, 2008 | Jun 16, 2008 (133 d) |
| Nicholas S Oldham | LPL Financial LLC other | Valic Financial Advisors, Inc. other | Other | Jan 31, 2008 | Jan 29, 2008 |
| Jay Roberson Nix | Morgan Stanley & Co. LLC unclassified | Valic Financial Advisors, Inc. other | Other | Jan 22, 2008 | Jun 4, 2008 (134 d) |
| Dean Salvatore Dignoti | Nfsg Corporation other | Valic Financial Advisors, Inc. other | Other | Jan 11, 2008 | Jan 17, 2008 |
| Sally Jo Osborne | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Jan 7, 2008 | Jan 7, 2008 |
| Frank Andrew Deptola | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Nov 29, 2007 | Jan 18, 2008 (50 d) |
| Nain J Perez | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Nov 21, 2007 | Feb 11, 2008 (82 d) |
| William Patrick Harmon | Avantax Advisory Services other | Valic Financial Advisors, Inc. other | Other | Nov 16, 2007 | Nov 12, 2007 |
| Maria Mckeon Gregoriev | J.P. Morgan Securities LLC wirehouse | Valic Financial Advisors, Inc. other | Other | Nov 12, 2007 | Jul 26, 2011 (1352 d) |
| Aaron Han-Kyeol Kim | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Nov 9, 2007 | Nov 12, 2007 |
| Stuart Allen Pipho | Investment Centers Of America, Inc. other | Valic Financial Advisors, Inc. other | Other | Nov 5, 2007 | Jan 7, 2017 (3351 d) |
| Rasheedah Basmah El-Amin | Spc other | Valic Financial Advisors, Inc. other | Other | Nov 1, 2007 | Oct 18, 2007 |
| Alfred Mayes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Nov 1, 2007 | Jan 21, 2015 (2638 d) |
| Michael Henry Beuttel | LPL Financial LLC other | Valic Financial Advisors, Inc. other | Other | Oct 17, 2007 | Oct 18, 2007 |
| Adam Michael Greenspan | Financial West Group other | Valic Financial Advisors, Inc. other | Other | Oct 3, 2007 | Jun 18, 2008 (259 d) |
| Daniel Louis Herzig | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Sep 27, 2007 | Dec 2, 2011 (1527 d) |
| Joseph Thomas Leighton | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Sep 14, 2007 | Sep 14, 2007 |