| John Jacob Norton | Curian Capital, LLC other | Sei Investments Management Corp other | Other | Sep 15, 2015 | Sep 25, 2015 |
| Christian Joseph Abraham | Pnc Wealth Management other | Sei Investments Management Corp other | Other | Aug 31, 2015 | Sep 14, 2015 |
| Michael John Oresick | LPL Financial LLC other | Sei Investments Management Corp other | Other | Aug 6, 2015 | Aug 14, 2015 |
| Jessi Ringo Andrews | Assetmark, Inc. other | Sei Investments Management Corp other | Other | Aug 4, 2015 | Aug 17, 2015 |
| Jacob Thomas Bucha | Pnc Wealth Management other | Sei Investments Management Corp other | Other | Mar 31, 2015 | Apr 29, 2015 |
| Francis Duncan Depiano | Brinker Capital Inc other | Sei Investments Management Corp other | Other | Jan 2, 2015 | Feb 24, 2015 (53 d) |
| Sean David Spellman | Msi Financial Services, Inc. other | Sei Investments Management Corp other | Other | Jul 17, 2014 | Aug 21, 2014 (35 d) |
| Kristin Anne Josephs | Strategic Advisers LLC national BD | Sei Investments Management Corp other | Other | Jul 10, 2014 | Jul 30, 2014 |
| John J Loughlin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sei Investments Management Corp other | Other | Feb 25, 2014 | Mar 4, 2014 |
| Michael Shawn Mullen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sei Investments Management Corp other | Other | Jan 17, 2014 | Feb 27, 2014 (41 d) |
| Matthew Early Potter | Lockwell Investments, LLC other | Sei Investments Management Corp other | Other | Jun 21, 2013 | Jul 1, 2013 |
| Karen Lynn Mclaughlin | Nuveen Asset Management, LLC other | Sei Investments Management Corp other | Other | Dec 3, 2012 | Feb 21, 2013 (80 d) |
| Justin Todd Goldman | Manning & Napier Advisors, LLC other | Sei Investments Management Corp other | Other | Oct 23, 2012 | Nov 27, 2012 (35 d) |
| Brian David Bono | Park Avenue Securities LLC other | Sei Investments Management Corp other | Other | Jun 28, 2012 | Jun 19, 2012 |
| Mcbee Nmn Butcher | Drexel Morgan & Co. other | Sei Investments Management Corp other | Other | Jun 6, 2012 | Jul 12, 2013 (401 d) |
| Jennifer Hickman Campisi | N1 Advisors other | Sei Investments Management Corp other | Other | May 29, 2012 | May 8, 2012 |
| Steven Clarke Treftz | Citigroup Global Markets Inc. other | Sei Investments Management Corp other | Other | May 23, 2012 | May 14, 2012 |
| Kelley Reilly Wolfington | Silver Bridge other | Sei Investments Management Corp asset manager | Other | Mar 15, 2012 | Oct 16, 2019 (2771 d) |
| Melissa Marie Kretschmer | American Portfolios Advisors, Inc other | Sei Investments Management Corp asset manager | Other | May 9, 2011 | Jun 5, 2019 (2949 d) |
| Matthew Robert Stack | Equitable Advisors, LLC national BD | Sei Investments Management Corp other | Other | Jun 18, 2010 | Jun 2, 2010 |
| Jessica Elizabeth Kienle | Directed Services LLC other | Sei Investments Management Corp other | Other | May 6, 2010 | Feb 15, 2011 (285 d) |
| Michael D Relyea | Fifth Third Securities, Inc. other | Sei Investments Management Corp other | Other | Dec 15, 2009 | Jan 5, 2015 (1847 d) |
| Matthew Scott Miller | Wells Fargo Advisors wirehouse | Sei Investments Management Corp other | Other | Oct 27, 2009 | Jun 18, 2012 (965 d) |
| Bradley Steven Williams | Raymond James Financial Services Advisors, Inc other | Sei Investments Management Corp other | Other | Apr 9, 2009 | Mar 29, 2011 (719 d) |
| Matthew Mccloskey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sei Investments Management Corp other | Other | Mar 19, 2008 | Sep 22, 2008 (187 d) |
| Stephen Michael Magistad | LPL Financial LLC other | Sei Investments Management Corp other | Other | Dec 6, 2007 | Jun 15, 2009 (557 d) |
| Frank Michael Byrd | Assetmark, Inc. other | Sei Investments Management Corp other | Other | Aug 27, 2007 | May 22, 2009 (634 d) |
| Gerald Raul Snyder | Deutsche Bank Securities Inc. other | Sei Investments Management Corp other | Other | Jul 20, 2007 | Jul 11, 2007 |
| Dinah Frances Bird-Westerfield | Blackrock Fund Advisors other | Sei Investments Management Corp other | Other | Apr 25, 2007 | May 19, 2008 (390 d) |
| Clayton Johnson | Ameriprise Financial Services, LLC national BD | Sei Investments Management Corp other | Other | Apr 18, 2007 | Oct 28, 2024 (6403 d) |
| Nicole Schenk Wasiakowski | Ameriprise Financial Services, LLC national BD | Sei Investments Management Corp other | Other | Mar 12, 2007 | Jun 5, 2007 (85 d) |
| Louis Arthur Himelreich | 1717 Capital Management Company unclassified | Sei Investments Management Corp other | Other | Dec 5, 2006 | Jun 4, 2007 (181 d) |
| Henry Andrew Kulik | Ameriprise Financial Services, LLC national BD | Sei Investments Management Corp other | Other | Oct 4, 2006 | Oct 12, 2022 (5852 d) |
| Steven Ryan Miller | Principal Securities, Inc. other | Sei Investments Management Corp other | Other | Jun 28, 2006 | Jul 13, 2007 (380 d) |
| Dean Adam Mioli | Cms Fund Advisers, Inc. unclassified | Sei Investments Management Corp other | Other | Jun 9, 2006 | Jun 4, 2007 (360 d) |
| Duane Mitchell Oakes | Sei Investments Management Corporation II unclassified | Sei Investments Management Corp other | Other | Dec 31, 2005 | Jan 4, 2006 |
| Jeannette Leigh Kleeman Grabe | Sei Investments Management Corporation II unclassified | Sei Investments Management Corp other | Other | Dec 31, 2005 | Jan 4, 2006 |
| Matthew Antonio Fatz | Waddell & Reed other | Sei Investments Management Corp other | Other | Oct 9, 2003 | Jan 10, 2011 (2650 d) |