DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at J.P. Morgan Private Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mary Jane Volfson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 27, 2022 | Sep 23, 2022 |
| Amanda Jean Rosinski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 27, 2022 | Sep 23, 2022 |
| Michael Nelson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 26, 2022 | Sep 23, 2022 |
| Daniel Sirota | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 26, 2022 | Sep 23, 2022 |
| Kimberly Ann Ferry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 26, 2022 | Sep 23, 2022 |
| Pascale Hainline | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 26, 2022 | Sep 23, 2022 |
| John Michael Cunningham | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 24, 2022 | Oct 6, 2022 |
| Ryan Patrick Mccrerey | Raymond James & Associates, Inc. national BD | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Sep 14, 2022 |
| Laura Michelle Pricer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 12, 2022 | Sep 23, 2022 |
| Anthony Custodio | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2022 | Aug 2, 2022 |
| Theresa Rutledge | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2022 | Aug 2, 2022 |
| Aubrey Tarpley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2022 | Aug 2, 2022 |
| Nicholas Clay Stowe | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2022 | Aug 31, 2022 |
| Claire Roberts Durand | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2022 | Sep 28, 2022 |
| Nicholas Fanneron | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 29, 2022 | Aug 19, 2022 |
| Timothy Filipi Cahyadi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 29, 2022 | Aug 30, 2022 |
| Brandon Paolillo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2022 | Aug 19, 2022 |
| Radhika Mehta | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 23, 2022 | Aug 19, 2022 |
| Nancy F Romero Ramirez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 21, 2022 | Aug 23, 2022 |
| Jason Stanco | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2022 | Aug 25, 2022 |
| Sanhita Bhattacharya | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2022 | Aug 2, 2022 |
| Xinyi Huang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2022 | Aug 29, 2022 |
| Gary Grigorian | MML Investors Services, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2022 | Aug 16, 2022 |
| David Loeb | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2022 | Aug 22, 2022 |
| Haley Pink | Cw Advisors, LLC independent RIA | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2022 | Sep 22, 2022 (48 d) |
| Cynthia Cougoule | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2022 | Aug 2, 2022 |
| Katherine Ryan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2022 | Aug 2, 2022 |
| Adam Scharf | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 25, 2022 | Feb 6, 2023 (196 d) |
| Emily Story | D.A. Davidson & Co. independent RIA | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 19, 2022 | Aug 9, 2022 |
| Karli Vazquez-Mendez | Raymond James & Associates, Inc. national BD | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Sep 7, 2022 (54 d) |
| Sierra Isabel Zora Macken | Equitable Advisors, LLC national BD | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Jul 28, 2022 |
| Tabitha Marion Ghahari | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 5, 2022 | Jun 15, 2022 |
| Lai Shan Kwong | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 1, 2022 | Jun 28, 2022 |
| Robert Agostino Rovetti | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 22, 2022 | Jun 30, 2022 |
| Lorenzo Horvath | Equitable Advisors, LLC national BD | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2022 | Nov 7, 2022 (144 d) |
| Cynthia Grace Lichwick | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2022 | Jun 10, 2022 |
| David Andrew Greene | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2022 | Jun 10, 2022 |
| Vishal Bakshi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 13, 2022 | Jun 10, 2022 |
| Blake Richard Winick | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 13, 2022 | Jun 10, 2022 |
| Dareal Lanae Harmon | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2022 | Mar 22, 2023 (287 d) |
| Elizabeth Corder | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2022 | Jun 29, 2022 (37 d) |
| Hooi Ling Lim | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2022 | Apr 19, 2022 |
| Xichan Liu | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2022 | Apr 19, 2022 |
| Boaz Chan | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | Apr 19, 2022 |
| Jennifer Anne Seacrist | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | Apr 19, 2022 |
| Sarah Scholz Mijts | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | Apr 19, 2022 |
| Nicholas Joseph Peterson | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | Apr 19, 2022 |
| Jenny Young Fernandez | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | Apr 18, 2022 |
| Elaine Yefun Lee | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2022 | Jun 8, 2022 |
| Ian A Lovegrove | Hennion & Walsh Asset Management, Inc. BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | Apr 29, 2022 |
| Ann Margaret Macagba Bishop | Natixis Advisors, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2022 | Mar 22, 2022 |
| Jesse Jimerson | Mercer Global Advisors Inc. independent RIA | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 5, 2022 | Jul 13, 2022 (99 d) |
| Diane Bienke | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 28, 2022 | Apr 5, 2022 |
| Crista Tucker | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 18, 2022 | Mar 11, 2022 |
| Gregory C Shevlin | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 16, 2022 | Mar 11, 2022 |
| Tara Brooke Grossman | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2022 | Mar 16, 2022 |
| Christopher Pegg | Stratos Wealth Partners, Ltd BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2022 | Sep 13, 2022 (189 d) |
| Danny Koh | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2022 | Mar 1, 2022 |
| Justin Skoryi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 24, 2022 | Jan 26, 2022 |
| Lina Hued | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 18, 2022 | Jan 27, 2022 |
600 moves match.