DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Invest Financial Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marti M LatourBmo Harris Financial Advisors, Inc otherInvest Financial Corporation otherOtherJul 1, 2016Oct 9, 2017 (465 d)
Derek David SimkowitzLPL Financial LLC otherInvest Financial Corporation otherOtherJun 29, 2016Jun 29, 2016
Jeffrey Cullen Hegener HacklerThrivent Investment Management Inc. otherInvest Financial Corporation otherOtherJun 22, 2016Jun 17, 2016
Tyler R LiebermanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvest Financial Corporation otherOtherJun 16, 2016Jun 27, 2016
David E WhetsellLPL Financial LLC otherInvest Financial Corporation otherOtherJun 10, 2016Jun 2, 2016
Tobias Allan MeekSuntrust Investment Services, Inc. otherInvest Financial Corporation otherOtherJun 10, 2016Jul 13, 2016 (33 d)
Stephanie Lynn BaityCetera Advisor Networks LLC otherInvest Financial Corporation otherOtherJun 9, 2016Jun 24, 2016
William Gerald SadlerAvantax Advisory Services otherInvest Financial Corporation otherOtherJun 3, 2016May 26, 2016
Wesley Hamilton SadlerAvantax Advisory Services otherInvest Financial Corporation otherOtherJun 3, 2016Jun 1, 2016
Jason Matthew CaseyAvantax Advisory Services otherInvest Financial Corporation otherOtherJun 3, 2016Jun 1, 2016
Diane WillisWoodbury Financial Services, Inc. otherInvest Financial Corporation otherOtherMay 26, 2016May 23, 2016
Andrea Wade KarkosCommonwealth Financial Network national BDInvest Financial Corporation otherOtherMay 23, 2016Jun 8, 2016
Thomas ZubryckiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvest Financial Corporation otherOtherMay 10, 2016Apr 29, 2016
Rodolfo Benjamin ZamoraTransamerica Financial Advisors, LLC otherInvest Financial Corporation otherOtherMay 10, 2016May 9, 2016
David Costa SmirlesCitizens Securities, Inc. otherInvest Financial Corporation otherOtherMay 3, 2016Jun 2, 2016
Aleia Kristy MacdonaldExecutive Wealth Management, LLC otherInvest Financial Corporation otherOtherApr 29, 2016Oct 29, 2010
Kathryn Leeper HooperInvestment Advisors Corp otherInvest Financial Corporation otherOtherApr 25, 2016May 25, 2017 (395 d)
Joseph Peter HatfieldOneida Wealth Management, Inc. otherInvest Financial Corporation otherOtherApr 22, 2016Apr 22, 2016
Michael Joseph TisdellOneida Wealth Management, Inc. otherInvest Financial Corporation otherOtherApr 20, 2016Apr 20, 2016
James Brent OstranderInvestacorp Advisory Services Inc otherInvest Financial Corporation otherOtherApr 13, 2016Apr 6, 2016
Todd Jonathan FeintuchSuntrust Investment Services, Inc. otherInvest Financial Corporation otherOtherMar 23, 2016Jul 14, 2016 (113 d)
William Dean ByrdTransamerica Financial Advisors, LLC otherInvest Financial Corporation otherOtherMar 21, 2016Mar 3, 2016
Robert L StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvest Financial Corporation otherOtherMar 16, 2016Mar 15, 2016
Nicole Clara WilsonEquitable Advisors, LLC national BDInvest Financial Corporation otherOtherMar 16, 2016Mar 16, 2016
Keith J GilmourMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvest Financial Corporation otherOtherMar 14, 2016Apr 4, 2016
Matthew Joseph FolsomU.S. Bancorp Investments, Inc. otherInvest Financial Corporation otherOtherMar 10, 2016Mar 14, 2016
Adam Gabriel WolffMsi Financial Services, Inc. otherInvest Financial Corporation otherOtherFeb 19, 2016Feb 16, 2016
Laurel Ann WatkinsLPL Financial LLC otherInvest Financial Corporation otherOtherFeb 18, 2016Feb 12, 2016
Alice Leary ReitzThrivent Investment Management Inc. otherInvest Financial Corporation otherOtherFeb 4, 2016Feb 2, 2016
Phyllis Raelynn SpearsJ.P. Morgan Securities LLC wirehouseInvest Financial Corporation otherOtherFeb 3, 2016Jan 26, 2016
Taylor Kalyn SavkaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvest Financial Corporation otherOtherFeb 3, 2016Mar 11, 2016 (37 d)
Joseph PanfilCg Advisory Services otherInvest Financial Corporation otherOtherJan 26, 2016Mar 24, 2011
Dana Alan BinsbacharNfp Advisor Services, LLC otherInvest Financial Corporation otherOtherJan 22, 2016Jan 15, 2016
Samuel Lewis CrossleyMML Investors Services, LLC otherInvest Financial Corporation otherOtherJan 22, 2016Jan 7, 2016
Henry W BinsbacharNfp Advisor Services, LLC otherInvest Financial Corporation otherOtherJan 22, 2016Jan 15, 2016
Hasina SalehU.S. Bancorp Investments, Inc. otherInvest Financial Corporation otherOtherJan 13, 2016Jan 14, 2016
James Vincent MariVoya Financial Advisors, Inc. otherInvest Financial Corporation otherOtherJan 4, 2016Jan 15, 2016
Patrick HojanSignator Investors, Inc. otherInvest Financial Corporation otherOtherDec 31, 2015Jan 6, 2016
Jose Luis ChavezPnc Wealth Management otherInvest Financial Corporation otherOtherDec 17, 2015Mar 2, 2016 (76 d)
Michael Timothy TarrantFinancial Network Associates, Inc. unclassifiedInvest Financial Corporation otherOtherDec 14, 2015Dec 5, 2007
Donald Glen BishopInvestment Professionals, Inc. otherInvest Financial Corporation otherOtherDec 1, 2015Dec 8, 2015
Michael Terry CandeeInvestment Professionals, Inc. otherInvest Financial Corporation otherOtherDec 1, 2015Dec 7, 2015
Steven Robert EnglishCetera Investment Advisers LLC otherInvest Financial Corporation otherOtherNov 30, 2015May 23, 2016 (175 d)
Andrew J ToeringWells Fargo Advisors wirehouseInvest Financial Corporation otherOtherNov 24, 2015Nov 20, 2015
Sybil Lee PoageSuntrust Investment Services, Inc. otherInvest Financial Corporation otherOtherNov 23, 2015Dec 7, 2015
Jason Russell GoodTricor Advisory Services, LLC otherInvest Financial Corporation otherOtherNov 23, 2015Nov 20, 2015
Alejandro Alberto LebronLPL Financial LLC otherInvest Financial Corporation otherOtherNov 12, 2015Nov 4, 2015
Raymond W MarkFinancial Plans & Strategies, Inc. otherInvest Financial Corporation otherOtherNov 10, 2015Nov 13, 2008
Bryan C NeillInvestment Professionals, Inc. otherInvest Financial Corporation otherOtherNov 6, 2015Oct 20, 2015
John James RickerSantander Securities otherInvest Financial Corporation otherOtherNov 3, 2015Nov 11, 2015
Justin Lee EspensonThrivent Investment Management Inc. otherInvest Financial Corporation otherOtherOct 27, 2015Dec 1, 2016 (401 d)
Dennis Roger NolteCapital Guardian Wealth Management, LLC otherInvest Financial Corporation otherOtherOct 26, 2015Sep 28, 2015
Darren Lee GraysonCetera Investment Advisers LLC otherInvest Financial Corporation otherOtherOct 23, 2015Nov 3, 2015
Charles Edward EarleLPL Financial LLC otherInvest Financial Corporation otherOtherOct 23, 2015Oct 19, 2015
William Pennington DunnFirst Allied Advisory Services, Inc. otherInvest Financial Corporation otherOtherOct 15, 2015Apr 21, 2016 (189 d)
Thomas KimEssex National Securities, Inc. otherInvest Financial Corporation otherOtherOct 15, 2015Oct 22, 2015
Gregory Anthony LongoEssex National Securities, Inc. otherInvest Financial Corporation otherOtherOct 15, 2015Oct 13, 2015
Michael John DunleavyEssex National Securities, Inc. otherInvest Financial Corporation otherOtherOct 15, 2015Oct 13, 2015
Thomas James NoonEssex National Securities, Inc. otherInvest Financial Corporation otherOtherOct 15, 2015Oct 13, 2015
Luis Carlos Rigo SalmeronEssex National Securities, Inc. otherInvest Financial Corporation otherOtherOct 15, 2015Oct 13, 2015
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800 moves match.