DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Integrity Alliance, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cornelius Joseph O'ReillyO'Reilly Wealth Coaching LLC unclassifiedIntegrity Alliance, LLC independent RIAOtherDec 31, 2024Nov 27, 2023
Raghu ThotaTransamerica Financial Advisors, LLC BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 16, 2024Jul 12, 2024
Datta Prasad JanamanchiTransamerica Financial Advisors, LLC BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2024Jul 12, 2024
Alec Edmond MuehlemeyerPark Avenue Securities LLC BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 9, 2024Jul 15, 2024
Lyle GalFirst Command Advisory Services BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 8, 2024Nov 15, 2024 (130 d)
Hugh Palmer DukeLPL Financial LLC BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2024May 24, 2024
Chris David BreedenOsaic Fs, Inc. BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 21, 2024Jun 3, 2024
Christian Frederick LaaseOsaic Fs, Inc. BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 20, 2024May 20, 2024
Jared Ross BreedenOsaic Fs, Inc. BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 20, 2024Jun 3, 2024
Tracy Christianson MchaleMML Investors Services, LLC BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2024Mar 4, 2026 (672 d)
Jeffrey Lane WallaceCambridge Investment Research Advisors, Inc. BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 21, 2024Mar 18, 2024
Michael BauerThrivent Investment Management Inc. BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 21, 2024May 17, 2024 (86 d)
Zachary Hamilton OteyGladstone Wealth Partners BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 20, 2024Feb 20, 2024
Joshua Kent CrawfordAvantax Advisory Services BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 9, 2024Feb 28, 2024
Charles Kiernan O'NeillCetera Investment Advisers LLC BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2024Jan 8, 2026 (706 d)
John Clifford HuxfordSecurities America Advisors, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2024Feb 12, 2024
Frederick William StansberryPruco Securities, LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2024Jan 19, 2024
Aaron Mathew SmithState Farm Investment Management Corp. asset managerIntegrity Alliance, LLC BD affiliatedOtherJan 5, 2024Apr 9, 2024 (95 d)
Anh HamiltonNs Capital, LLC mixed wealthIntegrity Alliance, LLC independent RIARIA to RIAJan 5, 2024Feb 12, 2024 (38 d)
Mark S EghrariEghrari Wealth Training LLC unclassifiedIntegrity Alliance, LLC independent RIAOtherDec 31, 2023Aug 18, 2023
Kevin Collins EghrariEghrari Wealth Training LLC unclassifiedIntegrity Alliance, LLC independent RIAOtherDec 31, 2023Nov 29, 2023
Jose E Amaya CisnerosMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIntegrity Alliance, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 7, 2023May 23, 2024 (168 d)
Richard Jay RudingerAvantax Advisory Services BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2023Nov 13, 2023
Chad Vincent CassianiGladstone Wealth Partners BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 7, 2023Sep 7, 2023
Aaron Anton MilneLPL Financial LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2023Aug 18, 2023
Quentyn SegoWells Fargo Advisors wirehouseIntegrity Alliance, LLC independent RIAWirehouse to independent RIAAug 25, 2023Sep 5, 2023
Alexander Ray SweeneyVanguard Advisers, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 23, 2023Dec 7, 2023 (106 d)
William Brian DunkerPrincipal Securities, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 15, 2023Sep 12, 2023
Laramey Wayne JohnsonThrivent Investment Management Inc. BD affiliatedIntegrity Alliance, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 11, 2023May 20, 2024 (283 d)
Randall Kent RinderknechtGladstone Wealth Partners BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2023Apr 5, 2023
Kalvin Nicholas JohnsonGladstone Wealth Partners BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2023Mar 31, 2023
Brandon Scott BoseGladstone Wealth Partners BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2023Apr 14, 2023
Michael Thomas TibblesGladstone Wealth Partners BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2023Apr 6, 2023
Colton SkirvinGladstone Wealth Partners BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2023Apr 5, 2023
Daniel Evan GombrichGladstone Wealth Partners BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2023Apr 6, 2023
Amanda ReynoldsBfc Planning, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2022Dec 20, 2022
Stephen Lawrence HuffBfc Planning, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2022Dec 15, 2022
Paul Timothy ReidyCapital Analysts BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 8, 2022Dec 21, 2022
John Joseph ErnyLPL Financial LLC independent RIAIntegrity Alliance, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 30, 2022Jul 24, 2026 (1393 d)
Attilio Anthony FoschiniCapital Analysts BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 27, 2022Sep 27, 2022
Brett Thomas CiarloCapital Analysts BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2022Sep 23, 2022
Margherita Sandra FoschiniCapital Analysts BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2022Sep 23, 2022
Anne Marie SaguisagCapital Analysts BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2022Sep 23, 2022
Daniel Patrick CondonLincoln Investment independent RIAIntegrity Alliance, LLC independent RIARIA to RIASep 26, 2022Sep 25, 2022
Christopher Lawrence ClelandCapital Analysts BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2022Sep 23, 2022
Paul ShortierCapital Analysts BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2022Sep 25, 2022
Jay M SabotCapital Analysts BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2022Oct 4, 2022
Zachary David MeyerLincoln Investment independent RIAIntegrity Alliance, LLC independent RIARIA to RIASep 26, 2022Sep 26, 2022
Matthew DogaliCapital Analysts BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2022Oct 3, 2022
James Thomas BeyerLincoln Investment independent RIAIntegrity Alliance, LLC independent RIARIA to RIASep 26, 2022Sep 23, 2022
Scott B WeilagePark Avenue Securities LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2022Aug 26, 2022
Myles Patrick ShonseyLPL Financial LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIAMay 23, 2022May 3, 2022
Joshua William IsherwoodLPL Financial LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIAMay 17, 2022May 23, 2022
Monte Lee PetersonLPL Financial LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIAApr 28, 2022Apr 19, 2022
Matthew MedlockLPL Financial LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIAApr 21, 2022Apr 18, 2022
Jack CrumleyLPL Financial LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIAApr 21, 2022Apr 27, 2022
Raymond Leslie HammockKovack Advisors, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2022Apr 22, 2022
Alex Lee CaryCetera Advisor Networks LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2022Mar 9, 2022
David John WallachSecurities America Advisors, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 25, 2022Feb 23, 2022
Nathaniel Edward EdieLPL Financial LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2022Mar 21, 2022
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319 moves match.