DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Concorde Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Dawn Renee Hoover	National Planning Corporation ("Npc Of America" In Fl & Ny) no RAUM	Concorde Asset Management, LLC BD affiliated	Other	Jun 25, 2018	Mar 11, 2019 (259 d)
Karen Marie Lessard	Woodbury Financial Services, Inc. BD affiliated	Concorde Asset Management, LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 4, 2018	Apr 11, 2018
Brian William Ragen	Triad Advisors, LLC BD affiliated	Concorde Asset Management, LLC other	Other	Mar 6, 2018	Mar 19, 2018
Randall Brian Stoltz	Woodbury Financial Services, Inc. BD affiliated	Concorde Asset Management, LLC other	Other	Mar 2, 2018	Mar 1, 2018
Matthew W. Navarre	Ameritas Advisory Services other	Concorde Asset Management, LLC other	Other	Jan 31, 2018	Mar 20, 2018 (48 d)
Tracy Anton	Arbor Point Advisors other	Concorde Asset Management, LLC other	Other	Aug 24, 2017	Sep 28, 2017 (35 d)
Danielle Leigh Delongchamp	J. W. Cole Advisors, Inc. other	Concorde Asset Management, LLC other	Other	Jan 23, 2017	Jan 9, 2017
Nicole Schmitt	Fifth Third Securities, Inc. other	Concorde Asset Management, LLC BD affiliated	Other	Oct 11, 2016	Sep 26, 2018 (715 d)
Brent Wayne Lee	Lebenthal Wealth Advisors, LLC other	Concorde Asset Management, LLC other	Other	Jul 27, 2016	Jul 9, 2016
Jennifer Lynn Donais	Lebenthal Wealth Advisors, LLC other	Concorde Asset Management, LLC other	Other	Jul 5, 2016	Jul 8, 2016
Mark Andrew Wiacek	Cl Wealth Management LLC other	Concorde Asset Management, LLC other	Other	Jun 13, 2016	Nov 12, 2015
Roger William Bowlin	Independent Financial Group, LLC other	Concorde Asset Management, LLC other	Other	May 19, 2016	May 23, 2016
Delmar Vernice Mckinney	First Allied Advisory Services, Inc. other	Concorde Asset Management, LLC other	Other	Mar 22, 2016	May 11, 2016 (50 d)
Michael J. O'Callaghan	B. Riley Wealth Advisors, Inc. other	Concorde Asset Management, LLC other	Other	Mar 1, 2016	Mar 15, 2016
Garrett Michael Mills	B. Riley Wealth Advisors, Inc. other	Concorde Asset Management, LLC other	Other	Mar 1, 2016	Mar 15, 2016
Gary Lane Glover	Sterne Agee Asset Management, Inc. other	Concorde Asset Management, LLC other	Other	Jan 12, 2016	Jan 13, 2016
Marc G Linsky	Summit Financial Group Inc other	Concorde Asset Management, LLC other	Other	Jul 6, 2015	Jul 7, 2015
Carl Frederick Worden	J P Turner & Company Capital Management, LLC other	Concorde Asset Management, LLC other	Other	Mar 23, 2015	Mar 13, 2015
Preston Paul Mokris	Prospera Financial Services, Inc. other	Concorde Asset Management, LLC other	Other	Jan 7, 2015	Jan 7, 2015
Joseph Terrell Mann	Resource Horizons Investment Advisory, Inc. other	Concorde Asset Management, LLC other	Other	Dec 31, 2014	Jan 2, 2015
Norman Hugh Meyer	Cuttingedge Advisors other	Concorde Asset Management, LLC other	Other	Dec 31, 2014	Apr 10, 2013
Jeffrey Joe Kaufman	Cuttingedge Advisors other	Concorde Asset Management, LLC other	Other	Dec 31, 2014	Dec 7, 2016 (707 d)
Timothy Caso	Ameriprise Financial Services, LLC national BD	Concorde Asset Management, LLC other	Other	Dec 22, 2014	Oct 13, 2016 (661 d)
Damian Jude Dering	Independent Financial Group, LLC other	Concorde Asset Management, LLC other	Other	Sep 4, 2014	Sep 4, 2014
Frank Timothy Kuiper	Financial Designs Ltd. unclassified	Concorde Asset Management, LLC BD affiliated	Other	Jul 30, 2014	Aug 2, 2018 (1464 d)
Michael Robert Palmisano	Cl Wealth Management LLC other	Concorde Asset Management, LLC other	Other	Feb 25, 2014	Feb 25, 2014
Keith Christian Layman	David R. Kern Asset Management other	Concorde Asset Management, LLC other	Other	Feb 11, 2014	Aug 1, 2014 (171 d)
Joseph Thomas Wiegand	David R. Kern Asset Management other	Concorde Asset Management, LLC other	Other	Feb 11, 2014	Aug 1, 2014 (171 d)
Thomas Book Jahncke	Independent Financial Group, LLC other	Concorde Asset Management, LLC other	Other	Feb 6, 2014	Feb 6, 2014
David Michael Breedlove	Onyx Wealth Advisors, Inc. other	Concorde Asset Management, LLC other	Other	Dec 31, 2013	Nov 19, 2013
Robin Larae Edgar	Securities America Advisors, Inc. other	Concorde Asset Management, LLC other	Other	Dec 3, 2013	Dec 2, 2013
James Patrick Maher	Northstar Financial Partners, Inc. other	Concorde Asset Management, LLC other	Other	Nov 15, 2013	Nov 25, 2013
Gary Thomas Hughes	Arque Capital, Ltd. unclassified	Concorde Asset Management, LLC other	Other	Jul 10, 2013	Jul 1, 2013
Timothy Keith Kulhanek	Fortitude Advisory Group L.L.C. other	Concorde Asset Management, LLC other	Other	Mar 6, 2013	Feb 7, 2013
Scott Martin Bresky	World Advisory Services other	Concorde Asset Management, LLC other	Other	Dec 31, 2012	Jan 2, 2013
David Jon Zupek	Cambridge Investment Research Advisors, Inc. other	Concorde Asset Management, LLC other	Other	Oct 18, 2012	Dec 6, 2012 (49 d)
Michael Ernest Venturini	Cambridge Investment Research Advisors, Inc. other	Concorde Asset Management, LLC other	Other	Oct 18, 2012	Oct 19, 2012
Jay David Mcclellan	J. W. Cole Advisors, Inc. other	Concorde Asset Management, LLC other	Other	Sep 21, 2012	Sep 21, 2012
Mark Andrew Wiacek	J P Turner & Company Capital Management, LLC other	Concorde Asset Management, LLC other	Other	Aug 30, 2012	Oct 1, 2013 (397 d)
David Robert Kern	David R. Kern Asset Management other	Concorde Asset Management, LLC other	Other	May 21, 2012	Dec 17, 2014 (940 d)
John Timothy Ross	American Portfolios Advisors, Inc other	Concorde Asset Management, LLC other	Other	Feb 7, 2012	Feb 8, 2012
Robert Lee Thompson	American Portfolios Advisors, Inc other	Concorde Asset Management, LLC other	Other	Feb 7, 2012	Feb 6, 2012
John Michael Bean	MML Investors Services, LLC other	Concorde Asset Management, LLC other	Other	May 11, 2011	May 11, 2011
Matt Branstetter	J. W. Cole Advisors, Inc. other	Concorde Asset Management, LLC other	Other	Nov 29, 2010	Nov 27, 2013 (1094 d)
Kimberly Sue Jones	Equitas America, LLC unclassified	Concorde Asset Management, LLC other	Other	Sep 20, 2010	Mar 19, 2012 (546 d)
Randolph Thomas Redmond	MML Investors Services, LLC other	Concorde Asset Management, LLC other	Other	Sep 10, 2010	Nov 2, 2012 (784 d)
John Herbert Gakenheimer	Equitas America, LLC unclassified	Concorde Asset Management, LLC other	Other	Jul 23, 2010	Jul 14, 2011 (356 d)
Jae Lee	Ameriprise Financial Services, LLC national BD	Concorde Asset Management, LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 10, 2008	Sep 8, 2021 (4930 d)

Page 2 of 2Previous

108 moves match.